DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Scottrade Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jessi HawkPruco Securities, LLC otherScottrade Investment Management otherOtherNov 1, 2016Jan 25, 2017 (85 d)
Ryan SchererWells Fargo Advisors wirehouseScottrade Investment Management otherOtherOct 27, 2016Jan 25, 2017 (90 d)
Joseph M McgrawPortfolio Logic, LLC unclassifiedScottrade Investment Management otherOtherOct 26, 2016Jan 25, 2017 (91 d)
Stefanie Nicole SwezeyPnc Wealth Management otherScottrade Investment Management otherOtherOct 26, 2016Jan 30, 2017 (96 d)
Kyle Tanner KeatyStrategic Advisers LLC national BDScottrade Investment Management otherOtherOct 26, 2016Apr 6, 2017 (162 d)
Nicholas SelcaCharles Schwab & Co., Inc. national BDScottrade Investment Management otherOtherOct 19, 2016Jan 25, 2017 (98 d)
Kevin Lee MurdockMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherOct 18, 2016Jan 25, 2017 (99 d)
Tyler William FortneyWells Fargo Advisors wirehouseScottrade Investment Management otherOtherOct 14, 2016Jan 27, 2017 (105 d)
Stephen Daniel GrimesJ.P. Morgan Securities LLC wirehouseScottrade Investment Management otherOtherOct 13, 2016Jan 27, 2017 (106 d)
Ciara Lace LatorreWells Fargo Advisors wirehouseScottrade Investment Management otherOtherOct 12, 2016Jun 8, 2017 (239 d)
Myles SitesBb&T Investment Services, Inc. otherScottrade Investment Management otherOtherOct 7, 2016Feb 24, 2017 (140 d)
Jeffery Lee GardnerVoya Financial Partners, LLC otherScottrade Investment Management otherOtherOct 7, 2016Jan 27, 2017 (112 d)
John ZamboangaTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherOct 3, 2016Jan 26, 2017 (115 d)
Yuan Kang TangMorgan Stanley wirehouseScottrade Investment Management otherOtherSep 30, 2016Jan 27, 2017 (119 d)
William J LudwigWells Fargo Advisors wirehouseScottrade Investment Management otherOtherSep 29, 2016Jan 27, 2017 (120 d)
Antoine Kthuy LeTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherSep 26, 2016Jan 27, 2017 (123 d)
Nicholas Daniel CastellanoPacific Wealth Management otherScottrade Investment Management otherOtherSep 23, 2016Mar 6, 2017 (164 d)
Stephen Craig KucharskiOsaic Institutions, Inc. otherScottrade Investment Management otherOtherSep 23, 2016Jan 27, 2017 (126 d)
Victor James GiordanoStrategic Advisers LLC national BDScottrade Investment Management otherOtherSep 14, 2016Mar 13, 2017 (180 d)
Kevin P HopkinsTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherSep 13, 2016Jan 26, 2017 (135 d)
Angela VohsTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherSep 13, 2016Jan 27, 2017 (136 d)
Yevgeniy ShvetsStrategic Advisers LLC national BDScottrade Investment Management otherOtherSep 13, 2016Jan 27, 2017 (136 d)
Kevin Christopher DielschneiderU.S. Bancorp Investments, Inc. otherScottrade Investment Management otherOtherSep 12, 2016Sep 12, 2016
Kofi SakyiMorgan Stanley wirehouseScottrade Investment Management otherOtherSep 8, 2016Apr 18, 2017 (222 d)
Marc Charles KesnerTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherSep 7, 2016Jan 27, 2017 (142 d)
Wayne WindholzTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherSep 7, 2016Sep 21, 2016
Christopher Darriel AlsobrooksEdward Jones national BDScottrade Investment Management otherOtherAug 31, 2016Jan 27, 2017 (149 d)
Michael Byung Do LeeEquitable Advisors, LLC national BDScottrade Investment Management otherOtherAug 30, 2016Jan 27, 2017 (150 d)
De Yuan HuangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherAug 25, 2016Mar 27, 2017 (214 d)
Dorothy Ann SperryFountain Financial Associates, Inc. otherScottrade Investment Management otherOtherAug 17, 2016Apr 4, 2017 (230 d)
