DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lincoln Investment

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristen Leah HrncirValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2024Jan 12, 2024
Sai Ying Shai ChuValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2024Jan 16, 2024
Dov Yoel LitovNorthbridge Financial Group, LLC independent RIALincoln Investment independent RIARIA to RIAJan 3, 2024Feb 8, 2024 (36 d)
Kathleen MurphyGwn Securities Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2024Jan 2, 2024
Angela L GelzineCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherDec 26, 2023Jun 22, 2018
Robert James SchupSecurities America Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2023Dec 18, 2023
Robert Steven WeissbeinCetera Investment Advisers LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2023Dec 6, 2023
Jake R DigregorioValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2023Oct 30, 2023
Lea Anne Smith CreekmoreTruist Advisory Services, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2023Nov 27, 2023
Dylan Ray RamosValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2023Oct 30, 2023
Christopher Alex CokinisCalton & Associates, Inc. independent RIALincoln Investment independent RIARIA to RIANov 10, 2023Nov 12, 2025 (733 d)
Timothy N BettsLPL Financial LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2023Nov 1, 2023
Jacob T GormanFidelity Personal And Workplace Advisors BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2023Nov 16, 2023
Ryan Thomas LogueCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherOct 30, 2023Feb 7, 2019
Mitchell Lino MamminiCapital Analysts BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2023Jul 12, 2023
Gregg Albert LibuttiValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAOct 18, 2023Oct 2, 2023
Austin Dulaney SchutzPruco Securities, LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAOct 18, 2023Oct 17, 2023
Reginald B SuggsValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2023Sep 26, 2023
Sage Justin BleakneyCapital Analysts BD affiliatedLincoln Investment otherOtherSep 27, 2023Dec 5, 2016
Daniel Robert MeierCetera Investment Advisers LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2023Sep 21, 2023
Khai Cong LeValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2023Aug 4, 2023
Eddie I AlbaziValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2023Aug 7, 2023
Christopher John WyzgowskiValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2023Aug 4, 2023
Marques Jellani BoboCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherAug 21, 2023Aug 20, 2021
Jennifer SellersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLincoln Investment independent RIAWirehouse to independent RIAAug 11, 2023Aug 21, 2023
Olivia LyonsEquitable Advisors, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2023Aug 8, 2023
Jim Charles DunnMorgan Stanley wirehouseLincoln Investment independent RIAWirehouse to independent RIAJul 28, 2023Jul 19, 2023
Jeremy Cole HillCetera Investment Advisers LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2023Aug 1, 2023
Joseph Michael NelsonAmeriprise Financial Services, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2023Jul 3, 2023
James DesanctisEmpower Advisory Group, LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2023Aug 1, 2023
Salvador Huizar Flores-ChatfieldHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJul 5, 2023Jul 5, 2023
Mitchell Elton ChatfieldHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJul 5, 2023Jul 5, 2023
Ryan MountCetera Advisor Networks LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Jun 19, 2023
Jordan JacksonCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2023Sep 11, 2019
Alan PuklinAmeriprise Financial Services, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAMay 8, 2023Jul 12, 2023 (65 d)
Eric Thomas JonesAdvice And Planning Services BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2023Apr 9, 2024 (341 d)
Michael Philip KriechbaumPruco Securities, LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2023May 2, 2023
Joshua I MarchalAmeriprise Financial Services, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2023Apr 27, 2023
David Kenn JacocksCapital Client Group, Inc. no RAUMLincoln Investment independent RIAOtherApr 3, 2023Aug 28, 2023 (147 d)
Johnathan IrionsCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2023Aug 10, 2021
Allison Nicole MitchellFidelity Personal And Workplace Advisors BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAMar 20, 2023May 17, 2023 (58 d)
David SuttonAlliancebernstein L.P. asset managerLincoln Investment independent RIAOtherMar 1, 2023Aug 4, 2023 (156 d)
Brandon LopezCapital Analysts BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2023Nov 28, 2022
Robert J HetheringtonLPL Financial LLC independent RIALincoln Investment independent RIARIA to RIAFeb 13, 2023Feb 8, 2023
Anthony Louis PantoRaymond James Financial Services Advisors, Inc BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAFeb 8, 2023Jan 12, 2023
David GeschkeAvantax Advisory Services BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2023Apr 16, 2024 (435 d)
Daniel James PrenticeTlg Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2023Feb 13, 2023
Jason Andrew BeattyValic Financial Advisors, Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2023Feb 8, 2023
Brian Edward FeuerStonex Advisors Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022Jan 13, 2023
Chase Phillip PollyHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherDec 22, 2022Dec 22, 2022
Carly Kathryn MccartyFirst Command Advisory Services BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIANov 17, 2022Jan 3, 2023 (47 d)
Bradley Dean WeemhoffCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2022Jan 30, 2019
Tiara Lanee SpragginAmeriprise Financial Services, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2022Oct 20, 2022
Melissa L RayVertis Wealth, LLC independent RIALincoln Investment independent RIARIA to RIAOct 13, 2022Nov 29, 2022 (47 d)
Andre La Monte ThomasCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherOct 11, 2022Nov 23, 2020
Noah BehrendIams Wealth Management, LLC independent RIALincoln Investment independent RIARIA to RIAOct 6, 2022Oct 5, 2022
Daniel Patrick CondonCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2022Oct 2, 2020
Zachary David MeyerCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2022Jan 7, 2020
James Thomas BeyerCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2022Sep 22, 2020
Lauren Nicole SniderThrivent Investment Management Inc. BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2022Sep 19, 2022
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543 moves match.