DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Prosperity Capital Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jerod Luke BlandWells Fargo Advisors wirehouseProsperity Capital Advisors independent RIAWirehouse to independent RIASep 1, 2021Sep 13, 2021
Ronald William GuayCgn Advisors, LLC independent RIAProsperity Capital Advisors independent RIARIA to RIAAug 10, 2021Aug 5, 2021
David B PankoAmeritas Advisory Services BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Aug 6, 2021
Tracy L. RosenauThrivent Investment Management Inc. BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2021Jul 12, 2021 (45 d)
Stoyan Petev PetevNationwide Investment Advisors, LLC BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2021Jan 8, 2024 (1013 d)
Gary William RonanAe Wealth Management, LLC independent RIAProsperity Capital Advisors independent RIARIA to RIADec 17, 2020Dec 14, 2020
Kirsten Lee SchlumbohmFidelity Personal And Workplace Advisors BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Apr 14, 2022 (517 d)
David Ira RothNewly Wealth LLC unclassifiedProsperity Capital Advisors independent RIAOtherOct 5, 2020Nov 9, 2020 (35 d)
Stephen Michael ChanezCharles Schwab & Co., Inc. national BDProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2019Dec 5, 2019
Peter Charles LynchCetera Advisors LLC BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2019Oct 15, 2019
Levi BunkersAmeriprise Financial Services, LLC national BDProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2019Apr 14, 2020 (193 d)
Ross RyanEdward Jones national BDProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2019Feb 11, 2020 (133 d)
Matthew Brent LonglandSecurities America Advisors, Inc. BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 16, 2019Aug 15, 2019
Michael Nigel Fusella ValdezBrookstone Wealth Advisors, LLC independent RIAProsperity Capital Advisors independent RIARIA to RIAMay 28, 2019May 29, 2019
Sean Alan SunderlageAllstate Financial Advisors, LLC BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2019Apr 15, 2019
Julie Thompson ManningGlobal Financial Private Capital, Inc. BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2019Apr 1, 2019
Belen KrabbeRegal Investment Advisors LLC BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2019Jan 4, 2019
Joseph Frederick VoellmGasaway Investment Advisors, Inc. otherProsperity Capital Advisors independent RIAOtherDec 8, 2018Nov 29, 2018
Anthony John GreniukUBS Financial Services Inc. wirehouseProsperity Capital Advisors independent RIAWirehouse to independent RIAOct 19, 2018Nov 5, 2019 (382 d)
Jeremy David BryantRegal Investment Advisors LLC BD affiliatedProsperity Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2018Aug 29, 2018
Anthony Gerard EngrassiaMutual Of Omaha Investor Services, Inc. no RAUMProsperity Capital Advisors independent RIAOtherAug 28, 2018Aug 6, 2018
Eric Michael LangenfeldFarmers Financial Solutions, LLC no RAUMProsperity Capital Advisors independent RIAOtherMay 10, 2018May 16, 2018
Richard Thomas DunnettMorgan Stanley wirehouseProsperity Capital Advisors independent RIAWirehouse to independent RIAApr 13, 2018Feb 13, 2019 (306 d)
Patrick J MayScottrade Investment Management BD affiliatedProsperity Capital Advisors otherOtherFeb 13, 2018Feb 23, 2018
Douglas Stephan KingCetera Advisor Networks LLC otherProsperity Capital Advisors otherOtherSep 17, 2017Apr 7, 2017
Carol Lynn OchoaYour Secure Retirement Capital Management, LLC unclassifiedProsperity Capital Advisors otherOtherApr 16, 2017Jul 7, 2016
Gregory Edward ShulmanKb Financial Partners, LLC otherProsperity Capital Advisors independent RIAOtherMar 31, 2017Nov 8, 2023 (2413 d)
Michael Christopher PooleLifetyme Financial Advisors, LLC state registeredProsperity Capital Advisors otherOtherJan 4, 2017Jan 12, 2017
