DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bfc Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Roger Charles Waller	Cetera Advisors LLC other	Bfc Planning, Inc. other	Other	Dec 31, 2015	Jan 13, 2016
Edward James Dougherty	Voya Financial Advisors, Inc. other	Bfc Planning, Inc. other	Other	Dec 21, 2015	Dec 21, 2015
Todd Lee Dimmer	Voya Financial Advisors, Inc. other	Bfc Planning, Inc. other	Other	Dec 21, 2015	Dec 21, 2015
Travis E Feucht	Ameriprise Financial Services, LLC national BD	Bfc Planning, Inc. other	Other	Dec 9, 2015	Apr 11, 2016 (124 d)
Joshua D Wright	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bfc Planning, Inc. other	Other	Dec 9, 2015	Dec 15, 2015
Jeffrey Alan Haub	Voya Financial Advisors, Inc. other	Bfc Planning, Inc. other	Other	Nov 24, 2015	May 13, 2016 (171 d)
Juan Rafael Rodriguez	Securities America Advisors, Inc. other	Bfc Planning, Inc. other	Other	Nov 12, 2015	Nov 9, 2015
Nicholas Ernest Mock	Sutterfield Financial Group, Inc. other	Bfc Planning, Inc. other	Other	Oct 8, 2015	Jul 22, 2013
George Reynolds Howard	J P Turner & Company Capital Management, LLC other	Bfc Planning, Inc. other	Other	Sep 30, 2015	Sep 30, 2015
Caleb Joshua Goding	Wells Fargo Advisors wirehouse	Bfc Planning, Inc. other	Other	Sep 28, 2015	Sep 18, 2015
Kelly Ann Kunst	D.R. Saur Financial, Inc. other	Bfc Planning, Inc. other	Other	Sep 21, 2015	Sep 21, 2015
Jeffrey Stuart Boettcher	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Nov 6, 2014	Oct 17, 2013
David Andrew Hickman	Summit Financial Group Inc other	Bfc Planning, Inc. other	Other	Oct 27, 2014	Oct 23, 2014
Todd Michael Kelly	Summit Financial Group Inc other	Bfc Planning, Inc. other	Other	Oct 27, 2014	Oct 23, 2014
Jeffrey Anderson Rogers	Integrity Alliance, LLC other	Bfc Planning, Inc. other	Other	Oct 24, 2014	Oct 24, 2014
Rebecca Speck Foster	MML Investors Services, LLC other	Bfc Planning, Inc. other	Other	Oct 3, 2014	Sep 29, 2014
Jahanguir Azodi	Integrity Alliance, LLC other	Bfc Planning, Inc. other	Other	Sep 26, 2014	Oct 22, 2014
James Stuart Linderer	Integrity Alliance, LLC other	Bfc Planning, Inc. other	Other	Sep 26, 2014	Sep 25, 2014
Larry Dale Worden	Avantax Advisory Services other	Bfc Planning, Inc. other	Other	Sep 19, 2014	Sep 11, 2014
Steven John Mrozek	Fragasso Financial Advisors other	Bfc Planning, Inc. other	Other	Sep 16, 2014	Jan 2, 2014
Michael James Bytnar	Questar Asset Management, Inc. other	Bfc Planning, Inc. other	Other	Sep 15, 2014	Sep 15, 2014
Timothy Gerard Hermesch	Transamerica Financial Advisors, LLC other	Bfc Planning, Inc. other	Other	Sep 5, 2014	Aug 29, 2014
Pei Liu	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Jun 6, 2014	Jun 6, 2014
Suellen Carol Estes	L.M. Kohn & Company other	Bfc Planning, Inc. other	Other	Jan 24, 2014	Jan 27, 2014
Bradley Scott Montgomery	L.M. Kohn & Company other	Bfc Planning, Inc. other	Other	Jan 24, 2014	Jan 27, 2014
James Jefferson Mcdowell	Wells Fargo Advisors wirehouse	Bfc Planning, Inc. other	Other	Jan 21, 2014	Jan 22, 2014
Gilbert Arevalos	Guardian Group Investments LLC unclassified	Bfc Planning, Inc. other	Other	Dec 31, 2013	May 23, 2016 (874 d)
Bret Robert Johnson	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 12, 2013	Dec 12, 2013
Laurie Ann Ellis-Mcleod	Waddell & Reed other	Bfc Planning, Inc. other	Other	Dec 12, 2013	Dec 10, 2013
Christopher Scott Williams	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 10, 2013	Dec 10, 2013
Robyn D Simons	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 10, 2013	Jan 23, 2014 (44 d)
