DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dimensional Fund Advisors LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel Richard King	Neuberger Berman Bd LLC no RAUM	Dimensional Fund Advisors LP asset manager	Other	Jan 15, 2020	Feb 24, 2020 (40 d)
Mark Thomas Colaco	Raymond James & Associates, Inc. national BD	Dimensional Fund Advisors LP asset manager	Other	Nov 1, 2019	Dec 3, 2019 (32 d)
Wade Hampton Love	Uwharrie Investment Advisors, Inc. independent RIA	Dimensional Fund Advisors LP asset manager	Other	Oct 28, 2019	Nov 13, 2019
Gareth William Vaz	Capital Client Group, Inc. no RAUM	Dimensional Fund Advisors LP asset manager	Other	Oct 21, 2019	Dec 16, 2019 (56 d)
Robert Chadwick Burns	Charles Schwab & Co., Inc. national BD	Dimensional Fund Advisors LP asset manager	Other	Jun 27, 2019	Jul 15, 2019
Jake Patrick Luken	Vanguard Advisers, Inc. BD affiliated	Dimensional Fund Advisors LP asset manager	Other	Apr 18, 2019	Apr 29, 2019
Jacob Downing	Fidelity Personal And Workplace Advisors BD affiliated	Dimensional Fund Advisors LP asset manager	Other	Apr 4, 2019	Apr 29, 2019
Andrew James Kelch	Usaa Investment Services Company BD affiliated	Dimensional Fund Advisors LP asset manager	Other	Mar 29, 2019	Apr 5, 2019
Dana Michelle Calcote	Td Ameritrade, Inc. no RAUM	Dimensional Fund Advisors LP asset manager	Other	Feb 27, 2019	Apr 4, 2019 (36 d)
Nathan Roland Dutzmann	Aspen Partners, Ltd. asset manager	Dimensional Fund Advisors LP asset manager	Other	Dec 31, 2018	Jul 27, 2020 (574 d)
Arley Eliu Reyes	Amundi Pioneer Institutional Asset Management, Inc. other	Dimensional Fund Advisors LP asset manager	Other	Oct 19, 2018	Jul 18, 2022 (1368 d)
Christine Bosco Ivanick	Morgan Stanley wirehouse	Dimensional Fund Advisors LP asset manager	Other	Oct 2, 2018	Nov 15, 2018 (44 d)
Austin Michael Jenkins	Advice And Planning Services BD affiliated	Dimensional Fund Advisors LP asset manager	Other	Aug 31, 2018	Oct 1, 2018 (31 d)
Shawn M Doty	LPL Financial LLC independent RIA	Dimensional Fund Advisors LP asset manager	Other	Jun 25, 2018	Jul 18, 2018
Theodore Joseph Watt	Citigroup Global Markets Inc. BD affiliated	Dimensional Fund Advisors LP asset manager	Other	May 2, 2018	May 2, 2018
Trace O'Neil Williams	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dimensional Fund Advisors LP other	Other	Sep 21, 2017	Oct 9, 2017
Timothy David Birch	T. Rowe Price Advisory Services, Inc. other	Dimensional Fund Advisors LP asset manager	Other	Jul 27, 2017	Jun 8, 2018 (316 d)
Kamila Ann Elliott	Vanguard Advisers, Inc. other	Dimensional Fund Advisors LP other	Other	Jul 25, 2017	Aug 17, 2017
Meredith Christian Broderick	Lwi Financial Inc. other	Dimensional Fund Advisors LP asset manager	Other	Jul 11, 2017	Aug 12, 2022 (1858 d)
Francis Joseph D'Alia	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dimensional Fund Advisors LP asset manager	Other	Jul 5, 2017	Sep 30, 2021 (1548 d)
Melissa Spring	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dimensional Fund Advisors LP other	Other	Jun 27, 2017	Aug 3, 2017 (37 d)
Alexander Thomas Price	Raymond James & Associates, Inc. national BD	Dimensional Fund Advisors LP other	Other	Mar 2, 2017	Mar 27, 2017
Dustin Alexander Vile	Blackrock Investment Management, LLC other	Dimensional Fund Advisors LP other	Other	Nov 8, 2016	Mar 27, 2017 (139 d)
John Edmunds Wilson	Td Ameritrade Investment Management, LLC other	Dimensional Fund Advisors LP other	Other	Oct 10, 2016	Dec 19, 2016 (70 d)
Barbara Nicole Flanagan	Erben Associates, LLC independent RIA	Dimensional Fund Advisors LP other	Other	Sep 19, 2016	Jan 5, 2018 (473 d)
William Barrett Brown	UBS Financial Services Inc. wirehouse	Dimensional Fund Advisors LP other	Other	Jul 5, 2016	Oct 11, 2016 (98 d)
Wesley Walden Lyon	United Capital Financial Advisors other	Dimensional Fund Advisors LP other	Other	Jun 6, 2016	Dec 19, 2016 (196 d)
John Oakley Resurreccion	LPL Financial LLC other	Dimensional Fund Advisors LP other	Other	Mar 22, 2016	Jun 1, 2016 (71 d)
Lindsey Shea Woodward Rafkind	Thornburg Investment Management Inc other	Dimensional Fund Advisors LP other	Other	Jan 5, 2016	Dec 19, 2016 (349 d)
