DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prime Capital Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan ShannonPark Avenue Securities LLC BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAJan 16, 2024Jan 5, 2024
Jennifer Lynn GuerreroLPL Financial LLC BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIADec 7, 2023Jan 3, 2024
Clark Gage KemsleyPortside Wealth Group, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIANov 27, 2023Feb 5, 2024 (70 d)
Nathan Joseph SchwabRaymond James Financial Services Advisors, Inc BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 14, 2023Nov 14, 2023
James MayRaymond James Financial Services Advisors, Inc BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 13, 2023Nov 14, 2023
Curtis Van SlothowerCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 14, 2023
Christopher Kendall AbtsCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 8, 2023
Jeffrey Robertson MartinCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 14, 2023
Austin Lee CarrollCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 14, 2023
Michael Scott DuncanUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 3, 2023Oct 6, 2023
Stacey L RobinsonUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 3, 2023Jul 29, 2024 (269 d)
Eric HerzogUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 3, 2023Oct 6, 2023
Paul JarvisUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 2, 2023Oct 6, 2023
Stanley DylUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAOct 27, 2023Sep 28, 2023
Kimberly ChmielewskiUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAOct 27, 2023Sep 28, 2023
Joanne H NguyenUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAOct 27, 2023Sep 27, 2023
Amanda PilkertonUnited Capital Financial Advisors BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAOct 27, 2023Sep 27, 2023
Dixon Place DowneyWealth Enhancement Advisory Services, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAOct 9, 2023Oct 6, 2023
Camille Jayde SvitekSendero Wealth Management, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIASep 29, 2023Oct 2, 2023
Steven Tyler McbrayerM Holdings Securities, Inc. BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIASep 6, 2023Sep 6, 2023
Marco Antonio OsorioIndependent Advisor Alliance, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAAug 25, 2023Apr 1, 2024 (220 d)
Haley Sue HazemEquitable Advisors, LLC national BDPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAAug 16, 2023Aug 15, 2023
Nicholas Henry StonningtonStonnington Group, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAJun 7, 2023Jan 4, 2023
Nicholas Henry StonningtonStonnington Group, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAJun 7, 2023Jan 4, 2023
William Dale KellyEdelman Financial Engines mixed wealthPrime Capital Financial mixed wealthRIA to RIAMay 24, 2023Apr 28, 2023
Peter William KrullEarth Equity Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 31, 2023Jan 3, 2023
Neill Currie YelvertonEarth Equity Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 31, 2023Jan 3, 2023
Kerry Grace KeihnEarth Equity Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 31, 2023Jan 3, 2023
Nancy Ann CarlsonProfessional Financial Services, Inc. independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 21, 2023Dec 15, 2022
Kameron Jay CarlsonProfessional Financial Services, Inc. independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 21, 2023Dec 15, 2022
Kyle Palmer BinghamFiduciary Investment Trusts, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIAMar 20, 2023Mar 16, 2023
Michael AllenCwm, LLC BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIAJan 9, 2023Jan 13, 2023
William Patrick Carey20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022Mar 11, 2022
Howard James Buck20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022Apr 28, 2022
Thomas Benjiman Carreras20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022May 5, 2022
Kevin William La Mont20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022May 6, 2022
Karin Lynn Tyson20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022Mar 8, 2022
Paul Shoquist20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022May 13, 2022
Vinit Madan20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022May 3, 2022
Fakhr S Alavi20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022Apr 25, 2022
Jeremiah Daniel Pangan20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022Apr 28, 2022
Jeffrey Byron Mermilliod20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022Mar 11, 2022
Benjamin Lancelot Ambrosini20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIADec 31, 2022Jun 22, 2022
Richard Michael ParryLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Dec 19, 2022
Richard Patrick MeagherLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Jan 13, 2023
Donald George BennyhoffLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Dec 9, 2022
Dawn Elizabeth ClinganLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Dec 9, 2022
Annette Arlene VanderlindeLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Dec 9, 2022
Jennifer Chin FlahertyLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Dec 9, 2022
Sterling Orson HerrmannLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Dec 9, 2022
Ashley Ellen-Hines ScottLiberty Wealth Advisors, LLC independent RIAPrime Capital Financial mixed wealthRIA to RIADec 16, 2022Dec 9, 2022
George William PikounisCommonwealth Financial Network national BDPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 30, 2022Jan 20, 2023 (51 d)
Taylor James YawCambridge Investment Research Advisors, Inc. BD affiliatedPrime Capital Financial mixed wealthAffiliated broker-dealer or bank to independent RIANov 14, 2022Nov 1, 2022
Tom Raymond Gibbings20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2022Mar 8, 2022
Leonard Richard Simpson20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2022Apr 26, 2022
Samir Chunilal Thakkar20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2022Mar 8, 2022
Larry Wayne Palmer20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2022Apr 25, 2022
Elmer Robert Branch20/20 Capital Management, Inc independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2022Mar 7, 2022
Ernest Mcdougal BurnsBurns Estate Planning & Wealth Advisors independent RIAPrime Capital Financial mixed wealthRIA to RIAAug 23, 2022Jul 18, 2022
Christopher Logan BurnsBurns Estate Planning & Wealth Advisors independent RIAPrime Capital Financial mixed wealthRIA to RIAAug 5, 2022Jul 7, 2022
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180 moves match.