| Mark David Rosen | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. other | Other | Oct 12, 2015 | Nov 30, 2015 (49 d) |
| Steven Ronald Hoak | Brookstone Wealth Advisors, LLC other | Tlg Advisors, Inc. other | Other | Oct 8, 2015 | Oct 9, 2015 |
| Jeffrey M Gapinski | Transamerica Financial Advisors, LLC other | Tlg Advisors, Inc. other | Other | Sep 4, 2015 | Sep 8, 2015 |
| Debra A Tyler | Suntrust Investment Services, Inc. other | Tlg Advisors, Inc. other | Other | Jun 15, 2015 | Mar 28, 2017 (652 d) |
| Erik Oros | Salient Capital Advisors, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Jun 1, 2015 | Jul 15, 2021 (2236 d) |
| Alexander Dong-Shik Lee | Eagle Strategies LLC other | Tlg Advisors, Inc. BD affiliated | Other | Mar 19, 2015 | Dec 20, 2023 (3198 d) |
| Ralph James Romano | Allstate Financial Advisors, LLC no RAUM | Tlg Advisors, Inc. other | Other | Dec 19, 2014 | May 20, 2015 (152 d) |
| Walker Person | New England Securities Corporation other | Tlg Advisors, Inc. other | Other | Oct 2, 2014 | Jan 20, 2016 (475 d) |
| Dexter Allan Mccormick | The Mccormick Group, LLC unclassified | Tlg Advisors, Inc. other | Other | Aug 19, 2014 | Jul 1, 2014 |
| Seth W. Trickle | Ameriprise Financial Services, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2014 | Jan 12, 2026 (4182 d) |
| Wyatt J England | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tlg Advisors, Inc. other | Other | Aug 1, 2014 | Jul 5, 2016 (704 d) |
| Carmen Saenz Hill | Pnc Managed Account Solutions, Inc. other | Tlg Advisors, Inc. other | Other | Jul 22, 2014 | May 27, 2016 (675 d) |
| Paul Edward Staniszewski | Pnc Wealth Management other | Tlg Advisors, Inc. other | Other | Jun 26, 2014 | Dec 12, 2014 (169 d) |
| Andrea Lynn Dykes | LPL Financial LLC other | Tlg Advisors, Inc. other | Other | Jun 2, 2014 | Apr 7, 2016 (675 d) |
| Jason O'Meara | Osaic Fa, Inc. other | Tlg Advisors, Inc. other | Other | Feb 21, 2014 | Jan 12, 2017 (1056 d) |
| Jeffrey William Kolasinski | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. other | Other | Dec 31, 2013 | Jul 1, 2015 (547 d) |
| Sara Anne Stevens | Principal Securities, Inc. other | Tlg Advisors, Inc. other | Other | Oct 16, 2013 | Jan 24, 2014 (100 d) |
| Sheri Turek | J.P. Morgan Securities LLC wirehouse | Tlg Advisors, Inc. other | Other | Sep 11, 2013 | Jul 2, 2014 (294 d) |
| Clifford Scott Goodwin | Questar Asset Management, Inc. other | Tlg Advisors, Inc. other | Other | Jul 19, 2013 | Jul 29, 2013 |
| Michael Aaron Gubin | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. other | Other | Jul 15, 2013 | Jan 8, 2014 (177 d) |
| Alexander Ranlett Jordan | Edelman Financial Services, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Jul 2, 2013 | Jul 2, 2026 (4748 d) |
| Robert Allen Zeiner | Spc other | Tlg Advisors, Inc. other | Other | Apr 2, 2013 | Sep 19, 2014 (535 d) |
| Giacomo Salvatore Palazzolo | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Feb 6, 2013 | Feb 1, 2013 |
| Jennifer Denee Scott | Hancock Whitney Investment Services Inc. other | Tlg Advisors, Inc. other | Other | Feb 4, 2013 | Nov 3, 2014 (637 d) |
| Bruce Allen Popper | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. other | Other | Dec 31, 2012 | Aug 1, 2013 (213 d) |
| Katie Clark | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. BD affiliated | Other | Dec 31, 2012 | Apr 15, 2026 (4853 d) |
| Keith Karchmar | Hornor, Townsend & Kent, LLC other | Tlg Advisors, Inc. other | Other | Dec 11, 2012 | Dec 4, 2012 |
| James Patrick Karthaus | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. other | Other | Dec 5, 2012 | Jun 5, 2013 (182 d) |
| David Laurence Fields | D.L. Fields Advisory Group unclassified | Tlg Advisors, Inc. other | Other | Nov 29, 2012 | Dec 3, 2012 |
| Brian Paul Hanson | Questar Asset Management, Inc. other | Tlg Advisors, Inc. other | Other | Sep 20, 2012 | Jan 2, 2014 (469 d) |
