DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Triad Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jonathan Michael Rotz	Vsr Advisory Services other	Triad Advisors, LLC other	Other	Aug 1, 2016	Aug 1, 2016
Annette Michelle Marshall	Herndon Capital Management, LLC other	Triad Advisors, LLC BD affiliated	Other	Jul 28, 2016	Oct 21, 2019 (1180 d)
Charles Tyler Walling	Morgan Stanley wirehouse	Triad Advisors, LLC other	Other	Apr 29, 2016	May 24, 2016
Gregg S Lentz	Investors Capital Advisory other	Triad Advisors, LLC other	Other	Feb 2, 2016	Jan 11, 2016
Matt Porter	Investors Capital Advisory other	Triad Advisors, LLC other	Other	Feb 2, 2016	Feb 3, 2016
Jason Corey Griggs	Nfp Advisor Services, LLC other	Triad Advisors, LLC other	Other	Feb 2, 2016	Feb 5, 2016
Sandra Marie Kerr	Vision Capital Partners other	Triad Advisors, LLC other	Other	Dec 15, 2015	Dec 17, 2015
Paul Brewton Walker	First Allied Advisory Services, Inc. other	Triad Advisors, LLC other	Other	Dec 9, 2015	Mar 9, 2016 (91 d)
Thomas Joseph Ouellette	LPL Financial LLC other	Triad Advisors, LLC other	Other	Nov 20, 2015	Nov 20, 2015
Matthew Scott Archer	Capital Guardian Wealth Management, LLC other	Triad Advisors, LLC other	Other	Nov 17, 2015	Nov 17, 2015
Nina Moore Stibbs	Capital Guardian Wealth Management, LLC other	Triad Advisors, LLC other	Other	Nov 17, 2015	Nov 17, 2015
Jeremy J Newton	Synovus Securities, Inc. other	Triad Advisors, LLC other	Other	Mar 16, 2015	Apr 1, 2015
Daniel I Forbes	J P Turner & Company Capital Management, LLC other	Triad Advisors, LLC other	Other	Mar 6, 2015	Apr 1, 2015
Chad Winchester	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Triad Advisors, LLC other	Other	Mar 3, 2015	Jul 6, 2015 (125 d)
Gary Frank Guentzel	Dai Wealth, LLC other	Triad Advisors, LLC other	Other	Dec 31, 2014	Jan 2, 2015
Jeffrey Douglas Thomas	Resource Horizons Investment Advisory, Inc. other	Triad Advisors, LLC other	Other	Dec 31, 2014	Nov 7, 2014
Matthew Bradley Brozik	Dai Wealth, LLC other	Triad Advisors, LLC other	Other	Dec 31, 2014	Jan 2, 2015
Mark D Greenblatt	Rvr Wealth Advisors, LLC unclassified	Triad Advisors, LLC other	Other	Dec 18, 2014	Dec 10, 2014
Kevin Stuart Hallam	Resource Horizons Investment Advisory, Inc. other	Triad Advisors, LLC other	Other	Nov 6, 2014	Nov 7, 2014
James Edward Hundman	LPL Financial LLC other	Triad Advisors, LLC other	Other	Nov 4, 2014	Oct 23, 2014
Donald Lee Mcdonald	LPL Financial LLC other	Triad Advisors, LLC other	Other	Oct 15, 2014	Oct 7, 2014
Nancy B Duncan	LPL Financial LLC other	Triad Advisors, LLC other	Other	Oct 13, 2014	Nov 3, 2014
Kiliaen Van Rensselaer Ludlow	Synovus Securities, Inc. other	Triad Advisors, LLC other	Other	Sep 12, 2014	Oct 15, 2014 (33 d)
Jason Michael La Vigne	Voya Financial Advisors, Inc. other	Triad Advisors, LLC other	Other	Aug 15, 2014	Aug 14, 2014
Erik Anders Larsen	LPL Financial LLC other	Triad Advisors, LLC other	Other	Jul 31, 2014	Jul 22, 2014
Jonathan Lee Tanner	Cape Investment Advisory, Inc. other	Triad Advisors, LLC other	Other	May 19, 2014	May 19, 2014
Randolph Bernard Autrey	New England Securities Corporation other	Triad Advisors, LLC other	Other	Apr 18, 2014	Apr 25, 2014
William Louis Herford	New England Securities Corporation other	Triad Advisors, LLC other	Other	Apr 18, 2014	Apr 24, 2014
Matthew Dunning Pratt	New England Securities Corporation other	Triad Advisors, LLC other	Other	Apr 18, 2014	Apr 21, 2014
Alan Stuart Berger	New England Securities Corporation other	Triad Advisors, LLC other	Other	Apr 2, 2014	Mar 24, 2014
