DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Calton & Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laurie Ann BraulickCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 9, 2019Jul 9, 2019
Craig Edward BrandCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 9, 2019Jul 9, 2019
James Wesley PfeilCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 9, 2019Jul 9, 2019
Michael Lindquist MckenzieCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 8, 2019Jul 8, 2019
Stephen Charles SchneiderCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 8, 2019Jan 9, 2026 (2377 d)
Joann M MorfordCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 1, 2019Jul 17, 2019
Jeffrey Joseph JohnsonCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 1, 2019Jul 1, 2019
Darren M KlumpCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJul 1, 2019Jul 1, 2019
Jerome Emmett PinckneyProvidence Investment Advisors, LLC unclassifiedCalton & Associates, Inc. independent RIAOtherJun 30, 2019Jul 15, 2019
Jerome Emmett PinckneyProvidence Investment Advisors, LLC unclassifiedCalton & Associates, Inc. independent RIAOtherJun 30, 2019Jul 12, 2019
Dawn Marie MayCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAJun 28, 2019Jun 28, 2019
Mitchell Redmond HelmichForesters Advisory Services, LLC BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 25, 2019Jul 29, 2019 (34 d)
Jerry Leland BelnapWaddell & Reed BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2019May 31, 2019
Teresa Marie OclairCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAMay 17, 2019May 20, 2019
Chad Thomas SchwoererCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAMay 3, 2019May 3, 2019
Kyle Alan HowellOsaic Wealth, Inc. BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2019Apr 29, 2019
Philip Timothy WielochCapital Financial Services, Inc. independent RIACalton & Associates, Inc. independent RIARIA to RIAApr 22, 2019Apr 22, 2019
Stephen Christopher MeikleInternational Assets Investment Management, LLC BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2018Jan 12, 2026 (2582 d)
Bryson Tyler MacchioneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCalton & Associates, Inc. independent RIAWirehouse to independent RIANov 21, 2018Nov 1, 2018
Mark Thomas LamkinAe Wealth Management, LLC independent RIACalton & Associates, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2018Mar 8, 2023 (1632 d)
Becky Sue LynchCl Wealth Management LLC BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2018Aug 30, 2018
John Edward ScottKovack Advisors, Inc. BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2018Aug 27, 2018
Jared WeberMML Investors Services, LLC BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2018Jun 12, 2018
Marc Alexander GuidoHennion & Walsh Asset Management, Inc. BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2018Feb 15, 2019 (260 d)
Janeen Dulcinea IngramAmeritas Advisory Services BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2018May 1, 2018
Timothy Alexander DonaldsonInvest Financial Corporation no RAUMCalton & Associates, Inc. independent RIAOtherApr 24, 2018May 7, 2018
Allen KellerIndependent Financial Partners independent RIACalton & Associates, Inc. independent RIARIA to RIAApr 16, 2018Apr 11, 2018
Timothy Cordell SittlerP1 Capital LLC unclassifiedCalton & Associates, Inc. independent RIAOtherApr 9, 2018Apr 30, 2018
Ryan KimesSupreme Alliance LLC otherCalton & Associates, Inc. independent RIAOtherMar 23, 2018Aug 25, 2020 (886 d)
Joseph CammayoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCalton & Associates, Inc. independent RIAWirehouse to independent RIAMar 20, 2018Mar 19, 2018
Dennis Darrel DachtlerAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 17, 2017Apr 18, 2017
Steven Earle BlankeCapital Financial Services, Inc. otherCalton & Associates, Inc. otherOtherMay 17, 2017Jun 22, 2017 (36 d)
Heather Dachtler HuppeAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 16, 2017Apr 18, 2017
Richard Alan RouseAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 16, 2017Apr 18, 2017
Bruce Scott GentilellaAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 12, 2017May 15, 2017
Kathryn Lewin HadleyKcd Financial, Inc. otherCalton & Associates, Inc. otherOtherApr 3, 2017May 9, 2017 (36 d)
Rebekah Joy PowersCetera Investment Advisers LLC otherCalton & Associates, Inc. otherOtherFeb 17, 2017Mar 6, 2017
Nicholas IppolitoVoya Financial Advisors, Inc. otherCalton & Associates, Inc. otherOtherFeb 10, 2017Feb 7, 2017
Stacy Y BarromFsc Securities Corporation otherCalton & Associates, Inc. otherOtherJan 3, 2017Jan 3, 2017
Mcfaddin MoisePrincipal Securities, Inc. otherCalton & Associates, Inc. otherOtherDec 9, 2016Mar 1, 2017 (82 d)
Scott Mons BroadbentAdvisory Services Network otherCalton & Associates, Inc. otherOtherSep 30, 2016Sep 1, 2016
Phillip Richard AntonNewport Coast Asset Management otherCalton & Associates, Inc. independent RIAOtherAug 30, 2016Jan 7, 2025 (3052 d)
Kathryn Lynn MorenoVsr Advisory Services otherCalton & Associates, Inc. otherOtherAug 2, 2016Aug 1, 2016
Scott Dennis BussyVsr Advisory Services otherCalton & Associates, Inc. otherOtherAug 2, 2016Aug 1, 2016
Peggy KnobbeVsr Advisory Services otherCalton & Associates, Inc. otherOtherJul 12, 2016Jul 12, 2016
Matthew Paul AllgeyerVsr Advisory Services otherCalton & Associates, Inc. otherOtherJul 8, 2016Jul 8, 2016
Kyle Randall JonesVsr Advisory Services otherCalton & Associates, Inc. otherOtherJul 8, 2016Jul 8, 2016
M F LongVsr Advisory Services otherCalton & Associates, Inc. otherOtherJul 1, 2016Nov 17, 2016 (139 d)
William S MorrisInvest Financial Corporation otherCalton & Associates, Inc. otherOtherApr 29, 2016Jun 21, 2016 (53 d)
Joseph Stuart MyersRaymond James Financial Services Advisors, Inc otherCalton & Associates, Inc. otherOtherMar 1, 2016Mar 1, 2016
Emily Bost NilssonCapital Analysts otherCalton & Associates, Inc. otherOtherFeb 22, 2016Jun 2, 2015
Harry Tuller JohnsonHarvest Investment Services, LLC otherCalton & Associates, Inc. otherOtherDec 31, 2015Feb 24, 2017 (421 d)
Joseph EberleAdvanced Asset Trading, Inc unclassifiedCalton & Associates, Inc. otherOtherDec 31, 2015Apr 20, 2015
Robert Michael GarciaJ.P. Morgan Securities LLC wirehouseCalton & Associates, Inc. otherOtherNov 20, 2015Dec 10, 2015
Carl EdwardsOnpointe Advisory And Financial Services, LLC otherCalton & Associates, Inc. otherOtherAug 24, 2015Aug 24, 2015
Kenneth Foster HaelsigJhs Capital Advisors, LLC otherCalton & Associates, Inc. otherOtherJun 15, 2015Mar 1, 2016 (260 d)
Eric H ZoldanJhs Capital Advisors, LLC otherCalton & Associates, Inc. otherOtherJun 10, 2015Jun 9, 2015
Jeffrey Scott KrallRaymond James Financial Services Advisors, Inc otherCalton & Associates, Inc. otherOtherMay 22, 2015May 21, 2015
Gary Allen GrahamWedbush Securities Inc. otherCalton & Associates, Inc. independent RIAOtherMay 15, 2015Jan 1, 2025 (3519 d)
Randy Eugene SmithBrookstone Wealth Advisors, LLC otherCalton & Associates, Inc. otherOtherApr 23, 2015May 27, 2015 (34 d)
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197 moves match.