DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Franklin Keel | Edward Jones national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2022 | Jul 1, 2022 |
| Ching-Kai David Fei | Raymond James Financial Services Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jun 6, 2022 |
| Andrew John Greene | Stonex Advisors Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jun 27, 2022 |
| Donna Sue Davis | Eagle Strategies LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2022 | Jun 1, 2022 |
| Brennan M Rhule | Raymond James Financial Services Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 6, 2022 |
| Jennifer L Johnson | Cambridge Investment Research Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2022 | Jun 20, 2022 |
| Alice Brattain Shagley | Wells Fargo Advisors wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2022 | Aug 2, 2022 (55 d) |
| John Marcus Rivera | Eagle Strategies LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 1, 2022 |
| Phung Van | Eagle Strategies LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 1, 2022 |
| Timothy Robert Selvey | Osaic Wealth, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Nov 14, 2018 |
| David Stanton | Fbl Wealth Management, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | Jun 6, 2022 |
| David Alexander Hohmann | Grove Point Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 10, 2022 |
| Jesse Earl Jackson-Hohmann | Grove Point Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 6, 2022 |
| Kristian Anders Swanson | Grove Point Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 6, 2022 |
| Aleksandar Matovski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2022 | Apr 25, 2022 |
| Donald Scott Penn | Financial Planning Consultants, Inc. unclassified | Woodbury Financial Services, Inc. BD affiliated | Other | Apr 21, 2022 | Jul 29, 2021 |
| James Bienvenu Fish | Securian Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2022 | May 25, 2022 (42 d) |
| Alberto Jose Nunez-Garcia | Arvest Wealth Management independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2022 | Aug 11, 2022 (122 d) |
| Brandon Lee Ingerson | B. Riley Wealth Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Mar 30, 2022 |
| Anna Elizabeth Gorman | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 25, 2022 |
| Michael Dare | Park Avenue Securities LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Jan 24, 2022 |
| Desmond Michael Early | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Feb 7, 2022 |
| Kenneth Micheal Bieri | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 2, 2022 |
| John Richard Hutchinson | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2022 | Jan 21, 2022 |
| Susan Crane | Equitable Advisors, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 8, 2022 |
| Nicholas David St George | Raymond James Financial Services Advisors, Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 11, 2022 |
| Robert Martin Wagner | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jan 5, 2022 |
| Daniel Frederickson | Johnson Wealth Inc. mixed wealth | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2022 | Mar 28, 2022 (77 d) |
| Michelle Karn Herickhoff | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 4, 2022 |
| John T Branstrom | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 3, 2022 |
| Gregory Allen Rankin | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 20, 2021 |
| Geoffrey Carson Aden | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 15, 2021 |
| David Michael Henderson | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 10, 2021 |
| Scott Edward Wucherpfennig | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 10, 2021 |
| Marisa Ann Steinbach | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 10, 2021 |
| Nathan James Bilodeau | Cetera Investment Advisers LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 10, 2021 |
| Harold Ancho Basilio | MML Investors Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Dec 3, 2021 |
| Bryan Price Filson | Mutual Of Omaha Investor Services, Inc. no RAUM | Woodbury Financial Services, Inc. BD affiliated | Other | Dec 8, 2021 | Dec 10, 2021 |
| Heidi Sophie Strutz | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Nov 4, 2021 |
| Harrison Scott Falteisek | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Dec 10, 2021 |
| Zachary I Campbell | J.P. Morgan Securities LLC wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2021 | Nov 1, 2021 |
| James S Adducci | Avantax Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Nov 8, 2021 |
| Joseph R Book | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 15, 2021 |
| Travis L Langdon | LPL Financial LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Sep 30, 2021 |
| Heidi Fifield | First Command Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Aug 23, 2021 |
| Michael Tannenbaum | Citigroup Global Markets Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Oct 15, 2021 (37 d) |
| Pierre Alfred Badertscher | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 3, 2021 |
| Katherine B Badertscher | First Heartland Consultants, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 3, 2021 |
| Shelly Marie Malone | Transamerica Financial Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Aug 11, 2022 (351 d) |
| Maria C Krpan | D.A. Davidson & Co. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 23, 2021 | Apr 8, 2022 (228 d) |
| Keith Russell Trezek | Crown Capital Securities, L.P. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Aug 16, 2021 |
| Ian Conrad Powell | Interactive Financial Advisors independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2021 | Aug 3, 2021 |
| Carmen Marie Jennett | Mutual Of Omaha Investor Services, Inc. no RAUM | Woodbury Financial Services, Inc. BD affiliated | Other | Jul 8, 2021 | Jul 6, 2021 |
| Mark Bradley Keene | Eagle Strategies LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Jun 21, 2021 |
| Adam Robert Katch | Private Client Services, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Jun 22, 2021 |
| William Davies Watson | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2021 | May 13, 2021 |
| Benjamin Robert Burbedge | Ameriprise Financial Services, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jun 14, 2021 |
| Richard Brian Wolf | Osaic Institutions, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Oct 8, 2021 (122 d) |
| Brandon Troy Vandewalle | RBC Capital Markets, LLC national BD | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | May 21, 2021 |
| Cynthia Garcia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Woodbury Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2021 | Jul 15, 2021 (44 d) |
1,149 moves match.