DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bing Liu | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2026 | Jun 3, 2026 |
| Christanoelle Nangatieh Ume | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2026 | May 28, 2026 |
| Eric James Danapilis | Veridos Capital LLC state registered | Vanguard Advisers, Inc. BD affiliated | Other | May 13, 2026 | Jul 28, 2026 (76 d) |
| Michael Stephen Levay | Td Private Client Wealth LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 26, 2026 |
| Harrison Cole Williams | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Jul 10, 2026 (60 d) |
| Gregorio Sebastian Acevedo Gonzalez | Stratos Wealth Partners, Ltd BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 26, 2026 |
| Joseph Medawar Rodarte | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2026 | Jun 11, 2026 (42 d) |
| Timol Lemoyne Liggans | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2026 | Jun 2, 2026 (34 d) |
| Gustavo Angel Giron Andreu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2026 | May 4, 2026 |
| Christopher Brian Rowan | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | May 19, 2026 |
| Beyene Kidane Misikir | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 23, 2026 |
| Mark William Rizvi | Focus Partners Wealth, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2026 | Jul 14, 2026 (82 d) |
| Carl Alexander Barnhart | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2026 | Jul 29, 2026 (97 d) |
| Joshua Aryeh Druz | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2026 | May 27, 2026 (35 d) |
| Anthony Steven Bonvissuto | Ally Invest Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 28, 2026 |
| Tierra Leighann Hulsey | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2026 | Jun 4, 2026 (46 d) |
| Anmol Katyal | Pnc Wealth Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Jun 3, 2026 (47 d) |
| Courtney Lynn Goodwin | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | May 27, 2026 (41 d) |
| Jose Ricardo Benavides | Pnc Wealth Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | May 19, 2026 (34 d) |
| Michael Sylvester Rodriguez | Sound Income Strategies, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2026 | May 27, 2026 (43 d) |
| Randall James Murray | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Jun 16, 2026 (68 d) |
| Mitchell Peter Mandt | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Jun 3, 2026 (55 d) |
| Samuel Andrew Pleasant-Cress | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2026 | Apr 21, 2026 |
| David Antonio Ruiz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2026 | Apr 29, 2026 |
| Rachel Catherine Hite | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2026 | Mar 31, 2026 |
| Catherine Howard Craig | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Aug 18, 2026 (145 d) |
| Joshua Lorenzo Newett | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | May 19, 2026 (54 d) |
| Jorge Antonio Guzman | Axos Invest, Inc independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2026 | May 20, 2026 (56 d) |
| Michael Aaron Rothstein | Truist Advisory Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Apr 13, 2026 |
| Quinston Devante Little | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Aug 21, 2026 (154 d) |
| Keaton Graham Anderson | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2026 | Apr 28, 2026 (39 d) |
| Timothy Michael Palilonis | Blackrock Investment Management, LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Mar 18, 2026 | Aug 10, 2026 (145 d) |
| Adib Rezaei Dashti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2026 | May 7, 2026 (50 d) |
| Cameron Taylor Hopkins-Harrington | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Apr 10, 2026 |
| Lora Lynn Leavenworth | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 12, 2026 | Jun 1, 2026 (81 d) |
| Dexter Francis De La Rosa | Santander Securities BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Apr 21, 2026 (42 d) |
| Trevor Jay Meads | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Aug 6, 2026 (149 d) |
| Jinfu Yang | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Apr 21, 2026 (42 d) |
| Gian David Slowik | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Jun 5, 2026 (87 d) |
| Gordon Thomas Hasslinger | Oppenheimer & Co. Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Apr 2, 2026 |
| Charles Ashley Girling | Esi Financial Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2026 | Apr 17, 2026 (43 d) |
| Brannon Jaymar Henry | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 11, 2026 |
| Humberto Vargas | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2026 | Mar 30, 2026 |
| Jack Charles Kelly | T. Rowe Price Advisory Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 10, 2026 |
| Connor Maclean King | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Jul 6, 2026 (126 d) |
| Kody Timothy Rife | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2026 | Mar 25, 2026 |
| Kevin Henry Glover | Measuredmint, LLC unclassified | Vanguard Advisers, Inc. BD affiliated | Other | Feb 27, 2026 | Mar 16, 2026 |
| John Micah Milliron | Thrivent Investment Management Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Mar 9, 2026 |
| Logan Daniel Murphy | Capital Client Group, Inc. no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Feb 18, 2026 | Jul 14, 2026 (146 d) |
| Samuel Wesley Moran | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2026 | Apr 16, 2026 (58 d) |
| James Weldon Sartain | Park Avenue Securities LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Feb 24, 2026 |
| Jordan Thomas Ballard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2026 | Mar 5, 2026 |
| Latasia Mantoria Ingram | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2026 | Apr 13, 2026 (56 d) |
| Stephen Derrick Farrar | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 25, 2026 |
| Trevor Lee Scott | Csenge Advisory Group, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2026 | May 8, 2026 (84 d) |
| Robert Raymond Roberti | New Age Alpha asset manager | Vanguard Advisers, Inc. BD affiliated | Other | Feb 12, 2026 | May 26, 2026 (103 d) |
| Stephen Ross Hutter | Blue Financial independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2026 | Mar 12, 2026 |
| Eric Tran | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Jun 16, 2026 (124 d) |
| Steven Craig Shipley | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2026 | Mar 8, 2026 |
| Kevin Robert Kessler | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Jul 9, 2026 (148 d) |
1,047 moves match.