DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ameritas Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jenning Chenyin Chen	Msi Financial Services, Inc. other	Ameritas Advisory Services other	Other	Jan 24, 2013	Feb 12, 2013
Michael Joseph Rood	New England Securities Corporation other	Ameritas Advisory Services other	Other	Jan 9, 2013	Feb 1, 2013
Jace W Champlin	New England Securities Corporation other	Ameritas Advisory Services other	Other	Jan 7, 2013	Jan 9, 2013
Ann Baker Ronn	The Afp Group unclassified	Ameritas Advisory Services other	Other	Dec 31, 2012	Jan 24, 2007
Karin Lynn Tyson	The Afp Group unclassified	Ameritas Advisory Services other	Other	Dec 31, 2012	Jan 24, 2007
Kimberly Nicole Ellis	Thrivent Investment Management Inc. other	Ameritas Advisory Services other	Other	Dec 18, 2012	Jan 29, 2013 (42 d)
Joel Craig Fishman	Sii Investments, Inc. other	Ameritas Advisory Services other	Other	Oct 1, 2012	Sep 25, 2012
Kathleen M White	Crowell, Weedon & Co. other	Ameritas Advisory Services other	Other	Jun 18, 2012	Apr 2, 2013 (288 d)
William James Sealey	Pnc Wealth Management other	Ameritas Advisory Services other	Other	Jun 15, 2012	Jul 9, 2012
Andrew Carroll Peterson	Oneamerica Securities, Inc. other	Ameritas Advisory Services other	Other	Jun 14, 2012	Jun 28, 2012
Sara Jane Andres	Td Ameritrade, Inc. no RAUM	Ameritas Advisory Services other	Other	Apr 17, 2012	Jul 20, 2012 (94 d)
Eduardo Hernandez Vela	Pruco Securities, LLC other	Ameritas Advisory Services other	Other	Apr 12, 2012	May 8, 2012
Marshall Alan Dearden	M&T Securities, Inc. unclassified	Ameritas Advisory Services other	Other	Apr 10, 2012	Apr 17, 2012
Amanda Kim Blocksom	Edward Jones national BD	Ameritas Advisory Services other	Other	Apr 10, 2012	Apr 20, 2012
Scott Chapman Hanna	New England Securities Corporation other	Ameritas Advisory Services other	Other	Apr 5, 2012	Jun 25, 2014 (811 d)
Jeanne Marie Comer	Morgan Stanley wirehouse	Ameritas Advisory Services other	Other	Feb 16, 2012	Jun 7, 2012 (112 d)
Gregory Russell Bremer	LPL Financial LLC other	Ameritas Advisory Services other	Other	Jan 9, 2012	Jan 4, 2012
Karen Delise Simpson	Cambridge Investment Research Advisors, Inc. other	Ameritas Advisory Services other	Other	Dec 20, 2011	Dec 13, 2013 (724 d)
Paul Shoquist	Independent Financial Partners other	Ameritas Advisory Services other	Other	Dec 12, 2011	Oct 19, 2011
Rey Deborja	Waddell & Reed other	Ameritas Advisory Services other	Other	Dec 6, 2011	Sep 16, 2013 (650 d)
Robert Vance Burnette	Wellness Financial Advisers, LLC unclassified	Ameritas Advisory Services other	Other	Oct 27, 2011	Oct 24, 2011
Elaine Thompson-Perez	Liberty Wealth Management, LLC other	Ameritas Advisory Services other	Other	Oct 12, 2011	Oct 4, 2013 (723 d)
Stephen Lawrence Mathiason	Oneamerica Securities, Inc. other	Ameritas Advisory Services other	Other	Oct 6, 2011	Oct 6, 2011
Joyce E Brady	Dewaay Capital Management other	Ameritas Advisory Services other	Other	Aug 2, 2011	Jan 20, 2012 (171 d)
Kevin Michael Kitchin	Pnc Wealth Management other	Ameritas Advisory Services other	Other	Jul 26, 2011	Aug 25, 2011
Nils Roger Wickman	Russell Investments other	Ameritas Advisory Services other	Other	Apr 8, 2011	Sep 23, 2014 (1264 d)
Harinne Lee Kim	Signator Investors, Inc. other	Ameritas Advisory Services other	Other	Mar 25, 2011	Aug 10, 2012 (504 d)
Marc Charles Harary	Msi Financial Services, Inc. other	Ameritas Advisory Services other	Other	Feb 11, 2011	Mar 11, 2011
Lawrence E Wall	Next Financial Group, Inc. other	Ameritas Advisory Services other	Other	Dec 1, 2010	Dec 1, 2010
Mark Thomas Bourgeois	Mutual Of Omaha Investor Services, Inc. no RAUM	Ameritas Advisory Services other	Other	Nov 1, 2010	Nov 11, 2010
