DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Telesis, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey W StephensArete Wealth Advisors, LLC otherFinancial Telesis, Inc. otherOtherMar 3, 2011Mar 2, 2011
Alexander William HargraveSterne Agee Asset Management, Inc. otherFinancial Telesis, Inc. otherOtherFeb 22, 2011Feb 17, 2011
Brian Gregory LizziNfp Advisor Services, LLC otherFinancial Telesis, Inc. otherOtherJan 5, 2011Jan 3, 2011
William Eric HagebuschSecurities America Advisors, Inc. otherFinancial Telesis, Inc. otherOtherDec 31, 2010Jan 3, 2011
Sean M O'BrienPlanmember Securities Corporation otherFinancial Telesis, Inc. otherOtherDec 31, 2010Jan 5, 2011
Ankit M ShahMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Telesis, Inc. otherOtherDec 14, 2010Dec 4, 2012 (721 d)
Carolyn DavilaUBS Financial Services Inc. wirehouseFinancial Telesis, Inc. otherOtherDec 10, 2010Nov 15, 2012 (706 d)
Michael Steven GinsbergCambridge Investment Research Advisors, Inc. otherFinancial Telesis, Inc. otherOtherDec 1, 2010Nov 10, 2010
Robert Bryan BurkhartSavant Investment Group, LLC otherFinancial Telesis, Inc. otherOtherNov 30, 2010Sep 1, 2010
Karen Sue CasillasWealthspire Retirement Advisory otherFinancial Telesis, Inc. otherOtherNov 29, 2010Jun 30, 2011 (213 d)
Barton Joseph KershnerMorgan Stanley wirehouseFinancial Telesis, Inc. otherOtherNov 12, 2010Nov 18, 2010
Heather Marie HainesPrincipal Securities, Inc. otherFinancial Telesis, Inc. otherOtherOct 26, 2010Oct 15, 2010
Brendan Arthur ObryhimPrincipal Securities, Inc. otherFinancial Telesis, Inc. otherOtherOct 25, 2010Oct 15, 2010
Patterson James MckinlayWoodbury Financial Services, Inc. otherFinancial Telesis, Inc. otherOtherOct 22, 2010Oct 20, 2010
Gregory Allan GaynierNrp Advisors, Inc. unclassifiedFinancial Telesis, Inc. otherOtherOct 18, 2010Oct 15, 2010
Jeffrey Jon CullenNrp Advisors, Inc. unclassifiedFinancial Telesis, Inc. otherOtherOct 1, 2010Oct 1, 2010
Beverly Woods BarryNrp Advisors, Inc. unclassifiedFinancial Telesis, Inc. otherOtherSep 27, 2010Sep 24, 2010
Allan James ChappelleNrp Advisors, Inc. unclassifiedFinancial Telesis, Inc. otherOtherSep 27, 2010Sep 24, 2010
Michael Eugene PierceTower Square Securities, Inc. otherFinancial Telesis, Inc. otherOtherAug 4, 2010Aug 2, 2010
Steven T WilkinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Telesis, Inc. otherOtherJul 20, 2010Jul 23, 2010
Steven Patrick FaggiollyTransamerica Financial Advisors, LLC otherFinancial Telesis, Inc. otherOtherJul 13, 2010Jul 2, 2010
Todd Brooks WhiteTransamerica Financial Advisors, LLC otherFinancial Telesis, Inc. otherOtherJul 13, 2010Jul 2, 2010
James C AudleyShelton Capital Management otherFinancial Telesis, Inc. otherOtherJun 7, 2010Jun 2, 2010
Elliot Herbert KallenRaymond James Financial Services Advisors, Inc otherFinancial Telesis, Inc. otherOtherJun 1, 2010Jun 2, 2010
James Claude BellingerLPL Financial LLC otherFinancial Telesis, Inc. otherOtherMay 19, 2010May 17, 2010
Denise ChisolmPrincipal Securities, Inc. otherFinancial Telesis, Inc. otherOtherApr 30, 2010Feb 15, 2011 (291 d)
Robert Glasgow BurnsFsc Securities Corporation otherFinancial Telesis, Inc. otherOtherApr 13, 2010Apr 9, 2010
Todd Michael LohmanNfp Advisor Services, LLC otherFinancial Telesis, Inc. otherOtherApr 1, 2010Apr 1, 2010
Amy Susan HanophyPrincipal Securities, Inc. otherFinancial Telesis, Inc. otherOtherMar 31, 2010Aug 19, 2010 (141 d)
