DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Bankers Life Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Susan IzykCitizens Securities, Inc. BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Jun 29, 2022 (545 d)
Michele WolfeFidelity Personal And Workplace Advisors BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2020Feb 8, 2021 (60 d)
Carrie Anne ChristensenBmo Harris Financial Advisors, Inc BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 9, 2020Nov 10, 2020
Kathleen Turley LandriganAmeriprise Financial Services, LLC national BDBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2020Oct 12, 2023 (1108 d)
David E WoodsPnc Wealth Management BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 25, 2020Sep 9, 2020
Julio E LevisohnThrivent Investment Management Inc. BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 15, 2020Sep 23, 2020
Jason Earl HarshRaymond James & Associates, Inc. national BDBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2020Aug 14, 2020
Austin Thomas NelmsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBankers Life Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 3, 2020Sep 25, 2020 (53 d)
Lucia PartipiloCetera Investment Advisers LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 22, 2020Sep 4, 2020 (135 d)
Dalton Anthony HeimAe Wealth Management, LLC independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2020Jun 22, 2020 (76 d)
Richard Gregory GeorgeMorgan Stanley wirehouseBankers Life Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 25, 2020Dec 17, 2025 (2122 d)
Kristopher WadsworthStratos Wealth Partners, Ltd independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2019May 3, 2021 (514 d)
Jai PrabakaranAvantax Advisory Services BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 19, 2019May 21, 2021 (610 d)
Albert Bryan ShapiroLifepro Asset Management independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 16, 2019Sep 5, 2019
Adam W ClaussenPark Avenue Securities LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 16, 2019Oct 15, 2019
James Paul LesniewskiLPL Financial LLC independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2019Jun 29, 2020 (350 d)
Todd BrubakerPruco Securities, LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2019Apr 15, 2022 (1009 d)
Austen Derek HornStratos Wealth Partners, Ltd independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2019Jul 31, 2019 (36 d)
Brett J KellyForesters Advisory Services, LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 20, 2019Sep 20, 2019 (92 d)
Brian E OrrCetera Investment Advisers LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 19, 2019Mar 11, 2019
Kristie Ann ElstromBmo Asset Management Corp. otherBankers Life Advisory Services, Inc. BD affiliatedOtherFeb 11, 2019Feb 11, 2019
Paul W HarveyOsaic Wealth, Inc. BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2019Jul 2, 2019 (174 d)
Roger Dale MalcolmMML Investors Services, LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2019Mar 22, 2019 (78 d)
Parker MarshallAmeriprise Financial Services, LLC national BDBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2018Mar 20, 2019 (127 d)
Christy Sue MantheiLPL Financial LLC independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2018Oct 31, 2018
Thomas Jude Semmes HughsMML Investors Services, LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2018Oct 22, 2018
Lanita Lynn WheetleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBankers Life Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 4, 2018Mar 6, 2019 (183 d)
Talonda M HowardValic Financial Advisors, Inc. BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2018Aug 29, 2018
Richard Gerald CarrollLPL Financial LLC independent RIABankers Life Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2018May 28, 2021 (1073 d)
Richard Henry SingletaryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBankers Life Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 6, 2018Jun 4, 2018