Ron Robertson Valentine	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Dec 10, 2013	Dec 11, 2013
Raymond Edwin Whitaker	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Nov 18, 2013	Nov 18, 2013
Mark Jeffery Martin	Hornor, Townsend & Kent, LLC other	Bfc Planning, Inc. other	Other	Nov 7, 2013	Nov 1, 2013
Jordan Ryan Pence	Hornor, Townsend & Kent, LLC other	Bfc Planning, Inc. other	Other	Nov 1, 2013	Nov 21, 2013
Bryan Hugh Pepper	LPL Financial LLC other	Bfc Planning, Inc. other	Other	Sep 25, 2013	Aug 29, 2013
Marissa Dawn Nehlsen	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Bfc Planning, Inc. other	Other	Jul 16, 2013	Jul 22, 2013
Taylor Jerome Ripka	Ameriprise Financial Services, LLC national BD	Bfc Planning, Inc. other	Other	May 9, 2013	Dec 10, 2013 (215 d)
Chwei-Guang Chiou	Morgan Stanley wirehouse	Bfc Planning, Inc. other	Other	Feb 22, 2013	Sep 17, 2013 (207 d)
Gregory Lee Lamonica	LPL Financial LLC other	Bfc Planning, Inc. other	Other	Feb 5, 2013	Mar 12, 2013 (35 d)
Adam Anthony Weingartner	Berthel Fisher & Company Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Jan 3, 2013	Jan 3, 2013
Matthew Uki Tae	Lincoln Investment other	Bfc Planning, Inc. other	Other	Dec 5, 2012	Jan 25, 2013 (51 d)
Richard Warren Bird	Cb Financial Advisors unclassified	Bfc Planning, Inc. other	Other	Nov 19, 2012	Mar 12, 2012
Richard Thomas Seal	Cb Financial Advisors unclassified	Bfc Planning, Inc. other	Other	Nov 19, 2012	Mar 1, 2012
Robert Eran Shelton	Cb Financial Advisors unclassified	Bfc Planning, Inc. other	Other	Nov 19, 2012	Mar 1, 2012
Andrew James Christofferson	Securian Financial Services, Inc. other	Bfc Planning, Inc. other	Other	Sep 18, 2012	Sep 20, 2012
Frank Thomas Delurgio	Commonwealth Financial Network national BD	Bfc Planning, Inc. other	Other	Aug 31, 2012	Sep 4, 2012
Jeffrey Alan Schiller	Milkie/Ferguson Investments, Inc. unclassified	Bfc Planning, Inc. other	Other	Jun 26, 2012	Jun 25, 2012
Marco Antonio Lopez	Milkie/Ferguson Investments, Inc. unclassified	Bfc Planning, Inc. other	Other	Jun 26, 2012	Jan 28, 2013 (216 d)
Steven Alan Gundy	Milkie/Ferguson Investments, Inc. unclassified	Bfc Planning, Inc. other	Other	Jun 26, 2012	Jun 22, 2012
Richard Charles Corse	Milkie/Ferguson Investments, Inc. unclassified	Bfc Planning, Inc. other	Other	Jun 21, 2012	Jun 21, 2012
Arthur Douglas Salmon	Milkie/Ferguson Investments, Inc. unclassified	Bfc Planning, Inc. other	Other	Jun 19, 2012	Jun 21, 2012
Jason Riichi Segawa	Transamerica Financial Advisors, LLC other	Bfc Planning, Inc. other	Other	May 18, 2012	May 8, 2012
John Russell Holland	Securities Management And Research, Inc. ("Sm&R") other	Bfc Planning, Inc. no RAUM	Other	Apr 30, 2012	Nov 1, 2011
Paul Gerard Hardin	Edward Jones national BD	Bfc Planning, Inc. other	Other	Mar 16, 2012	Mar 19, 2012
Alexander L Skabry	Capital Guardian Wealth Management, LLC other	Bfc Planning, Inc. other	Other	Jan 23, 2012	Sep 21, 2012 (242 d)
Robert Preston Kennedy	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bfc Planning, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 3, 2012	Jan 28, 2020 (2947 d)
David Scott Downey	On Investment Management Co other	Bfc Planning, Inc. no RAUM	Other	Nov 3, 2011	Nov 2, 2011
Anita Louise Lester	J. W. Cole Advisors, Inc. other	Bfc Planning, Inc. other	Other	Sep 29, 2011	Jul 26, 2013 (666 d)
Sally Stout Witt	Wells Fargo Advisors wirehouse	Bfc Planning, Inc. other	Other	Aug 11, 2011	Aug 2, 2013 (722 d)

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195 moves match.