DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Avantax Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

833 moves
AdvisorFromToTypeLeftRegistered
Bradley Alan MentzerCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2021Jun 23, 2021
Nathan Ryan BitnerCharles Schwab & Co., Inc. national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2021Jun 18, 2021
Sarah Emily HarrisLevel Four Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2021Jul 26, 2021 (45 d)
Kevin Lawrence KellyIfg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2021Mar 29, 2021
Christopher Nelson KirklandIfg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2021Mar 26, 2021
Mark James BloomIfg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2021Mar 29, 2021
Roderick Renard WashingtonAvantax Planning Partners, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMay 21, 2021Jul 23, 2021 (63 d)
Saeed BowensJ.P. Morgan Securities LLC wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankMay 11, 2021May 10, 2021
Tuan A LyNerv Management LLC unclassifiedAvantax Advisory Services BD affiliatedOtherMay 5, 2021Dec 14, 2023 (953 d)
Anthony Robert HendersonLevel Four Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2021Apr 29, 2021
Dustin Kyle GerschAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2021Apr 23, 2021
Johnathon JamesTruist Advisory Services, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2021May 19, 2021
Lauren RahmeierEdward Jones national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 16, 2021Apr 15, 2021
Gene Mahanay WoodardFidelity Personal And Workplace Advisors BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 26, 2021Apr 28, 2021 (33 d)
Lebeau PotgieterVoya Financial Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2021Mar 17, 2021
Sean Alexander HardingGreat Valley Advisor Group, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMar 16, 2021Feb 10, 2021
Morris Craig MoserBrookstone Asset Management, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2021Mar 3, 2021
Benjamin Daniel CroffordJ.P. Morgan Securities LLC wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 23, 2021May 20, 2021 (86 d)
John J MclaughlinEquitable Advisors, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2021Mar 9, 2021 (34 d)
Kaytie Anne Cunningham SalzmanM Holdings Securities, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2021Feb 7, 2022 (369 d)
Kevin Wayne LivelyRaymond James & Associates, Inc. national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2021Jan 19, 2021
Stephanie FaganMorgan Stanley wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 2, 2021Jun 14, 2021 (132 d)
Tray Allan MosesThrivent Investment Management Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 22, 2021Jan 21, 2021
Scott Alex CavazosSecurities America Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 21, 2021Aug 9, 2021 (200 d)
Robert Paul AmundsonEdward Jones national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2021Jan 19, 2021
Keri Lynn VaughtEdward Jones national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 13, 2021Jan 12, 2021
Michael Angelo BonventureGryphon Financial Wealth Advisors, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2020Oct 25, 2019
Timothy Allen WissingAvantax Planning Partners, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Jan 5, 2021
Sean Paul StorckReason Financial no RAUMAvantax Advisory Services BD affiliatedOtherDec 31, 2020Oct 25, 2019
Steven W PollockReason Financial no RAUMAvantax Advisory Services BD affiliatedOtherDec 31, 2020Oct 25, 2019
Charles Barry QuattrochiRaymond James Financial Services Advisors, Inc BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 24, 2020Dec 22, 2020
John Allan PoageCreative Financial Designs, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Dec 7, 2020
George A ReyesU.S. Bancorp Advisors, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Dec 18, 2020
Nelson Robert MatzenMariner BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Dec 17, 2020
Victor GuadianaIsc Advisors, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 30, 2020Dec 4, 2020
Webster Kenwood BurrierMML Investors Services, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2020Jan 15, 2021 (57 d)
Steven Lane NartkerCambridge Investment Research Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2020Oct 19, 2020
Stephen F SelbyVoya Financial Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 26, 2020Jul 13, 2021 (260 d)
Jennifer KimCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 23, 2020Dec 15, 2020 (53 d)
Carla L RoikLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2020Jan 20, 2022 (457 d)
Trevor ThomasChoreo, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankOct 19, 2020Mar 22, 2021 (154 d)
William Franklin RichardsonSecurities America Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2020Oct 8, 2020
Keith Wayne PattersonSecurities America Advisors, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 9, 2020Sep 15, 2020
Brian Christopher LuscoCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2020Oct 15, 2020
Aliina Marie Anton-ErikWerner & C0. Ria, Pllc state registeredAvantax Advisory Services BD affiliatedOtherSep 23, 2020Feb 7, 2020
Placido John RodriguezPeak American Investment Advisors, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankSep 21, 2020Feb 26, 2021 (158 d)
Timothy David RichardsonPrivate Advisor Group, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2020Sep 18, 2020
James Robert BuiterAmerican Trust Investment Services Advisory, Inc. state registeredAvantax Advisory Services BD affiliatedOtherSep 17, 2020Aug 13, 2020
Ralph S WatsonRaymond James Financial Services Advisors, Inc BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 16, 2020Sep 4, 2024 (1449 d)
Anette Schol-BermelFirst Command Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2020Oct 8, 2020
Tanner LemasterFirst Command Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2020Oct 13, 2020 (48 d)
Brooke WeiseHaviland & Sams, LLC state registeredAvantax Advisory Services BD affiliatedOtherAug 5, 2020Oct 16, 2020 (72 d)
Matthew Clay SmithSpc BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2020Aug 3, 2020
Samuel Tyrone SmithCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Aug 24, 2020 (31 d)
Matthew Jason RiceAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2020Jun 15, 2020
Justin David ReesRobert W. Baird & Co. Incorporated mixed wealthAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2020Jun 26, 2020
John JenningsCharles Schwab & Co., Inc. national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2020Jul 14, 2020
Amy L WalkerWells Fargo Advisors wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 9, 2020Nov 10, 2020 (124 d)
Jeffrey Craig GrodskyCarmichael Hill & Associates Inc independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2020Sep 17, 2020 (79 d)
Raymond MccormackKestra Advisory Services, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 24, 2020Aug 4, 2020 (41 d)
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