Phillip Anthony MathesonWells Fargo Advisors wirehouseFinancial Telesis, Inc. otherOtherMar 3, 2010Mar 8, 2010
Jill Barry SheaNrp Advisors, Inc. unclassifiedFinancial Telesis, Inc. otherOtherMar 1, 2010Mar 2, 2010
Gerald Philip SheridanOsaic Wealth, Inc. otherFinancial Telesis, Inc. otherOtherFeb 2, 2010Feb 26, 2010
Richard Peter CordovaLPL Financial LLC otherFinancial Telesis, Inc. otherOtherJan 22, 2010Jan 8, 2010
Michael Craig WaldowLPL Financial LLC otherFinancial Telesis, Inc. otherOtherDec 18, 2009Jun 24, 2010 (188 d)
Michael Andrew CoelhoLPL Financial LLC otherFinancial Telesis, Inc. otherOtherDec 18, 2009Jun 15, 2010 (179 d)
Phillip Nathan SenderowitzNrp Advisors, Inc. unclassifiedFinancial Telesis, Inc. otherOtherNov 30, 2009Jan 19, 2010 (50 d)
Clyde Warren FordCetera Advisor Networks LLC otherFinancial Telesis, Inc. otherOtherAug 21, 2009Aug 10, 2009
Marjory Grannis BlackmerPrincipal Securities, Inc. otherFinancial Telesis, Inc. otherOtherAug 3, 2009Jun 1, 2011 (667 d)
John Patrick BohanOsaic Fa, Inc. otherFinancial Telesis, Inc. otherOtherJun 22, 2009Sep 29, 2010 (464 d)
Robert John O'DonnellWells Fargo Advisors wirehouseFinancial Telesis, Inc. otherOtherJun 8, 2009Jun 5, 2009
Evelyn Kay DukaKalos Management otherFinancial Telesis, Inc. otherOtherJun 4, 2009Jun 3, 2009
Gregory Charles O'DonnellLiberty Wealth Management, LLC otherFinancial Telesis, Inc. otherOtherMay 28, 2009May 26, 2009
Gary Robert SawyerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFinancial Telesis, Inc. otherOtherMay 4, 2009May 5, 2009
Colin Merrill ClarkPrincipal Securities, Inc. otherFinancial Telesis, Inc. otherOtherNov 24, 2008Nov 24, 2008
James E MaulfairPrincipal Securities, Inc. otherFinancial Telesis, Inc. otherOtherNov 24, 2008Nov 24, 2008
Marcos Ramon LopezExcel Retirement Plans, Inc. unclassifiedFinancial Telesis, Inc. otherOtherNov 18, 2008Feb 8, 2008
John Frederick PieracciJ K R & Company, Inc. independent RIAFinancial Telesis, Inc. otherOtherOct 15, 2008Oct 17, 2008
Daniel ShapiroSentinel Pension Advisors, LLC. otherFinancial Telesis, Inc. otherOtherOct 7, 2008Nov 14, 2007
Donald Jay KaplanFoothill Securities, Inc. otherFinancial Telesis, Inc. otherOtherAug 18, 2008Sep 5, 2008
Benjamin William WongFoothill Securities, Inc. otherFinancial Telesis, Inc. otherOtherAug 15, 2008Aug 15, 2008
Timothy Daniel NihillCommonwealth Financial Network national BDFinancial Telesis, Inc. otherOtherAug 11, 2008Aug 22, 2008
Amanda Lea Arthur1st Discount Brokerage, Inc. otherFinancial Telesis, Inc. otherOtherJun 30, 2008Jun 10, 2008
Wesley Allan ClarkRetirement Plan Solutions unclassifiedFinancial Telesis, Inc. otherOtherJun 6, 2008May 13, 2008
Derry Earl CookRetirement Plan Solutions unclassifiedFinancial Telesis, Inc. otherOtherJun 6, 2008Jun 6, 2008
Jason Lee SmithCincinnati Analysts, Inc otherFinancial Telesis, Inc. otherOtherApr 18, 2008Apr 22, 2008
Joshua Adam SuessHeffernan Investment Advisors, Inc. otherFinancial Telesis, Inc. otherOtherApr 14, 2008Apr 13, 2006
Jeffrey Forrest BarnesLPL Financial LLC otherFinancial Telesis, Inc. otherOtherApr 8, 2008Apr 2, 2008
Christopher Scott HackerTransamerica Financial Advisors, LLC otherFinancial Telesis, Inc. otherOtherMar 24, 2008Mar 17, 2008
Melissa MarinValic Financial Advisors, Inc. otherFinancial Telesis, Inc. otherOtherMar 7, 2008Jun 6, 2008 (91 d)
Gary Lee BartonMid Atlantic Financial Management, Inc. otherFinancial Telesis, Inc. otherOtherJan 31, 2008Feb 1, 2008
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142 moves match.