| Brandon Millard | Mwa Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 14, 2025 | Sep 25, 2025 (42 d) |
| Lee Ann Hertzfeldt | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 13, 2025 | Jan 14, 2026 (154 d) |
| Alexander G Thomas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 13, 2025 | Feb 3, 2026 (174 d) |
| Iniko Aye Awujo | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 7, 2025 | Oct 9, 2025 (63 d) |
| Logan Nicholas Shearer | Copper Financial independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 29, 2025 | Sep 19, 2025 (52 d) |
| Alec Parker Heywood | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2025 | Oct 2, 2025 (73 d) |
| Jessica Crandall | Weinand Financial, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2025 | Aug 14, 2025 |
| Nicholas Heidemann | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 14, 2025 | Dec 1, 2025 (140 d) |
| Patrick Peck | Goldstone Financial Group, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2025 | Nov 19, 2025 (134 d) |
| Akaninyene Vance | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2025 | Apr 27, 2026 (293 d) |
| Joseph Paul Stewart | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 3, 2025 | Mar 30, 2026 (270 d) |
| Kevin Dennis Currutt | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 2, 2025 | May 5, 2026 (307 d) |
| Joseph Amedeo Bondi | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 2, 2025 | Jul 28, 2025 |
| Miles Robert Evans | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 30, 2025 | Oct 1, 2025 (93 d) |
| Michael Clark | Schneider Downs Wealth Management Advisors, LP independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 27, 2025 | Jul 31, 2025 (34 d) |
| Joseph Priore | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 26, 2025 | Aug 20, 2025 (55 d) |
| Thomas Gray Freeman | 133 Legacy state registered | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 16, 2025 | Aug 26, 2025 (71 d) |
| Trevor James Ratliff | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 13, 2025 | Dec 19, 2025 (189 d) |
| Matthew Bender | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 13, 2025 | Jul 15, 2025 (32 d) |
| Christopher Brady | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 5, 2025 | Oct 29, 2025 (146 d) |
| Scott E Richer | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 4, 2025 | Nov 4, 2025 (153 d) |
| Kathryn Shaw | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 30, 2025 | Sep 29, 2025 (122 d) |
| Luke Philip Toews | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 29, 2025 | Jul 16, 2025 (48 d) |
| Thomas Andrew Pekkarinen | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 29, 2025 | Dec 8, 2025 (193 d) |
| Ronald Serio | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 29, 2025 | Jun 27, 2025 |
| Carter Kurz | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 29, 2025 | Oct 29, 2025 (153 d) |
| James C Kelly | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 28, 2025 | Oct 31, 2025 (156 d) |
| Matthew Wayne Garrett | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 24, 2025 | Jun 16, 2025 |
| Joseph Sherburne | Beacon Pointe Advisors, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 15, 2025 | Aug 5, 2025 (82 d) |
| Anthony Lanfranchi | Thurston Springer Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 13, 2025 | Jul 17, 2026 (430 d) |
| Cody Scott Polzin | State Farm Investment Management Corp. asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 12, 2025 | Jul 2, 2025 (51 d) |
| Tyler Cameron Norby | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 6, 2025 | Nov 24, 2025 (202 d) |
| Daniel P Seeley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 1, 2025 | Jul 1, 2025 (61 d) |
| Olivia Denise Payne | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 30, 2025 | Jun 13, 2025 (44 d) |
| Trevor John Grant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 30, 2025 | Jul 17, 2025 (78 d) |
| Wendy Jane Dechambeau | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 29, 2025 | Jun 26, 2025 (58 d) |
| Jordan Garcia | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 25, 2025 | Jun 24, 2025 (60 d) |
| Alexander Hull | Valmark Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 23, 2025 | Oct 16, 2025 (176 d) |
| Thomas Joseph Booser | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 7, 2025 | Jun 24, 2025 (78 d) |
| Randy Perry | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 4, 2025 | Jun 3, 2025 (60 d) |
| Marguerite Ferguson | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 3, 2025 | May 12, 2025 (39 d) |
| Justin S Palett | Advice And Planning Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 2, 2025 | May 8, 2025 (36 d) |
| Alonzo Julio Portwine | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 1, 2025 | Jun 12, 2025 (72 d) |
| Caitlyn Garrett | Optional Financial Strategies, Inc. unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 1, 2025 | May 20, 2025 (49 d) |
| Nayanadi P Palayangoda | Hantz Financial Services, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 31, 2025 | Jul 9, 2025 (100 d) |
| Henry Thomas Rangel | Knights Of Columbus Asset Advisors LLC institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 27, 2025 | Mar 12, 2026 (350 d) |
| John Carroll | LPL Enterprise, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 24, 2025 | Jul 10, 2025 (108 d) |
| Matthew Zane Hamby | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 24, 2025 | Mar 9, 2026 (350 d) |
| Marybeth Cabell | Osaic Wealth, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 18, 2025 | Jul 1, 2025 (105 d) |
| Aaron Wade Richter | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 18, 2025 | Jul 10, 2025 (114 d) |
| Aaron S Mishoe | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 17, 2025 | Jun 27, 2025 (102 d) |
| Moises Gonzalez | LPL Enterprise, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 17, 2025 | May 18, 2026 (427 d) |
| Jordan Russell Schultze | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 11, 2025 | Jul 10, 2025 (121 d) |
| Andrew Wentworth | Empower Advisory Group, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 10, 2025 | May 20, 2025 (71 d) |
| James Roger Poole | Linden Thomas Advisory Services, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 10, 2025 | Aug 27, 2025 (170 d) |
| Jeffrey Rauworth White | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 10, 2025 | May 27, 2025 (78 d) |
| Jason Burkel | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 6, 2025 | Apr 21, 2025 (46 d) |
| Britton Alexander Hammock | Centaurus Financial, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 6, 2025 | Mar 31, 2025 |
| Angel Julian Cambron | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 5, 2025 | Apr 2, 2025 |
| Zachary Frueauf | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 21, 2025 | Mar 11, 2025 |