Arrivals at B. Riley Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ralph Brian Marra	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. other	Other	May 6, 2015	Jun 10, 2015 (35 d)
Ivan Stephen Sacks	Prospera Financial Services, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Apr 24, 2015	Apr 23, 2015
James Christopher Hirst	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Apr 21, 2015	Apr 27, 2015
Joseph Albert Price	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 28, 2015	Aug 18, 2022 (2759 d)
Montague Stephan Henry	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 28, 2015	Jul 25, 2022 (2735 d)
Neil Scott Meissner	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 28, 2015	Jul 25, 2022 (2735 d)
Robert Xavier Reilly	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 28, 2015	Aug 8, 2022 (2749 d)
Ira E Menkes	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 28, 2015	Jul 28, 2022 (2738 d)
Robert Irving Rafford	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 28, 2015	Jul 25, 2022 (2735 d)
Young-Ai Choi	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 28, 2015	Feb 2, 2024 (3292 d)
James Baroutas	Dominick & Dominick LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 26, 2015	Jul 25, 2022 (2737 d)
Eugene George Oleary	Comprehensive Capital Management, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Jan 14, 2015	Feb 3, 2015
Christopher Nicholas Caputo	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Jan 6, 2015	Jun 21, 2016 (532 d)
Steven Russel Dietz	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Dec 15, 2014	Jan 22, 2015 (38 d)
Daniel Pecoraro	Equitable Advisors, LLC national BD	B. Riley Wealth Advisors, Inc. other	Other	Dec 12, 2014	Feb 16, 2015 (66 d)
Bradley Philip Harrison	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Oct 20, 2014	Oct 29, 2014
Kevin Michael Gayle	Raymond James & Associates, Inc. national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 8, 2014	Aug 8, 2022 (2861 d)
Karen Jennifer Ginder	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Sep 17, 2014	Jun 23, 2021 (2471 d)
Richard Spatola	Verity Asset Management other	B. Riley Wealth Advisors, Inc. other	Other	Sep 5, 2014	Oct 16, 2015 (406 d)
Curtis Wayne Raven	Equitable Advisors, LLC national BD	B. Riley Wealth Advisors, Inc. other	Other	Jul 30, 2014	Sep 4, 2014 (36 d)
Craig Elliott Lodge	UBS Financial Services Inc. wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jul 14, 2014	Aug 9, 2022 (2948 d)
Jason N Ginder	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jul 3, 2014	Jun 23, 2021 (2547 d)
Edward Lawrence Strauss	Invest Financial Corporation other	B. Riley Wealth Advisors, Inc. other	Other	Jun 18, 2014	Nov 26, 2014 (161 d)
Rupert Charles Curry	Schwab Wealth Advisory, Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	May 15, 2014	Jan 8, 2021 (2430 d)
Michael Ganaden Basco	Oppenheimer & Co. Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Apr 24, 2014	Apr 30, 2014
Kimberly Anne Figenbaum	Mccarter Private Wealth Services LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Apr 8, 2014	Mar 24, 2021 (2542 d)
Stuart Conley	Further Lane Asset Management, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Feb 25, 2014	Oct 21, 2021 (2795 d)
Craig Thomas Bisagna	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Feb 14, 2014	Mar 11, 2014
Gustavo Aldolfo Chaves	Securian Financial Services, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Feb 6, 2014	Feb 28, 2014
Julie Annette Broady	Independent Financial Group, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jan 21, 2014	Jan 22, 2014
Neil Robert Bradie	Raymond James & Associates, Inc. national BD	B. Riley Wealth Advisors, Inc. other	Other	Jan 15, 2014	Sep 17, 2014 (245 d)
Harvey I Spira	Further Lane Asset Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Dec 26, 2013	Dec 24, 2013
Jacqueline Seena Zweig	Avantax Advisory Services other	B. Riley Wealth Advisors, Inc. other	Other	Dec 6, 2013	Jul 10, 2015 (581 d)
Marc Lowlicht	Further Lane Asset Management, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Dec 4, 2013	Jun 23, 2021 (2758 d)
John Christopher Zoccola	First Tennessee Advisory Services, Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Oct 10, 2013	Aug 11, 2022 (3227 d)
Joseph Napolitano	Asset & Financial Planning, Ltd other	B. Riley Wealth Advisors, Inc. other	Other	Sep 10, 2013	Aug 20, 2013
Dennis Loyd Engel	Astor Asset Management LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 15, 2013	Jul 29, 2013
Garrett William Kelley	Astor Asset Management LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 15, 2013	Jul 29, 2013
Jason Scott Swedo	Astor Asset Management LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 15, 2013	Jul 19, 2013
Jonathon Thomas Digiovanni	Astor Asset Management LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 15, 2013	Jul 19, 2013
Brandon Balazi	Astor Asset Management LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 15, 2013	Jul 25, 2013
Timothy James Mclaughlin	Astor Asset Management LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 15, 2013	Jul 30, 2013
Edward Anthony Hunton	First Command Financial Planning, Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jul 11, 2013	Jun 25, 2021 (2906 d)
Anthony J. Riscili	New England Securities Corporation other	B. Riley Wealth Advisors, Inc. other	Other	Jul 9, 2013	Nov 15, 2013 (129 d)
Carole Enisman	Asset & Financial Planning, Ltd other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	May 31, 2013	Jun 4, 2019 (2195 d)
Scott John Doyle	Transamerica Financial Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Apr 18, 2013	Jun 4, 2013 (47 d)
Michael John Dimitri	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Apr 9, 2013	Apr 26, 2013
Dragi Paunovski	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Apr 9, 2013	Apr 23, 2013
Anthony William Peluso	B Riley Wealth Management other	B. Riley Wealth Advisors, Inc. other	Other	Apr 9, 2013	Sep 9, 2014 (518 d)
Sean Patrick Hayden	Edward Jones national BD	B. Riley Wealth Advisors, Inc. other	Other	Jan 23, 2013	Mar 10, 2014 (411 d)
Richard Bruce Goldstein	International Assets Investment Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Apr 20, 2012	May 25, 2012 (35 d)
Jennifer M Brunotts	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Apr 16, 2012	Jun 22, 2023 (4084 d)
Kayvan Karoon	Osaic Fs, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Apr 13, 2012	Apr 10, 2012
George Michael Russell	Osaic Fs, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Apr 11, 2012	Apr 14, 2012
Jennifer Lynne Chatterton	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Apr 11, 2012	Aug 22, 2022 (3785 d)
Joseph Arthur Lloyd	Paulson Investment Company, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Feb 29, 2012	Mar 23, 2012
Ian Edwin French	Stephens other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 27, 2012	Aug 25, 2022 (3863 d)
Michael Christopher Wing	Raymond James & Associates, Inc. national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jan 20, 2012	Jul 29, 2022 (3843 d)
Gal Gali Horev	American Investors Co other	B. Riley Wealth Advisors, Inc. other	Other	Dec 31, 2011	Feb 21, 2012 (52 d)
Kenneth Michael Kladouris	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Dec 12, 2011	May 9, 2012 (149 d)

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383 moves match.