DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pnc Managed Account Solutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Julie Michelle Miller	Kestra Advisory Services, LLC BD affiliated	Pnc Managed Account Solutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 1, 2018	Oct 5, 2018
Alessandro Ugge	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Sep 7, 2018	Oct 3, 2018
Antonio Almaraz	Morgan Stanley wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Sep 5, 2018	Oct 3, 2018
Benjamin John Fernandez	Greenberg Financial Group independent RIA	Pnc Managed Account Solutions, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Aug 20, 2018	Aug 27, 2018
Eric Frederic Hyden	Comerica Securities bank affiliated	Pnc Managed Account Solutions, Inc. BD affiliated	Other	Aug 6, 2018	Aug 24, 2018
Michael Amador Vega	Wells Fargo Advisors wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 11, 2018	Jul 24, 2018
Roberto Montes	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 2, 2018	Jul 30, 2018
Andrea G Pineda	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jun 19, 2018	Nov 6, 2018 (140 d)
Jason Thomas Wilkes	Cetera Investment Advisers LLC BD affiliated	Pnc Managed Account Solutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 6, 2018	Jul 11, 2018 (35 d)
Jimmy Diep	J.P. Morgan Securities LLC wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 23, 2018	Jan 25, 2019 (247 d)
Gianluca Triennese	1st Global Advisors Inc BD affiliated	Pnc Managed Account Solutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	May 9, 2018	May 21, 2018
Margaret A Bennett	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Apr 30, 2018	Nov 8, 2018 (192 d)
Jake C Richard	Capital One Advisors, LLC BD affiliated	Pnc Managed Account Solutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Apr 9, 2018	Apr 18, 2018
Sarah Topham Barajas	Cetera Investment Advisers LLC other	Pnc Managed Account Solutions, Inc. BD affiliated	Other	Mar 26, 2018	Apr 6, 2018
Denver Leigh Childs	J.P. Morgan Securities LLC wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Mar 13, 2018	Sep 19, 2018 (190 d)
Jason Michael Kriz	Edward Jones national BD	Pnc Managed Account Solutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 28, 2018	Mar 30, 2018
Ernesto Aguilar	Cuso Financial Services, L.P. BD affiliated	Pnc Managed Account Solutions, Inc. other	Other	Feb 26, 2018	Mar 23, 2018
Luis Felipe Castillo	Frost Investment Services other	Pnc Managed Account Solutions, Inc. BD affiliated	Other	Feb 23, 2018	Mar 30, 2018 (35 d)
Timothy Rothenbush	Thrivent Investment Management Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Jan 25, 2018	Feb 9, 2018
Wheat Andrew Kelley	Bb&T Securities, LLC other	Pnc Managed Account Solutions, Inc. other	Other	Jan 5, 2018	Jan 22, 2018
Brent Allan Thomas	Nationwide Investment Advisors, LLC other	Pnc Managed Account Solutions, Inc. BD affiliated	Other	Jan 3, 2018	Dec 20, 2019 (716 d)
Timothy Robert Tereick	Creativeone Securities, LLC BD affiliated	Pnc Managed Account Solutions, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2017	Aug 12, 2019 (589 d)
Caleb K Johnson	Equitable Advisors, LLC national BD	Pnc Managed Account Solutions, Inc. other	Other	Dec 1, 2017	Nov 28, 2017
Andrey N Kolpakov	J.P. Morgan Securities LLC wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Nov 15, 2017	Dec 12, 2017
Nicholas Konecny	Edward Jones national BD	Pnc Managed Account Solutions, Inc. other	Other	Nov 10, 2017	Dec 12, 2017 (32 d)
Michael A Gomes	Bancwest Investment Services, Inc. (Bwis) other	Pnc Managed Account Solutions, Inc. other	Other	Sep 27, 2017	Nov 27, 2017 (61 d)
Oliver Christian Puhr	LPL Financial LLC other	Pnc Managed Account Solutions, Inc. other	Other	Sep 22, 2017	Oct 4, 2017
Tyson Fuller	Fsc Securities Corporation other	Pnc Managed Account Solutions, Inc. other	Other	Sep 13, 2017	Sep 5, 2017
Joel E Marius	Primerica Advisors national BD	Pnc Managed Account Solutions, Inc. other	Other	Sep 8, 2017	Sep 22, 2017