David S. HardenJ.P. Morgan Securities LLC wirehouseScottrade Investment Management otherOtherAug 15, 2016Jan 31, 2017 (169 d)
Brian Walter CunninghamMorgan Stanley wirehouseScottrade Investment Management otherOtherAug 11, 2016Jan 27, 2017 (169 d)
Christopher J WittmanWells Fargo Advisors wirehouseScottrade Investment Management otherOtherAug 10, 2016Jan 27, 2017 (170 d)
Rodrigo EsperonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherAug 8, 2016Jan 31, 2017 (176 d)
Jahangir Ali SultanStrategic Advisers LLC national BDScottrade Investment Management otherOtherAug 5, 2016Jan 23, 2017 (171 d)
Gerald Wayne HendrikTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherAug 3, 2016Jun 1, 2017 (302 d)
James ToyeLPL Financial LLC otherScottrade Investment Management otherOtherJul 26, 2016Mar 29, 2017 (246 d)
Ibtasam MahmoodTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherJul 25, 2016Jan 27, 2017 (186 d)
Zachary SellPnc Wealth Management otherScottrade Investment Management otherOtherJul 18, 2016Jan 27, 2017 (193 d)
Mark Stuart Schaffer3d Asset Management, Inc. otherScottrade Investment Management otherOtherJul 15, 2016Sep 7, 2016 (54 d)
Michael James GavinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherJul 13, 2016Jan 27, 2017 (198 d)
Nathaniel HallNorthwestern Mutual Investment Services,LLC no RAUMScottrade Investment Management otherOtherJul 11, 2016Jan 19, 2017 (192 d)
Jacob G VersteegCuna Brokerage Services, Inc. otherScottrade Investment Management otherOtherJul 7, 2016Feb 3, 2017 (211 d)
Christine YuStrategic Advisers LLC national BDScottrade Investment Management otherOtherJul 6, 2016Jan 30, 2017 (208 d)
William Lee DaleUsaa Financial Planning Services no RAUMScottrade Investment Management otherOtherJul 6, 2016Apr 6, 2017 (274 d)
Timothy Michael PogueBmo Harris Financial Advisors, Inc otherScottrade Investment Management otherOtherJul 1, 2016Jan 31, 2017 (214 d)
Dereik W SmithValic Financial Advisors, Inc. otherScottrade Investment Management otherOtherJun 30, 2016Jun 23, 2017 (358 d)
Terrence Clayne JonesE*Trade Capital Management, LLC otherScottrade Investment Management otherOtherJun 29, 2016Jan 30, 2017 (215 d)
Christopher Lee Giles TaveUsaa Financial Planning Services no RAUMScottrade Investment Management otherOtherJun 21, 2016Jan 27, 2017 (220 d)
Zeeshan HasanTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherJun 21, 2016Jan 27, 2017 (220 d)
Brenda TollettEdward Jones national BDScottrade Investment Management otherOtherJun 21, 2016Feb 4, 2017 (228 d)
Gregory Michael StarkeyWaddell & Reed otherScottrade Investment Management otherOtherJun 15, 2016Jan 27, 2017 (226 d)
Brandise DennisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherJun 14, 2016Apr 14, 2017 (304 d)
Christopher Luke WeissMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherJun 6, 2016Feb 6, 2017 (245 d)
Christopher Clay FriendQuest Capital Strategies, Inc. otherScottrade Investment Management otherOtherJun 6, 2016Jan 26, 2017 (234 d)
Andrew T BlackTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherJun 6, 2016Feb 6, 2017 (245 d)
Denny TsueiHsbc Securities (USA) Inc. otherScottrade Investment Management otherOtherMay 26, 2016Jan 25, 2017 (244 d)
Troy Robert StansburyBancwest Investment Services, Inc. (Bwis) otherScottrade Investment Management otherOtherMay 26, 2016Feb 3, 2017 (253 d)
Ryan Peter MaksimovichWells Fargo Advisors wirehouseScottrade Investment Management otherOtherMay 25, 2016May 25, 2016
Mitchell Thomas GlasserInvestor Resources Inc otherScottrade Investment Management otherOtherMay 23, 2016Jan 27, 2017 (249 d)
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404 moves match.