DFX Intelligence
Advisor moves
Arrivals at Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen Lumetta | Primerica Advisors national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 15, 2024 |
| Rommel Garcia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2024 | Mar 7, 2024 |
| Dylan Zhou | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2024 | Aug 7, 2024 (179 d) |
| Douglas Shirley | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Feb 7, 2024 |
| Eric Maiuri | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2024 | May 1, 2026 (827 d) |
| Willie Wheat | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jun 3, 2024 (144 d) |
| Christine Julia Kock | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Mar 14, 2024 (64 d) |
| John Paul Orlikowski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Jan 3, 2024 |
| Brian Lobman | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jun 14, 2024 (163 d) |
| Oluwarotimi Odutola | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Jan 18, 2024 (31 d) |
| Anna Carroll | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 22, 2023 |
| Thomas Brown | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Jan 25, 2024 (52 d) |
| Dante Gazzola | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 31, 2023 |
| William Mcconville | Quint Capital Management independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2023 | Oct 19, 2023 |
| Alaa Ali | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Nov 3, 2023 |
| Roshanna Richardson | Pruco Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 20, 2023 |
| Marney Skinner | Eagle Strategies LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Oct 19, 2023 |
| Constantine Nicopoulos | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 12, 2023 | Oct 12, 2023 |
| Marina Mccleneghen | Truist Advisory Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Feb 14, 2024 (127 d) |
| Matthew S. Rick | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2023 | Oct 12, 2023 |
| Cristina Delsol | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Feb 7, 2024 (134 d) |
| Robert Falk | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2023 | Sep 11, 2023 |
| Kyle Meek | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2023 | Oct 6, 2023 |
| Catalina Alexander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2023 | Sep 15, 2023 |
| Dennis Pelaez-Robles | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2023 | Sep 1, 2023 |
| Marc Charette | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Aug 16, 2023 |
| Nicolas Hernandez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2023 | Nov 14, 2024 (440 d) |
| Stephen Bornet | E*Trade Capital Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Oct 18, 2023 (58 d) |
| Mark Szwagulinski | E*Trade Capital Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2023 | Jan 4, 2024 (139 d) |
| Jennifer R Olenik | E*Trade Capital Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2023 | Aug 24, 2023 |
| Salvatore Leone | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2023 | Aug 30, 2023 |
| Andrew Teichman | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2023 | Aug 28, 2023 |
| Jean Savino | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Aug 23, 2023 |
| Eduardo F Torres | A.G.P / Alliance Global Partners independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2023 | Aug 15, 2023 |
| Bryan Mcnamara | Commonwealth Financial Network national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 3, 2023 |
| Gregory Paul Girdis | Cuso Financial Services, L.P. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Aug 8, 2023 |
| Chad Miller | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Oct 16, 2025 (812 d) |
| Timothy Wagner | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Aug 4, 2023 |
| Jonathan Ocampo | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Jul 18, 2023 |
| Jeff Kraebel | Hsbc Securities (USA) Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Oct 5, 2024 (446 d) |
| Jeromy Barton | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2023 | Jul 12, 2023 |
| Zachary Bognar | Northwestern Mutual Investment Services,LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jul 13, 2023 | Aug 7, 2023 |
| Richard H Addy | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jun 21, 2023 |
| Ernst Tullus | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 3, 2023 | Jun 30, 2023 |
| Evelina Fitzgerald | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2023 | Jul 6, 2023 |
| Chi Mak | Osaic Institutions, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 28, 2023 |
| Elicito Montero | Fidelity Personal And Workplace Advisors BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Jun 23, 2023 |
| Mark-Anthony Gibson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2023 | Jun 7, 2023 |
| Yury Menbaev | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2023 | Jun 21, 2023 |
| Michael Murray | Horace Mann Investors, Inc. no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jun 16, 2023 | Jun 19, 2023 |
| Christopher Jacobi | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jul 12, 2023 |
| Stephen Heiden | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2023 | Jun 29, 2023 |
| Lucas Legler | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 13, 2023 |
| Tristan Cort | Grove Point Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 16, 2023 |
| Gavin James Parker | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 26, 2023 |
| Grant Listern Robinson | Ameriprise Financial Services, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | Jul 27, 2023 (62 d) |
| Jordan Jackson | Lincoln Investment independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2023 | Jun 22, 2023 |
| Ryan Stephen Carter | Securian Financial Services, Inc. independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2023 | Aug 17, 2023 (99 d) |
| Gretchen Elizabeth Adams | Ally Invest Advisors independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2023 | Sep 13, 2023 (127 d) |
| Dylan Berube | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 15, 2023 |
440 moves match.