| Benjamin J Bowden | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 29, 2016 | Apr 5, 2016 (36 d) |
| Courtney M Krogstad | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 29, 2016 | Apr 11, 2016 (42 d) |
| Taylor Leete Hogarth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 25, 2016 | Nov 30, 2016 (279 d) |
| Jennifer K Imel | Edward Jones national BD | Northwestern Mutual Investment Services,LLC other | Other | Feb 17, 2016 | Mar 11, 2016 |
| Reza Sarem Aslani | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 10, 2016 | Nov 30, 2016 (294 d) |
| Tyler Simpson Camp | Cetera Advisors LLC other | Northwestern Mutual Investment Services,LLC other | Other | Feb 8, 2016 | Mar 10, 2016 (31 d) |
| Kevin Daniel Harrington | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC other | Other | Feb 3, 2016 | Feb 24, 2016 |
| Daniel R Ruiz | Capital One Advisors, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 2, 2016 | May 17, 2016 (105 d) |
| Joseph Robert Perusse | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 28, 2016 | May 5, 2016 (98 d) |
| Mira Dragisic | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 12, 2016 | Jul 6, 2016 (176 d) |
| Scott Anthony Schneider | Advice And Planning Services other | Northwestern Mutual Investment Services,LLC other | Other | Jan 5, 2016 | Feb 17, 2016 (43 d) |
| Mary M Phillips | Td Ameritrade Investment Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Dec 28, 2015 | Jan 4, 2016 |
| Mary M Phillips | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Dec 28, 2015 | Jan 4, 2016 |
| Steven Moffat | Usaa Financial Planning Services no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Dec 16, 2015 | Feb 18, 2016 (64 d) |
| Kevin Salazar | Sagepoint Financial, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Dec 10, 2015 | Jan 28, 2016 (49 d) |
| Robert Jean Luna | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 8, 2015 | Mar 8, 2017 (456 d) |
| Victoria Anne Nelson | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Nov 23, 2015 | Dec 22, 2015 |
| Lisa Fleischer Somlo | Coe Capital Management, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 20, 2015 | Mar 31, 2016 (132 d) |
| Andrew William Paul | Pruco Securities, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Nov 17, 2015 | Dec 18, 2015 (31 d) |
| Sheila Yvette Doyle | Amb Wealth, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Oct 27, 2015 | Nov 19, 2015 |
| Michael Joseph Ferak | Sii Investments, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 19, 2015 | Jun 16, 2017 (606 d) |
| Marlene Espinoza | Pruco Securities, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Oct 2, 2015 | Nov 30, 2015 (59 d) |
| Michael Ready | Axia Advisory other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 2, 2015 | Dec 22, 2021 (2273 d) |
| Bradley I Ward | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Oct 2, 2015 | Oct 28, 2015 |
| Jessica Michelle Holte | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 29, 2015 | Dec 23, 2019 (1546 d) |
| Patrick B Bailey | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 24, 2015 | Oct 13, 2015 |
| Ryan K Lee | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC other | Other | Sep 16, 2015 | Oct 2, 2015 |
| Timothy J Bartlett | Fifth Third Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Sep 14, 2015 | Sep 29, 2015 |
| Glenn Robert Kirst | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 1, 2015 | Sep 17, 2015 |
| Peter Timothy Uihlein | Bmo Harris Financial Advisors, Inc other | Northwestern Mutual Investment Services,LLC other | Other | Aug 24, 2015 | Aug 31, 2015 |
| Jill L Conda Jacobson | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Aug 21, 2015 | Sep 14, 2015 |
| Michael S Dolce | Regal Investment Advisors LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jul 31, 2015 | Feb 16, 2016 (200 d) |
| Mary Ann Sullivan | Securian Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jul 23, 2015 | Aug 12, 2015 |
| Brian A Perdew | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 9, 2015 | Jan 1, 2026 (3829 d) |
| Erica C Amenda | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2015 | Apr 25, 2024 (3214 d) |
| David Venneri | Advice And Planning Services other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 18, 2015 | Feb 4, 2022 (2423 d) |
| Susan M Stephenson | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jun 8, 2015 | Aug 12, 2015 (65 d) |
| Bruno V Lanfernini | Insight Private Advisors, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jun 2, 2015 | Jul 31, 2015 (59 d) |
| Scott S Haley | Storey & Associates other | Northwestern Mutual Investment Services,LLC other | Other | Jun 1, 2015 | Sep 15, 2015 (106 d) |
| Alex Martin Taylor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | May 18, 2015 | Jun 24, 2015 (37 d) |
| Joseph Dwyer | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | May 14, 2015 | Jun 1, 2015 |
| Keith D Gibson | Cornerstone Capital Advisors other | Northwestern Mutual Investment Services,LLC other | Other | May 4, 2015 | Jun 23, 2015 (50 d) |
| Stephen Trent Gilbert | Cape Investment Advisory, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | May 1, 2015 | Jun 24, 2015 (54 d) |
| Megan Nicole Henry | Invest Financial Corporation other | Northwestern Mutual Investment Services,LLC other | Other | Apr 22, 2015 | Jun 16, 2015 (55 d) |
| Robin L Christman | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Apr 13, 2015 | Aug 20, 2015 (129 d) |
| Matthew S Cornett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Apr 7, 2015 | Dec 14, 2015 (251 d) |
| Kevin W Sides | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Apr 6, 2015 | Apr 16, 2015 |
| John Mathew Gehri | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Mar 31, 2015 | Apr 23, 2015 |
| Rheanna L Hedding | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Mar 12, 2015 | Apr 10, 2015 |
| Lindsay K Hughes | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Feb 20, 2015 | Oct 28, 2015 (250 d) |
| Matthew Brian Callahan | Thornburg Investment Management Inc other | Northwestern Mutual Investment Services,LLC other | Other | Feb 9, 2015 | Mar 16, 2015 (35 d) |
| John Gross | Pnc Wealth Management other | Northwestern Mutual Investment Services,LLC other | Other | Jan 30, 2015 | Jan 11, 2016 (346 d) |
| Blake Austin Kahn | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jan 28, 2015 | Apr 1, 2015 (63 d) |
| Laura J Caler | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 27, 2015 | Oct 4, 2016 (616 d) |
| Tarah M Tompa | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 22, 2015 | Jun 20, 2025 (3802 d) |
| David Mulder | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 20, 2015 | Aug 8, 2016 (566 d) |
| Cami Jo Koehn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jan 9, 2015 | Oct 2, 2015 (266 d) |
| Raymond S Offenburger | Edward Jones national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 9, 2015 | Apr 15, 2015 (96 d) |
| Gregory Joseph Hoffmann | Investment Centers Of America, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 8, 2015 | Aug 18, 2025 (3875 d) |
| Gregory Joseph Hoffmann | Sii Investments, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 8, 2015 | Aug 18, 2025 (3875 d) |