DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Fisher Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mackenzie Downs | J.P. Morgan Securities LLC wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Oct 17, 2024 | Dec 19, 2024 (63 d) |
| Bryan Finger | State Farm Investment Management Corp. asset manager | Fisher Investments independent RIA | Other | Oct 15, 2024 | Oct 16, 2024 |
| Cory Mitchell | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 16, 2024 |
| Colin William Morris Brown | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2024 | Oct 15, 2024 |
| Andrew Connor Lang | Edelman Financial Engines independent RIA | Fisher Investments independent RIA | RIA to RIA | Oct 11, 2024 | Jan 13, 2025 (94 d) |
| Andrew Maxwell Scates | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2024 | Mar 11, 2025 (152 d) |
| Emmanuel O Ajayi | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 | Oct 11, 2024 |
| Matthew Christian Kenny | Florida Financial Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Nov 19, 2024 (48 d) |
| Mauricio De La Garza | J.P. Morgan Securities LLC wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Oct 2, 2024 | Jul 18, 2025 (289 d) |
| Ryan Matthew Adler | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Oct 25, 2024 |
| Imran Olamide Akinteye | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Oct 17, 2024 |
| Paul Jason Brewer | Capital Client Group, Inc. no RAUM | Fisher Investments independent RIA | Other | Sep 30, 2024 | Nov 15, 2024 (46 d) |
| John Cameron Parr Harper | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2024 | Nov 13, 2024 (49 d) |
| Dennis Oleg Abramov | Masterworks Advisers, LLC other | Fisher Investments independent RIA | Other | Sep 23, 2024 | Oct 21, 2024 |
| Andrew Garrett Shaw | Florida Financial Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2024 | Nov 13, 2024 (58 d) |
| Connor Weinstein | Eagle Strategies LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2024 | Sep 16, 2024 |
| Steven Paul Saunders | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Sep 17, 2024 |
| Santiago Philippe Workman | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Sep 12, 2024 |
| Bryce William Peacock | Alight Financial Advisors, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Sep 9, 2024 | Oct 17, 2024 (38 d) |
| Satyajeet Gaekwad | Pruco Securities, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Sep 12, 2024 |
| Ryan Thomas Waller | Transamerica Retirement Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Sep 12, 2024 |
| Garrett Landon West | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Sep 12, 2024 |
| Roy Jay Mason | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Oct 18, 2024 (43 d) |
| Joshua Kevin Gross | Thrivent Asset Management, LLC asset manager | Fisher Investments independent RIA | Other | Sep 3, 2024 | Sep 10, 2024 |
| Jasson Ramsey Waters | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 | Sep 16, 2024 |
| David Victor Gates | Citigroup Global Markets Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2024 | Sep 9, 2024 |
| Brooks Glovins | Td Private Client Wealth LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Sep 11, 2024 |
| Zachary J Jimerson | Equitable Advisors, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Sep 12, 2024 |
| Jonathan Andrew Gahan | Key Investment Services LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2024 | Oct 21, 2024 (54 d) |
| Andrew Joseph Mckelvey | Kestra Advisory Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Sep 9, 2024 |
| Erin Doremus | Florida Financial Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2024 | Sep 10, 2024 |
| Golnar Abolghasemi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 20, 2024 | Aug 21, 2024 |
| Tyler Maitland Lewis | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 19, 2024 |
| Sergio Sanchez | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Sep 17, 2024 |
| Calvin Jordan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 19, 2024 | Sep 11, 2024 |
| Kory Close | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 15, 2024 | Aug 16, 2024 |
| Dylan Elijah Delacruz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 14, 2024 | Aug 16, 2024 |
| Tyler Duc Trung Nguyen | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2024 | Aug 14, 2024 |
| Karl A Kosk Fischer De Rosa Cruz | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2024 | Aug 16, 2024 |
| Samuel Joseph Hawkinson | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Mar 13, 2026 (581 d) |
| Nicolas Fletcher | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 13, 2024 |
| Garrett Craig Roberts | UBS Financial Services Inc. wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 8, 2024 | Sep 13, 2024 (36 d) |
| Saul Ruiz | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 8, 2024 |
| Zachary James Costa | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2024 | Aug 16, 2024 |
| Charles Ray Anderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 6, 2024 | Sep 9, 2024 (34 d) |
| Samuel Hubbard Hawn | Equitable Advisors, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2024 | Oct 23, 2024 (78 d) |
| Joshua Aryeh Druz | J.P. Morgan Securities LLC wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Aug 3, 2024 | Aug 12, 2024 |
| David L Rutan | Pruco Securities, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Aug 2, 2024 |
| Cameron Lee Mcgregor | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Mar 14, 2025 (226 d) |
| Scott Cary James | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Sep 10, 2024 (42 d) |
| Michaela Gayapanao Pablo | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2024 | Sep 12, 2024 (45 d) |
| Bryce Roy | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2024 | Sep 10, 2024 (46 d) |
| Tyson Carl Frerking | Northwestern Mutual Investment Services,LLC no RAUM | Fisher Investments independent RIA | Other | Jul 23, 2024 | Dec 2, 2024 (132 d) |
| Ryan Jonathon Bluske | Empower Advisory Group, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2024 | Aug 14, 2024 |
| Trevor Michael Endres | Concorde Asset Management, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 13, 2024 |
| Naama Ibraheem Abu-Ragheef | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 25, 2024 |
| Jeffrey K Mace | LPL Financial LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2024 | Jul 24, 2024 |
| Justin Donovan Langlois | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Jul 17, 2024 | Aug 14, 2024 |
| William Greer Castiel | Longboard Asset Management asset manager | Fisher Investments independent RIA | Other | Jul 16, 2024 | Jul 22, 2024 |
| Tristan Boyd | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jul 24, 2024 |
1,559 moves match.