| Kevin Patrick Mooney | Dunham other | Tlg Advisors, Inc. other | Other | Sep 18, 2012 | May 9, 2014 (598 d) |
| Charles Lloyd Arnold | Raymond James Financial Services Advisors, Inc other | Tlg Advisors, Inc. other | Other | Aug 1, 2012 | Mar 19, 2013 (230 d) |
| Michael Emanuel Barnes | Kingdomtrust Capital Management, Inc. unclassified | Tlg Advisors, Inc. other | Other | Feb 17, 2012 | Oct 11, 2013 (602 d) |
| Shawn Michael Bragdon | Osaic Fs, Inc. other | Tlg Advisors, Inc. other | Other | Feb 8, 2012 | Feb 15, 2017 (1834 d) |
| Alyse N Blumberg | Transamerica Financial Advisors, LLC other | Tlg Advisors, Inc. other | Other | Dec 31, 2011 | Jul 15, 2016 (1658 d) |
| Patrick Arthur Gierke | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Jul 26, 2011 | May 7, 2013 (651 d) |
| James Allan Roberts | RBC Capital Markets, LLC national BD | Tlg Advisors, Inc. other | Other | Jul 15, 2011 | Jan 2, 2014 (902 d) |
| Phillip John Bucaro | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Jul 15, 2011 | May 6, 2013 (661 d) |
| Elizabeth Anth | Curian Capital, LLC other | Tlg Advisors, Inc. other | Other | Jun 10, 2011 | Apr 18, 2017 (2139 d) |
| James Apostolico | Nfp Advisor Services, LLC other | Tlg Advisors, Inc. other | Other | Mar 31, 2011 | Oct 6, 2017 (2381 d) |
| Alexander Andreyevich Nikolenko | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. other | Other | Mar 9, 2011 | Apr 23, 2012 (411 d) |
| Eric Paul Rader | Mid Atlantic Financial Management, Inc. other | Tlg Advisors, Inc. other | Other | Jan 3, 2011 | Jan 3, 2011 |
| Barry Dean Fasenmyer | New England Securities Corporation other | Tlg Advisors, Inc. other | Other | Nov 9, 2010 | Dec 8, 2010 |
| Sean Michael Kovich | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Aug 10, 2010 | Apr 9, 2015 (1703 d) |
| Scott Mason Fitzgerald | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Feb 2, 2010 | Jan 26, 2010 |
| Ganiyu Adejare Raji | Medallion Advisory Services, LLC unclassified | Tlg Advisors, Inc. other | Other | Dec 31, 2009 | Feb 16, 2010 (47 d) |
| John Joseph Nakowicz | Transamerica Financial Advisors, LLC other | Tlg Advisors, Inc. other | Other | Dec 31, 2009 | Jan 6, 2010 |
| Scott Donald Mathewson | LPL Financial LLC other | Tlg Advisors, Inc. other | Other | Dec 18, 2009 | Jun 24, 2016 (2380 d) |
| George Michael Morgenroth | Pentegra Investors, Inc. other | Tlg Advisors, Inc. other | Other | Nov 11, 2009 | Oct 27, 2011 (715 d) |
| Farid Mokhtarian | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Oct 19, 2009 | Nov 16, 2009 |
| Matthew John Palazzolo | First Heartland Consultants, Inc. other | Tlg Advisors, Inc. other | Other | Oct 1, 2009 | Oct 27, 2009 |
| John Emerson Willse | Cantella & Co., Inc. other | Tlg Advisors, Inc. other | Other | Sep 9, 2009 | Sep 9, 2009 |
| Edwin George Colvin | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Jul 20, 2009 | Sep 1, 2009 (43 d) |
| Jonathan L Warren | Morgan Stanley wirehouse | Tlg Advisors, Inc. other | Other | Jun 30, 2009 | Jan 4, 2010 (188 d) |
| Jonathan Barrett Prinz | Lincoln Financial Distributors, Inc. unclassified | Tlg Advisors, Inc. other | Other | May 11, 2009 | Apr 8, 2011 (697 d) |
| Andrew Louis Gentile | Pruco Securities, LLC other | Tlg Advisors, Inc. other | Other | Apr 13, 2009 | Feb 19, 2010 (312 d) |
| James M Thornton | Credit Suisse Securities (USA) LLC other | Tlg Advisors, Inc. other | Other | Mar 5, 2009 | Aug 1, 2012 (1245 d) |
| James Patrick Karthaus | Woodbury Financial Services, Inc. other | Tlg Advisors, Inc. other | Other | Feb 13, 2009 | Mar 31, 2009 (46 d) |
| Scott Alan Plamondon | Nfp Advisor Services, LLC other | Tlg Advisors, Inc. other | Other | Nov 12, 2008 | Mar 12, 2015 (2311 d) |
| Igor A Zey | Ogilvie Security Advisors Corp other | Tlg Advisors, Inc. other | Other | Nov 6, 2008 | Jan 14, 2016 (2625 d) |