Advisor moves

Arrivals at Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ching Yiu HoWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherDec 2, 2015Dec 17, 2015
Christopher Thomas MustoPnc Wealth Management otherHsbc Securities (USA) Inc. otherOtherNov 27, 2015Nov 7, 2016 (346 d)
Yichuan LiCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherNov 27, 2015Dec 8, 2015
Moses Tk LinCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherNov 25, 2015Nov 24, 2015
Robert Mark AmbrusMsi Financial Services, Inc. otherHsbc Securities (USA) Inc. otherOtherNov 24, 2015Dec 17, 2015
Prakash Chandru ShahaniSantander Securities otherHsbc Securities (USA) Inc. otherOtherNov 11, 2015Dec 3, 2015
Rick HoskinsEdward Jones national BDHsbc Securities (USA) Inc. otherOtherNov 2, 2015Dec 15, 2015 (43 d)
Francisco Vergara HermosillaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherOct 20, 2015Dec 2, 2015 (43 d)
Wayne Cheng ChouMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherOct 14, 2015Dec 2, 2015 (49 d)
Jesus Ismael NavedoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherOct 14, 2015Dec 8, 2015 (55 d)
William Larry StandridgeJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. otherOtherOct 7, 2015Oct 20, 2015
Andres E SalgadoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherSep 2, 2015Oct 20, 2015 (48 d)
Yeong-Keng ChienMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherSep 1, 2015Dec 7, 2015 (97 d)
Yihe LuoSantander Securities otherHsbc Securities (USA) Inc. otherOtherAug 24, 2015Sep 15, 2015
Fei Hon YiuJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. otherOtherAug 7, 2015Aug 12, 2015
Lonbaye Dasarte YarnwayEdward Jones national BDHsbc Securities (USA) Inc. otherOtherJun 30, 2015Jul 22, 2015
Reny MathewBny Mellon Securities Corporation otherHsbc Securities (USA) Inc. otherOtherJun 24, 2015Jul 15, 2015
Gregg EisensteinGerstein Fisher otherHsbc Securities (USA) Inc. otherOtherJun 18, 2015Aug 31, 2015 (74 d)
Francisco D ValerianoMML Investors Services, LLC otherHsbc Securities (USA) Inc. otherOtherJun 11, 2015Jul 20, 2015 (39 d)
Laura Isabel VillegasSabadell Securities USA, Inc. unclassifiedHsbc Securities (USA) Inc. otherOtherMay 4, 2015Jun 8, 2015 (35 d)
Sharon YuRoth Capital Partners, LLC state registeredHsbc Securities (USA) Inc. otherOtherApr 27, 2015May 6, 2015
Francisco Antonio GalanJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. otherOtherApr 24, 2015Apr 21, 2015
Xin ChenWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherApr 15, 2015Apr 28, 2015
Nathan Asante AddoPnc Wealth Management otherHsbc Securities (USA) Inc. otherOtherApr 10, 2015Apr 28, 2015
Justin EpsteinBny Mellon Securities Corporation otherHsbc Securities (USA) Inc. otherOtherMar 16, 2015Apr 15, 2015
Thomas Marco AvitabileCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherMar 12, 2015Mar 19, 2015
Mark C ChenEdward Jones national BDHsbc Securities (USA) Inc. otherOtherMar 10, 2015May 6, 2015 (57 d)
Darlington OkeruluMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherMar 5, 2015Mar 23, 2015
Catherine J. CalandraMorgan Stanley wirehouseHsbc Securities (USA) Inc. otherOtherFeb 23, 2015Mar 10, 2015
Rebecca H Li-HuangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherFeb 20, 2015Apr 20, 2017 (790 d)
Aleksandr LeybengrubJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. otherOtherFeb 18, 2015Feb 26, 2015
Mark AxmacherMML Investors Services, LLC otherHsbc Securities (USA) Inc. otherOtherFeb 6, 2015Feb 18, 2015
Anil DaryaniUBS Financial Services Inc. wirehouseHsbc Securities (USA) Inc. otherOtherJan 30, 2015Aug 6, 2017 (919 d)
Robert Joseph RyderJ.P. Morgan Securities LLC wirehouseHsbc Securities (USA) Inc. otherOtherJan 5, 2015Apr 7, 2015 (92 d)
John William MurphyPrivate Advisor Group, LLC otherHsbc Securities (USA) Inc. otherOtherDec 31, 2014Sep 17, 2015 (260 d)
Kin Pan TungMorgan Stanley wirehouseHsbc Securities (USA) Inc. otherOtherDec 31, 2014Mar 25, 2015 (84 d)
James Thomas DownhamCetera Investment Advisers LLC otherHsbc Securities (USA) Inc. otherOtherDec 2, 2014Jul 20, 2015 (230 d)
Kaitlin MartinezNew York Life Investment Management LLC otherHsbc Securities (USA) Inc. otherOtherDec 1, 2014Jan 6, 2015 (36 d)
Lawrence Merrill OrsiniLPL Financial LLC otherHsbc Securities (USA) Inc. otherOtherNov 28, 2014Nov 23, 2015 (360 d)
Jiyan HuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherNov 21, 2014Dec 19, 2014
John LuTransamerica Financial Advisors, LLC otherHsbc Securities (USA) Inc. otherOtherOct 21, 2014Oct 21, 2014
Roger G. BrigatiCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherOct 13, 2014Dec 10, 2014 (58 d)
Miguel Angel CorvalanCredit Suisse Securities (USA) LLC otherHsbc Securities (USA) Inc. BD affiliatedOtherOct 8, 2014Nov 5, 2018 (1489 d)
Eleftherios ArisMsi Financial Services, Inc. otherHsbc Securities (USA) Inc. otherOtherSep 29, 2014Oct 2, 2014
Ching Man WongWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherSep 26, 2014Oct 31, 2014 (35 d)
Christine GonzalezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherSep 16, 2014Nov 24, 2014 (69 d)
Maria Cristina CureCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherAug 27, 2014Sep 29, 2014 (33 d)
Dianne FunigielloWells Fargo Advisors wirehouseHsbc Securities (USA) Inc. otherOtherAug 6, 2014Sep 26, 2014 (51 d)
Helen Callista Yi ShueMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherJul 14, 2014Jul 29, 2014
Christel DjossinouU.S. Bancorp Advisors, LLC otherHsbc Securities (USA) Inc. otherOtherJun 18, 2014Jul 15, 2014
Brian Allen DoweryE*Trade Capital Management, LLC otherHsbc Securities (USA) Inc. otherOtherMay 19, 2014May 23, 2014
Jeffrey QuinnNew England Securities Corporation otherHsbc Securities (USA) Inc. otherOtherMay 9, 2014May 27, 2014
Anthony CrimeniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherMay 1, 2014May 7, 2014
Deepa GibbonsAmerican Portfolios Advisors, Inc otherHsbc Securities (USA) Inc. otherOtherApr 21, 2014Feb 5, 2016 (655 d)
Abigail Sue KuoCitigroup Global Markets Inc. otherHsbc Securities (USA) Inc. otherOtherApr 17, 2014May 2, 2014
Andrew ThemisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherApr 7, 2014Apr 24, 2014
Veronica M GillotteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherMar 31, 2014Apr 10, 2014
Michael PinhoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherMar 4, 2014Mar 28, 2014
Lilliam Leon-GonzalezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherMar 3, 2014Mar 31, 2014
Claudia Isabel TeranMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHsbc Securities (USA) Inc. otherOtherMar 3, 2014Mar 31, 2014
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708 moves match.