DFX Intelligence
Advisor moves
Arrivals at Advisory Services Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bonnie Dodson | Raymond James Financial Services Advisors, Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Jun 14, 2021 |
| Alfred Eugene Townsend | Regal Investment Advisors LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Jun 8, 2021 |
| Alfred Eugene Townsend | Regal Investment Advisors LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Jun 11, 2021 |
| Louis Stanley Wetmore | Omnistar Financial Group, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 8, 2021 | Apr 9, 2021 |
| Eric Dwayne Whitener | Omnistar Financial Group, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 8, 2021 | Mar 16, 2021 |
| Jason Douglas Beckley | Omnistar Financial Group, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Apr 8, 2021 | Mar 16, 2021 |
| Taylor Grant Collins | Edward Jones national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2021 | Mar 5, 2021 |
| Dennis T Song | Heritage Wealth Advisors independent RIA | Advisory Services Network independent RIA | RIA to RIA | Feb 9, 2021 | Feb 9, 2022 (365 d) |
| Harrison Taylor Hodges | Ae Wealth Management, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 13, 2021 | Feb 4, 2021 |
| Justin Hamilton Hodges | Ae Wealth Management, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 13, 2021 | Feb 4, 2021 |
| George Christian Mauser | Resource Planning Group, Ltd. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 30, 2020 | Dec 8, 2020 |
| James Kenneth Adams | Mighty Oak Strong America Investment Company independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 30, 2020 | Nov 2, 2020 |
| Thomas Henry Suydam | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Nov 17, 2020 | Nov 18, 2020 |
| Joy Frances Deanda | Charles Schwab & Co., Inc. national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2020 | Jan 19, 2023 (794 d) |
| Drew Alan Springer | Kms Financial Services, Inc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2020 | Nov 3, 2020 |
| Matthew James Dewitt | Mcadam LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Sep 17, 2020 | Sep 23, 2020 |
| Michael Douglas Hibsch | First Horizon Advisors, Inc mixed wealth | Advisory Services Network independent RIA | RIA to RIA | Jul 15, 2020 | Jul 14, 2020 |
| Mark Alan Meier | R. Meier, Inc. other | Advisory Services Network independent RIA | Other | Jun 22, 2020 | Feb 6, 2020 |
| Geoffrey James Smarte | Fisher Investments independent RIA | Advisory Services Network independent RIA | RIA to RIA | May 29, 2020 | Jun 26, 2020 |
| Jaylon Stewart Ellison | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | May 29, 2020 | Jun 1, 2020 |
| Paul Desmond Landers | Cetera Investment Advisers LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2020 | May 27, 2020 (33 d) |
| Mitchell Thomas Glasser | Td Ameritrade, Inc. no RAUM | Advisory Services Network independent RIA | Other | Dec 26, 2019 | Dec 19, 2019 |
| Douglas Luther Vowels | MML Investors Services, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2019 | Dec 4, 2019 |
| Marisa Shana Rothstein | Bakeravenue independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 4, 2019 | Nov 1, 2019 |
| Charles John Koehn | Spc BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2019 | Jan 1, 2025 (1892 d) |
| Chelsea Vandewater Belyea | Fidelity Personal And Workplace Advisors BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Oct 29, 2019 |
| Robert J Milnes | Dewitt Capital Management independent RIA | Advisory Services Network independent RIA | RIA to RIA | Oct 1, 2019 | Nov 13, 2019 (43 d) |
| Jordan Charles Kaufman | Oppenheimer & Co. Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2019 | Jul 8, 2019 |
| Paul Eugene Gustafson | Voya Financial Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2019 | Jul 8, 2019 |
| Michelle Lynn Barron | Madden Advisory Services, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jun 28, 2019 | Jun 14, 2019 |
| Brian M Hughes | Madden Advisory Services, Inc. independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jun 28, 2019 | Jun 13, 2019 |
| Christopher William Fullbright | Eagle Strategies LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Jun 12, 2019 |
| Paul Douglas Smith | Eagle Strategies LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Jun 12, 2019 |
| William Eddins Galloway | Bb&T Securities, LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2019 | Jun 7, 2019 |
| Lawrence Francis Mcmanus | Team Wealth Planning And Management, Inc. other | Advisory Services Network independent RIA | Other | May 31, 2019 | May 30, 2019 |
| Douglas Ryan Jackson | Equitable Advisors, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2019 | May 16, 2019 |
| Catherine Ann Zieman | Dominari Securities LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | May 23, 2019 | Jan 29, 2025 (2078 d) |
| Jeremy Gustafson | Voya Financial Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2019 | May 1, 2019 |
| William Michael Jones | Equitable Advisors, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2019 | Apr 17, 2019 |
| Robert C David | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Apr 2, 2019 | Apr 8, 2019 |
| William James Fleming | Western Wealth Management LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Mar 15, 2019 | Mar 20, 2019 |
| Glenn F. Way | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Mar 11, 2019 | Feb 8, 2019 |
| Todd Edward Leake | Summit Wealth Strategies independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jan 7, 2019 | Jan 11, 2019 |
| Julie Ann Price | Juniper Investment & Retirement Planning, LLC unclassified | Advisory Services Network independent RIA | Other | Dec 31, 2018 | Aug 27, 2018 |
| Norman Mauldin Avinger | Planfirst Inc independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 28, 2018 | Nov 26, 2018 |
| Pooja Anjali Chawla | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Oct 31, 2018 | May 10, 2019 (191 d) |
| Adam James Makkai | Northwest Asset Management independent RIA | Advisory Services Network independent RIA | RIA to RIA | Oct 23, 2018 | Nov 15, 2018 |
| Gregory Harris Stein | Choreo, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Oct 5, 2018 | Sep 14, 2018 |
| Scott Douglas Williams | LPL Financial LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Aug 7, 2018 | Aug 29, 2018 |
| Michael John Miller | Blackhawk Capital Partners, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Jul 3, 2018 | Jun 28, 2018 |
| David Wesley Van Holstyn | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Jun 1, 2018 | Jun 1, 2018 |
| James Eric Copeland | Ameriprise Financial Services, LLC national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2018 | May 3, 2018 |
| Frank Byskov | Wells Fargo Advisors wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Apr 11, 2018 | Apr 6, 2018 |
| Michael Scott Moore | Vann Equity Management LLC independent RIA | Advisory Services Network other | Other | Apr 4, 2018 | Aug 9, 2017 |
| Christopher Scott Moore | Vann Equity Management LLC independent RIA | Advisory Services Network other | Other | Apr 4, 2018 | Aug 9, 2017 |
| Mark Alden Peterson | Vann Equity Management LLC independent RIA | Advisory Services Network other | Other | Apr 4, 2018 | Aug 9, 2017 |
| Brian Moore | Vann Equity Management LLC independent RIA | Advisory Services Network other | Other | Apr 4, 2018 | Aug 9, 2017 |
| Joseph Isaac Pitt | Vann Equity Management LLC independent RIA | Advisory Services Network other | Other | Apr 4, 2018 | Aug 9, 2017 |
| Martin Andrew Garrison | Mariner Wealth Advisors other | Advisory Services Network independent RIA | Other | Mar 31, 2018 | Oct 4, 2022 (1648 d) |
| Adam Martin Heckman | Stratos Wealth Partners, Ltd other | Advisory Services Network independent RIA | Other | Mar 15, 2018 | Mar 23, 2018 |
279 moves match.