Kevin Neil RobertsLifetime Wealth Design LLC state registeredProsperity Capital Advisors otherOtherDec 31, 2016Jan 23, 2017
Philip Jeffrey LeeBrookstone Capital Management LLC otherProsperity Capital Advisors otherOtherFeb 8, 2016Feb 11, 2016
Reno John FrazzittaCorecap Advisors otherProsperity Capital Advisors otherOtherNov 20, 2015Nov 23, 2015
Deborah Kipp CundiffEdward Jones national BDProsperity Capital Advisors otherOtherOct 28, 2015Jun 6, 2017 (587 d)
Anthony Thomas SwiderskiLPL Financial LLC otherProsperity Capital Advisors independent RIAOtherJun 9, 2015Oct 22, 2025 (3788 d)
Michael Mark McgregorNfp Advisor Services, LLC otherProsperity Capital Advisors otherOtherMay 28, 2015Jun 2, 2015
Brian Daniel MinierRegal Investment Advisors LLC otherProsperity Capital Advisors otherOtherMay 27, 2015Jun 2, 2015
Joshua Eric ReesmanHsbc Securities (USA) Inc. otherProsperity Capital Advisors independent RIAOtherSep 3, 2014Dec 22, 2021 (2667 d)
Ashwini Kumar AhluwaliaM Holdings Securities, Inc. otherProsperity Capital Advisors independent RIAOtherMar 24, 2014Nov 8, 2023 (3516 d)
Todd Aaron SchneiderHorter Investment Management, LLC otherProsperity Capital Advisors otherOtherFeb 25, 2014Feb 25, 2014
Anthony Edward LocascioQuestar Asset Management, Inc. otherProsperity Capital Advisors otherOtherOct 25, 2013Nov 6, 2013
Dana G HastingsMcdonald Partners LLC otherProsperity Capital Advisors otherOtherJul 5, 2013Jul 23, 2013
Steven Patrick CarlsonValmark Advisers, Inc. otherProsperity Capital Advisors otherOtherMay 2, 2013Nov 5, 2013 (187 d)
John Francis WoodardDowd & Associates unclassifiedProsperity Capital Advisors otherOtherDec 11, 2012Jun 6, 2013 (177 d)
Yvonne M MarshLPL Financial LLC otherProsperity Capital Advisors otherOtherDec 5, 2012Jan 16, 2013 (42 d)
Glen Richards PierIc Advisory Services, Inc. otherProsperity Capital Advisors otherOtherNov 15, 2012Dec 21, 2012 (36 d)
Gregory S HammerCl Wealth Management LLC otherProsperity Capital Advisors otherOtherNov 6, 2012Nov 15, 2012
Scott R LueckeCl Wealth Management LLC otherProsperity Capital Advisors otherOtherNov 6, 2012Nov 14, 2012
William SchuetteUSA Financial Securities LLC otherProsperity Capital Advisors otherOtherOct 12, 2012Oct 22, 2012
Nora Lake HartquistSecure Retirement Rx, LLC unclassifiedProsperity Capital Advisors otherOtherFeb 29, 2012Feb 29, 2012
Jeffrey Scott WarnkinLPL Financial LLC otherProsperity Capital Advisors otherOtherFeb 28, 2012Feb 21, 2012
Kimberly Sue StrosniderGradient Advisors, LLC no RAUMProsperity Capital Advisors otherOtherOct 25, 2011Dec 16, 2011 (52 d)
Edward Gerard SiddellEstate Planning Professionals otherProsperity Capital Advisors otherOtherJun 30, 2011Nov 17, 2011 (140 d)
Robert Lawrence FreitasAmerican Investment Services otherProsperity Capital Advisors otherOtherMar 30, 2011Apr 1, 2011
Donald Fruehauf ChamberlinAmerican Investment Services otherProsperity Capital Advisors otherOtherMar 30, 2011Mar 30, 2011
Jason L SmithAmerican Investment Services otherProsperity Capital Advisors otherOtherMar 30, 2011Mar 25, 2011
David Matthew AlisonAmerican Investment Services otherProsperity Capital Advisors otherOtherJan 10, 2011Mar 25, 2011 (74 d)
Robert Martin BlackNationwide Securities, LLC no RAUMProsperity Capital Advisors independent RIAOtherNov 1, 2010Nov 9, 2023 (4756 d)
Jeffrey Dominic DattoloNationwide Securities, LLC no RAUMProsperity Capital Advisors independent RIAOtherNov 1, 2010Apr 30, 2026 (5659 d)
David T BuckwaldNationwide Securities, LLC no RAUMProsperity Capital Advisors independent RIAOtherNov 1, 2010Nov 9, 2023 (4756 d)
Joseph Michael SalernoAmerican Investment Services otherProsperity Capital Advisors otherOtherOct 15, 2010Sep 23, 2014 (1439 d)
Catherine Basnight ReidFirst Citizens Investor Services, Inc. otherProsperity Capital Advisors otherOtherAug 2, 2010Nov 11, 2017 (2658 d)
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122 moves match.