Rolando Alviso	Edward Jones national BD	Pnc Managed Account Solutions, Inc. other	Other	Aug 2, 2017	Oct 30, 2017 (89 d)
Arturo Inigo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Jul 27, 2017	Aug 3, 2017
Anna Huiping Li	Citigroup Global Markets Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Jun 29, 2017	Jun 29, 2017
Meggan E Taylor	Wells Fargo Advisors wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jun 15, 2017	Aug 6, 2018 (417 d)
Michael Claude Marshall	Cambridge Investment Research Advisors, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Jun 12, 2017	Jun 29, 2017
Jennifer Alice Harris	Investment Professionals, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Jun 7, 2017	Jun 29, 2017
Alan Michael Romero	Equitable Advisors, LLC national BD	Pnc Managed Account Solutions, Inc. other	Other	Jun 6, 2017	Jun 7, 2017
Angela Marie Sanders	Allstate Financial Advisors, LLC no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Jun 6, 2017	Jun 16, 2017
Adam David Osterman	J.P. Morgan Securities LLC wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Jun 5, 2017	Sep 21, 2017 (108 d)
Kenneth Taylor Martin	Cetera Investment Advisers LLC other	Pnc Managed Account Solutions, Inc. other	Other	May 25, 2017	Jun 14, 2017
Anthony Lee Allbright	Bok Financial Advisors other	Pnc Managed Account Solutions, Inc. other	Other	Apr 3, 2017	Apr 5, 2017
Neil Alan Knierim	Principal Securities, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Mar 31, 2017	Apr 5, 2017
Brett Alan Kuykendall	Osaic Fa, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Mar 23, 2017	Apr 4, 2017
Salomon Lahana	Bok Financial Advisors other	Pnc Managed Account Solutions, Inc. other	Other	Mar 17, 2017	May 2, 2017 (46 d)
Miles Robert Miller	Strategic Financial Concepts, LLC other	Pnc Managed Account Solutions, Inc. other	Other	Mar 16, 2017	Mar 21, 2017
Charles Posey	Morgan Stanley wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Mar 1, 2017	Apr 19, 2017 (49 d)
Kevin Lee Coffey	Msi Financial Services, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Feb 24, 2017	Mar 16, 2017
John Marcus Allen	Td Ameritrade, Inc. no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Jan 3, 2017	Jan 4, 2017
Michael Scott Rains	Cetera Investment Advisers LLC other	Pnc Managed Account Solutions, Inc. other	Other	Dec 20, 2016	Oct 18, 2017 (302 d)
Brad Eugene Baker	Allstate Financial Advisors, LLC no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Dec 12, 2016	Dec 22, 2016
Fei Yi Wang	Wells Fargo Advisors wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 18, 2016	Apr 12, 2018 (510 d)
Kevin Andrew Witowich	U.S. Bancorp Investments, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Nov 1, 2016	Nov 1, 2016
Gianluca Triennese	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Nov 1, 2016	Jan 3, 2017 (63 d)
Eddie Gassaway	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Oct 20, 2016	Oct 31, 2016
Trang Banker	Wells Fargo Advisors wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Oct 13, 2016	Dec 5, 2016 (53 d)
James David Armer	Cuso Financial Services, L.P. other	Pnc Managed Account Solutions, Inc. other	Other	Oct 6, 2016	Dec 15, 2016 (70 d)
Abraham Eli Marquez	Bb&T Investment Services, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Oct 3, 2016	Oct 18, 2016
Annette Y Campos	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Managed Account Solutions, Inc. other	Other	Sep 15, 2016	Jan 12, 2018 (484 d)
Shawn Mark Holbrook	Edward Jones national BD	Pnc Managed Account Solutions, Inc. other	Other	Aug 16, 2016	Oct 6, 2016 (51 d)
Charlene Farmer Reyes	Pnc Wealth Management other	Pnc Managed Account Solutions, Inc. other	Other	Jul 29, 2016	Aug 17, 2016
Dawon Coleman	Wells Fargo Advisors wirehouse	Pnc Managed Account Solutions, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 22, 2016	Nov 5, 2019 (1201 d)

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330 moves match.