Roger James Trinwith	UBS Financial Services Inc. wirehouse	Dimensional Fund Advisors LP other	Other	Dec 22, 2015	Dec 19, 2016 (363 d)
Erin Searl	Wiley Group other	Dimensional Fund Advisors LP other	Other	Nov 2, 2015	Jun 22, 2017 (598 d)
Jorge Armando Soriano	USA Asset Management, LLC state registered	Dimensional Fund Advisors LP other	Other	Aug 7, 2015	Dec 19, 2016 (500 d)
Davis Winston Green	Nfp Advisor Services, LLC other	Dimensional Fund Advisors LP other	Other	Jul 6, 2015	Oct 2, 2015 (88 d)
Paul Andrew Leblanc	Grimes & Company other	Dimensional Fund Advisors LP other	Other	Jun 11, 2015	Jul 21, 2015 (40 d)
Dale Miles Skogstad	Cliftonlarsonallen Wealth Advisors, LLC other	Dimensional Fund Advisors LP other	Other	May 1, 2015	Jan 5, 2016 (249 d)
Kevin R Tiernan	Blackrock Investment Management, LLC other	Dimensional Fund Advisors LP other	Other	Mar 10, 2015	Apr 2, 2015
Thomas Carson Mclean	Allspring Funds Management, LLC other	Dimensional Fund Advisors LP other	Other	Dec 31, 2014	Dec 14, 2016 (714 d)
Paul Andrew Lehman	First Citizens Asset Management, Inc other	Dimensional Fund Advisors LP other	Other	Feb 26, 2014	Jul 29, 2013
Rachel Elizabeth Kotubey	Samson Capital Management, LLC other	Dimensional Fund Advisors LP other	Other	Jan 29, 2014	Jul 14, 2014 (166 d)
Douglas Longo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dimensional Fund Advisors LP other	Other	Sep 18, 2013	Apr 21, 2014 (215 d)
William Courtney Leffall	Usaa Financial Planning Services no RAUM	Dimensional Fund Advisors LP other	Other	Apr 18, 2013	Dec 23, 2014 (614 d)
Bryan Wilczewski	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Dimensional Fund Advisors LP other	Other	Jan 31, 2013	Apr 19, 2016 (1174 d)
Althea Keegan Trevor	Astor Asset Management LLC other	Dimensional Fund Advisors LP other	Other	Dec 19, 2012	Apr 8, 2016 (1206 d)
Michael Bryan Mccann	Nuveen Asset Management, LLC other	Dimensional Fund Advisors LP other	Other	Nov 5, 2012	Nov 19, 2012
David John Sullivan	Spc other	Dimensional Fund Advisors LP other	Other	Oct 31, 2012	Jun 24, 2013 (236 d)
Olivian Traian Pitis	Halbert Hargrove other	Dimensional Fund Advisors LP asset manager	Other	Jun 5, 2012	Jul 5, 2019 (2586 d)
Christopher William Cummins	South Texas Money Management, Ltd. other	Dimensional Fund Advisors LP other	Other	May 18, 2012	Feb 3, 2016 (1356 d)
Duane Robert Mattson	Afam Capital, Inc. other	Dimensional Fund Advisors LP other	Other	May 15, 2012	May 17, 2012
Dennis Mitchell Chamberlain	Chamberlain Financial Planning & Wealth Management other	Dimensional Fund Advisors LP other	Other	Dec 12, 2011	Mar 7, 2012 (86 d)
Mitchell Mccartney Schorr	E. S. Barr & Company other	Dimensional Fund Advisors LP other	Other	Oct 20, 2011	Oct 13, 2014 (1089 d)
Alyson Melinda Mcdonald	Jones Villalta Asset Management, LLC other	Dimensional Fund Advisors LP other	Other	Oct 11, 2011	May 9, 2012 (211 d)
Mark James Dennis	Morgan Stanley & Co. LLC unclassified	Dimensional Fund Advisors LP other	Other	Dec 31, 2010	Jul 12, 2011 (193 d)
Zornitsa Ventsislavova Santiago	Cra Financial Services, L.L.C. other	Dimensional Fund Advisors LP other	Other	Dec 23, 2010	Oct 4, 2013 (1016 d)
Brian Kent Pinkston	Charles Schwab & Co., Inc. national BD	Dimensional Fund Advisors LP other	Other	Jul 29, 2010	Sep 2, 2010 (35 d)
William Merchad	Edward Jones national BD	Dimensional Fund Advisors LP other	Other	Jun 9, 2010	Jun 13, 2012 (735 d)
John Thomas Blood	Commonwealth Financial Network national BD	Dimensional Fund Advisors LP other	Other	Dec 31, 2009	Feb 17, 2010 (48 d)
Matthew Cooper	Index Fund Advisors, Inc. other	Dimensional Fund Advisors LP other	Other	Oct 5, 2009	Mar 2, 2010 (148 d)
Lana K Bergstein	Lwi Financial Inc. other	Dimensional Fund Advisors LP other	Other	Dec 24, 2008	Aug 26, 2009 (245 d)
Clayton Boone	Chase Investment Services Corp. other	Dimensional Fund Advisors LP other	Other	Sep 11, 2008	Sep 9, 2014 (2189 d)
Michael Kullman Preis	E*Trade Capital Management, LLC other	Dimensional Fund Advisors LP other	Other	Aug 8, 2008	Sep 10, 2010 (763 d)

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129 moves match.