Benjamin Robert Bernard	Cetera Advisor Networks LLC other	Triad Advisors, LLC other	Other	Apr 1, 2014	Apr 1, 2014
Janet Santa Sherry	New England Securities Corporation other	Triad Advisors, LLC other	Other	Mar 31, 2014	Mar 21, 2014
Ronald Norman York	New England Securities Corporation other	Triad Advisors, LLC other	Other	Mar 25, 2014	Mar 24, 2014
Bruce Allen Larsen	LPL Financial LLC other	Triad Advisors, LLC other	Other	Mar 5, 2014	Mar 26, 2014
Dale Clayton Farmer	Collins Capital Management, Inc. other	Triad Advisors, LLC other	Other	Jan 27, 2014	Jan 28, 2014
Michael Jerome Sinclair	Msi Financial Services, Inc. other	Triad Advisors, LLC other	Other	Dec 13, 2013	Dec 2, 2013
James Malcolm Wade	Suntrust Investment Services, Inc. other	Triad Advisors, LLC other	Other	Nov 5, 2013	Oct 31, 2013
Lyndsay Rachel Kim	Fsc Securities Corporation other	Triad Advisors, LLC other	Other	May 8, 2013	May 8, 2013
Dorothy H Yandle	Avantax Advisory Services other	Triad Advisors, LLC other	Other	Apr 25, 2013	Apr 25, 2013
James Bradley Teegarden	Mutual Trust Asset Mgmt., Inc. other	Triad Advisors, LLC other	Other	Mar 21, 2013	Mar 22, 2013
Caryn Taurog Borden	Invest Financial Corporation other	Triad Advisors, LLC other	Other	Mar 14, 2013	Mar 13, 2013
Patricia L Smith	Nfp Advisor Services, LLC other	Triad Advisors, LLC other	Other	Feb 27, 2013	Feb 20, 2015 (723 d)
David James Lloyd	Voya Financial Advisors, Inc. other	Triad Advisors, LLC other	Other	Feb 12, 2013	Feb 6, 2013
Stanley Lewandoski	Osaic Fa, Inc. other	Triad Advisors, LLC other	Other	Jan 16, 2013	Jan 15, 2013
Jon David Mcknight	LPL Financial LLC other	Triad Advisors, LLC other	Other	Jan 15, 2013	Apr 2, 2013 (77 d)
Brian Joseph Cote	Smith Wb Financial Group unclassified	Triad Advisors, LLC other	Other	Dec 31, 2012	Jan 13, 2012
John Bartholomew Clayton	Valic Financial Advisors, Inc. other	Triad Advisors, LLC other	Other	Dec 20, 2012	Dec 21, 2012
Gerald Wayne Nackers	Eagle One Investments, LLC unclassified	Triad Advisors, LLC BD affiliated	Other	Dec 19, 2012	Jul 2, 2020 (2752 d)
Konrad Karwowski	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Triad Advisors, LLC other	Other	Dec 7, 2012	Oct 28, 2013 (325 d)
Timothy J Rigsby	Voya Financial Advisors, Inc. other	Triad Advisors, LLC other	Other	Dec 4, 2012	Dec 14, 2012
Donna Litty	Wells Fargo Advisors wirehouse	Triad Advisors, LLC BD affiliated	Wirehouse to affiliated broker-dealer or bank	Nov 30, 2012	Sep 3, 2019 (2468 d)
Michael Joseph Sievert	Osaic Fa, Inc. other	Triad Advisors, LLC other	Other	Nov 8, 2012	Nov 5, 2012
Walter Calloway Boleman	Morgan Keegan & Company, LLC other	Triad Advisors, LLC other	Other	May 29, 2012	May 29, 2012
Deborah Del Lewis	Morgan Keegan & Company, LLC other	Triad Advisors, LLC other	Other	May 29, 2012	May 25, 2012
Brian William Ragen	L.M. Kohn & Company other	Triad Advisors, LLC other	Other	May 21, 2012	Oct 23, 2012 (155 d)
James Andrew Ferrin	Fsc Securities Corporation other	Triad Advisors, LLC other	Other	Apr 2, 2012	Mar 29, 2012
Raymond Taylor Hines	1st Global Advisors Inc other	Triad Advisors, LLC other	Other	Feb 2, 2012	Feb 2, 2012
Lance Douglas Jamerson	J. W. Cole Advisors, Inc. other	Triad Advisors, LLC other	Other	Dec 9, 2011	Nov 11, 2011
Kevin Xavier Smith	J. W. Cole Advisors, Inc. other	Triad Advisors, LLC other	Other	Dec 9, 2011	Nov 22, 2011
Ke Minh Dao	Nfp Advisor Services, LLC other	Triad Advisors, LLC other	Other	Nov 29, 2011	Nov 16, 2011

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221 moves match.