DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Tlg Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Edward Nienaber | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Aug 14, 2025 (295 d) |
| Samuel Jacobs | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Sep 16, 2024 |
| Gerard Stephen Diaz | Charles Schwab & Co., Inc. national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 31, 2024 |
| James M Benages | LPL Financial LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Nov 26, 2024 (49 d) |
| Jaquelyn Morbitzer | J.P. Morgan Securities LLC wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2024 | Feb 18, 2025 (139 d) |
| Sarah Miner | Ameriprise Financial Services, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 3, 2024 |
| Matthew Maresch | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2024 | Nov 20, 2024 (91 d) |
| John Benefield Desselle | Allstate Financial Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jan 5, 2026 (538 d) |
| Michael Steven Cortazzo | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Mar 27, 2026 (644 d) |
| Kyle Joon Kim | The Private Client Advisory Group, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2024 | May 28, 2024 |
| Grace Baecher | J.P. Morgan Securities LLC wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2024 | Jan 6, 2026 (570 d) |
| Patrick Heewoong Kim | Ameritas Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jan 1, 2025 (205 d) |
| Chong Taek Shim | Ameritas Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jun 7, 2024 |
| Hwa Jin Kim | Ameritas Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jun 7, 2024 |
| Itziar Ramos | Blackridge Asset Management, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jan 5, 2026 (578 d) |
| Joo Kyung Lee | Ameritas Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 7, 2024 |
| Mason Mckinnie | Principal Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jul 25, 2024 (65 d) |
| Matthew Bennito D'Amico | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 3, 2024 |
| Patrick Hoffman | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 6, 2026 (608 d) |
| Carolyn Marie Robinson | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 6, 2026 (608 d) |
| Wilfred Clay Haselton | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 21, 2026 (623 d) |
| Chad Quevedo Parilla | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 9, 2026 (611 d) |
| Chelsea Marie Jez | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 9, 2026 (611 d) |
| Janet Lynn Mooney | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 5, 2026 (607 d) |
| John Christian Fink | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 27, 2026 (629 d) |
| Salvatore Fusaro | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jan 8, 2026 (610 d) |
| Darrell Lynn Saathoff | Flexible Plan Investments Ltd mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2024 | Sep 18, 2025 (503 d) |
| Clark W Newell | Osaic Fa, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Jan 15, 2026 (623 d) |
| Elisa F Rojas | Integrity Alliance, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | May 30, 2024 (44 d) |
| Nicholas Joseph Meyer | Charles Schwab & Co., Inc. national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | May 28, 2024 (84 d) |
| Joseph Earl Rhodes | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Mar 8, 2024 |
| Karen Marie Creel | Rockefeller Capital Management BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Mar 19, 2025 (390 d) |
| Ryan Gibbons | Rockefeller Capital Management BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Aug 5, 2024 (164 d) |
| Richard James Rugel | Osaic Institutions, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 28, 2024 |
| Samuel Horn | Oppenheimer & Co. Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Jul 29, 2025 (533 d) |
| Carol Ann Goetsch | RBC Capital Markets, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jun 28, 2024 (155 d) |
| Jessica Kelly Titus | Pruco Securities, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 22, 2024 |
| Christian Nana Tanke | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Jan 3, 2024 |
| Michael Merritt Talbot | Cetera Investment Advisers LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Sep 3, 2025 (653 d) |
| Ryan Davidson | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Mar 25, 2024 (133 d) |
| Elisabeth Leydon Brady | Forefront independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2023 | Nov 21, 2023 |
| Grant Morgan | Thrivent Investment Management Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Aug 6, 2025 (637 d) |
| Michael Hamel Mcgraw | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | May 1, 2024 (196 d) |
| Paul Alan Neri | Huntington Financial Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Apr 2, 2024 (189 d) |
| Lana K Bergstein | Dimensional Fund Advisors LP asset manager | Tlg Advisors, Inc. BD affiliated | Other | Aug 8, 2023 | Aug 7, 2024 (365 d) |
| Sheila Mae Brooks | Principal Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Jul 19, 2023 |
| Thomas Gene Bartley | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Jul 17, 2023 |
| Jessica C Malone | Raymond James Financial Services Advisors, Inc BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 5, 2023 |
| Matthew Teel | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 15, 2023 |
| Charles Auerbach | Mas Advisors LLC institutional | Tlg Advisors, Inc. BD affiliated | Other | Apr 12, 2023 | Jan 4, 2023 |
| Stephen Douglass Stamps | Mas Advisors LLC institutional | Tlg Advisors, Inc. BD affiliated | Other | Apr 12, 2023 | Jan 6, 2026 (1000 d) |
| Bruce Martin | Mas Advisors LLC institutional | Tlg Advisors, Inc. BD affiliated | Other | Apr 12, 2023 | Jan 4, 2023 |
| Andrew Glenn Insley | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 20, 2023 |
| Tatiana Tsoir | Financial Gravity Family Office Services, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 16, 2023 | Jan 22, 2024 (340 d) |
| Brandon Jason Avergon | Rockefeller Capital Management BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Jul 17, 2024 (533 d) |
| Brian P Cline | LPL Financial LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2023 | Feb 7, 2023 |
| Andrew Joseph Mcfarland | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2023 | Mar 9, 2023 (56 d) |
| Salim Admon | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2023 | Jan 7, 2026 (1099 d) |
| Andrew James Mitchell | Mas Advisors LLC institutional | Tlg Advisors, Inc. BD affiliated | Other | Jan 3, 2023 | Nov 17, 2022 |
| Daniel James Prentice | Vanderbilt Advisory Services BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Dec 20, 2022 |
385 moves match.