Mark Brendan Sumner	Avantax Advisory Services other	Ameritas Advisory Services other	Other	Sep 27, 2010	Sep 27, 2010
Thomas Joseph Wiltz	Fsc Securities Corporation other	Ameritas Advisory Services other	Other	Sep 7, 2010	Sep 8, 2010
Joni Lynne Reiling	Edward Jones national BD	Ameritas Advisory Services other	Other	Aug 27, 2010	Sep 10, 2010
William F Wagner	MML Investors Services, LLC other	Ameritas Advisory Services other	Other	Jun 30, 2010	Aug 9, 2010 (40 d)
Mark Arthur Sterley	Securian Financial Services, Inc. other	Ameritas Advisory Services other	Other	Apr 6, 2010	Jan 20, 2011 (289 d)
Yu Zhang Krisko	Morgan Stanley wirehouse	Ameritas Advisory Services other	Other	Mar 10, 2010	Mar 11, 2010
Barry Lynn Steim	Securities America Advisors, Inc. other	Ameritas Advisory Services other	Other	Mar 5, 2010	Mar 26, 2010
Matthew Defelice	Gunnallen Financial, Inc unclassified	Ameritas Advisory Services other	Other	Feb 18, 2010	Feb 19, 2010
Bart Jonathan Bryant	Gunnallen Financial, Inc unclassified	Ameritas Advisory Services other	Other	Feb 10, 2010	Feb 16, 2010
Franklin Jeffrey Mcelroy	Gunnallen Financial, Inc unclassified	Ameritas Advisory Services other	Other	Feb 10, 2010	Feb 11, 2010
Amy Lynn Hammock	LPL Financial LLC other	Ameritas Advisory Services other	Other	Jan 27, 2010	Jan 10, 2012 (713 d)
Daniel P Weisenbach	Financial Solutions Of Indiana, Inc. unclassified	Ameritas Advisory Services other	Other	Dec 31, 2009	Mar 1, 2010 (60 d)
Erika James	Spc other	Ameritas Advisory Services other	Other	Nov 4, 2009	Nov 24, 2009
Troy Edward Woods	Cincinnati Analysts, Inc other	Ameritas Advisory Services other	Other	Oct 27, 2009	Nov 13, 2009
Mindy Suzanne Helfrich	Cincinnati Analysts, Inc other	Ameritas Advisory Services other	Other	Oct 27, 2009	Nov 6, 2009
Paul Randall Curtman	Edward Jones national BD	Ameritas Advisory Services other	Other	Oct 15, 2009	Jul 15, 2015 (2099 d)
Alexander Victor Zourides	Advice And Planning Services other	Ameritas Advisory Services other	Other	Oct 2, 2009	Jul 29, 2011 (665 d)
Steven Michael Temple	On Investment Management Co other	Ameritas Advisory Services other	Other	Sep 24, 2009	Mar 25, 2011 (547 d)
Tamara Toshia Uribe	Assurity Advisors Inc. unclassified	Ameritas Advisory Services other	Other	Jul 31, 2009	Aug 7, 2009
Linda D Thraen	Assurity Advisors Inc. unclassified	Ameritas Advisory Services other	Other	Jul 31, 2009	Aug 7, 2009
Nicolas Troy Abrams	Nationwide Securities, LLC no RAUM	Ameritas Advisory Services other	Other	May 14, 2009	May 20, 2009
Ernest J Guerriero	Esi Financial Advisors other	Ameritas Advisory Services other	Other	Apr 17, 2009	May 20, 2009 (33 d)
Thomas Anthony Balistreri	R.W. Towt & Associates unclassified	Ameritas Advisory Services other	Other	Mar 19, 2009	Oct 10, 2014 (2031 d)
Virendra Singh Tavathia	Pruco Securities, LLC other	Ameritas Advisory Services other	Other	Feb 9, 2009	Jan 31, 2011 (721 d)
Adelle Ramos Tan	Ameriprise Financial Services, LLC national BD	Ameritas Advisory Services other	Other	Jan 29, 2009	Feb 9, 2009
William Warren Wittler	Securities America Advisors, Inc. other	Ameritas Advisory Services other	Other	Jan 26, 2009	Feb 13, 2009
Eric D. Goldstein	Esi Financial Advisors other	Ameritas Advisory Services other	Other	Jan 2, 2009	May 11, 2009 (129 d)
Janeen Dulcinea Ingram	Ast Investment Services, Inc. other	Ameritas Advisory Services other	Other	Dec 22, 2008	Mar 23, 2009 (91 d)
Michael Shawn Rankin	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ameritas Advisory Services other	Other	Dec 22, 2008	Jan 28, 2009 (37 d)
Steven Michael Ruiz	Securities America Advisors, Inc. other	Ameritas Advisory Services other	Other	Nov 26, 2008	Feb 13, 2009 (79 d)

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322 moves match.