Erikson AskerHornor, Townsend & Kent, LLC BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2018May 22, 2018
Elizabeth Anne BortBmo Harris Financial Advisors, Inc otherBankers Life Advisory Services, Inc. otherOtherOct 6, 2017Oct 16, 2017
Derrick Scott KellyLPL Financial LLC otherBankers Life Advisory Services, Inc. otherOtherSep 19, 2017Sep 7, 2017
Francine GrayWaddell & Reed otherBankers Life Advisory Services, Inc. BD affiliatedOtherSep 15, 2017Aug 28, 2019 (712 d)
Jake Parker NelsonEdward Jones national BDBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2017Jun 13, 2019 (667 d)
Jesse ZaragozaU.S. Bancorp Investments, Inc. otherBankers Life Advisory Services, Inc. otherOtherAug 2, 2017Oct 26, 2017 (85 d)
Katalin Annamaria JamborPremier Wealth Advisors, Inc. state registeredBankers Life Advisory Services, Inc. otherOtherJul 24, 2017Oct 5, 2017 (73 d)
Ashley RossEdward Jones national BDBankers Life Advisory Services, Inc. otherOtherJun 28, 2017Sep 15, 2017 (79 d)
Jeffrey Edwin KissiarLPL Financial LLC otherBankers Life Advisory Services, Inc. BD affiliatedOtherMay 31, 2017Oct 31, 2018 (518 d)
Chad Michael CurtisPark Avenue Securities LLC otherBankers Life Advisory Services, Inc. no RAUMOtherFeb 8, 2017Mar 28, 2017 (48 d)
Jeffrey Clifton DruryMML Investors Services, LLC otherBankers Life Advisory Services, Inc. no RAUMOtherJan 25, 2017Feb 16, 2017
Christina Michele KaiserNorthwestern Mutual Investment Services,LLC no RAUMBankers Life Advisory Services, Inc. BD affiliatedOtherDec 2, 2016Jan 1, 2025 (2952 d)
Heide MurrayMsi Financial Services, Inc. otherBankers Life Advisory Services, Inc. no RAUMOtherNov 17, 2016Feb 15, 2017 (90 d)
Mary Elizabeth SpechtEsi Financial Advisors otherBankers Life Advisory Services, Inc. BD affiliatedOtherOct 13, 2016Jun 24, 2026 (3541 d)
Ward Paul BrooksEdward Jones national BDBankers Life Advisory Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 23, 2016Jan 13, 2017 (112 d)
William John KosicInvestacorp Advisory Services Inc otherBankers Life Advisory Services, Inc. otherOtherSep 21, 2016Dec 18, 2017 (453 d)
Dominic Victor OlveraTd Ameritrade Investment Management, LLC otherBankers Life Advisory Services, Inc. otherOtherAug 22, 2016Sep 28, 2017 (402 d)
Mohsen BabaeianConcourse Financial Group Advisors otherBankers Life Advisory Services, Inc. no RAUMOtherJul 22, 2016Aug 26, 2016 (35 d)
Eileen Mary SullivanMorgan Stanley wirehouseBankers Life Advisory Services, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Mar 7, 2016Sep 29, 2016 (206 d)
Edmund Kean JohnConcourse Financial Group Advisors otherBankers Life Advisory Services, Inc. no RAUMOtherFeb 5, 2016Apr 14, 2016 (69 d)
Russell L ThomasConcourse Financial Group Advisors otherBankers Life Advisory Services, Inc. no RAUMOtherFeb 5, 2016Apr 18, 2016 (73 d)
Russell James DolanConcourse Financial Group Advisors otherBankers Life Advisory Services, Inc. otherOtherFeb 4, 2016Jun 26, 2017 (508 d)
Danielle Lee HallidayPnc Wealth Management otherBankers Life Advisory Services, Inc. BD affiliatedOtherJan 6, 2016Jun 15, 2020 (1622 d)
Raymond Joseph KellyAdvisors Capital Management, LLC otherBankers Life Advisory Services, Inc. BD affiliatedOtherDec 22, 2015Oct 31, 2018 (1044 d)
Kirby TownsValic Financial Advisors, Inc. otherBankers Life Advisory Services, Inc. otherOtherJul 16, 2015Aug 31, 2017 (777 d)
Kevin Paul LemmonConcourse Financial Group Advisors otherBankers Life Advisory Services, Inc. otherOtherApr 30, 2015Dec 13, 2017 (958 d)
Jason Anthony JarckConcourse Financial Group Advisors otherBankers Life Advisory Services, Inc. no RAUMOtherDec 31, 2014Dec 9, 2016 (709 d)
Todd Michael RobbinsPnc Wealth Management otherBankers Life Advisory Services, Inc. otherOtherSep 16, 2014Aug 15, 2017 (1064 d)
Delia Luna ParkerJ.P. Morgan Securities LLC wirehouseBankers Life Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 24, 2014Jul 23, 2019 (1825 d)
Edwin MartinezMerrimac Corporate Securities, Inc. unclassifiedBankers Life Advisory Services, Inc. otherOtherJul 24, 2013Nov 30, 2017 (1590 d)
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135 moves match.