| Philip Alan Garrett | Pruco Securities, LLC other | Stratos Wealth Partners, Ltd other | Other | Apr 9, 2013 | Apr 9, 2013 |
| Donald William Dietz | Edward Jones national BD | Stratos Wealth Partners, Ltd other | Other | Apr 2, 2013 | Feb 27, 2015 (696 d) |
| Jon Paul Pattinson | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Feb 25, 2013 | Feb 28, 2013 |
| Zachary Beckerley | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Feb 25, 2013 | Feb 28, 2013 |
| Bradley Cooke | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Feb 25, 2013 | Feb 28, 2013 |
| Daniel Scott Scharlach | Securian Financial Services, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 22, 2013 | Feb 22, 2013 |
| Christine Elaine Worontzoff | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Jan 31, 2013 | Feb 1, 2013 |
| Robert Anthony Patti | Zacks Investment Management, Inc. other | Stratos Wealth Partners, Ltd other | Other | Jan 24, 2013 | Feb 28, 2013 (35 d) |
| Arnold Lee Dorman | Next Financial Group, Inc. other | Stratos Wealth Partners, Ltd other | Other | Jan 2, 2013 | Jan 2, 2013 |
| Mary Winch | Osaic Wealth, Inc. other | Stratos Wealth Partners, Ltd other | Other | Dec 21, 2012 | Dec 21, 2012 |
| Owen Franklin Showalter | Msi Financial Services, Inc. other | Stratos Wealth Partners, Ltd other | Other | Dec 17, 2012 | Dec 17, 2012 |
| Joseph Bennett Frost | Raymond James Financial Services Advisors, Inc other | Stratos Wealth Partners, Ltd other | Other | Dec 17, 2012 | Dec 17, 2012 |
| Mitchell G. Oliver | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 17, 2012 | Dec 18, 2012 |
| Teresa Diana Owsley | Huntington Financial Advisors other | Stratos Wealth Partners, Ltd other | Other | Nov 30, 2012 | Jul 27, 2015 (969 d) |
| Jonathan David Robson | Hornor, Townsend & Kent, LLC other | Stratos Wealth Partners, Ltd other | Other | Nov 29, 2012 | Nov 19, 2012 |
| John Benjamin Ferris | Hornor, Townsend & Kent, LLC other | Stratos Wealth Partners, Ltd other | Other | Nov 29, 2012 | Nov 15, 2012 |
| Evan Nathan Robinson | Hornor, Townsend & Kent, LLC other | Stratos Wealth Partners, Ltd other | Other | Nov 27, 2012 | Nov 20, 2012 |
| Paul Jacob Purcell | First Allied Advisory Services, Inc. other | Stratos Wealth Partners, Ltd other | Other | Nov 9, 2012 | Oct 29, 2012 |
| John W. Malloy | Pnc Wealth Management other | Stratos Wealth Partners, Ltd other | Other | Oct 8, 2012 | Oct 9, 2012 |
| Jeremy Bigelow Thompson | Osaic Fa, Inc. other | Stratos Wealth Partners, Ltd other | Other | Sep 25, 2012 | Sep 20, 2012 |
| Jeffrey George Waldron | Fragasso Financial Advisors other | Stratos Wealth Partners, Ltd other | Other | Sep 21, 2012 | Jan 18, 2013 (119 d) |
| Kay Marie Auwerter | Sterne Agee Investment Advisor Services, Inc. other | Stratos Wealth Partners, Ltd other | Other | Aug 6, 2012 | Aug 7, 2012 |
| Matthew Stephen Stratton | Charles Schwab & Co., Inc. national BD | Stratos Wealth Partners, Ltd other | Other | Jul 31, 2012 | Oct 31, 2012 (92 d) |
| Kevin J Mcsweeny | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Jul 23, 2012 | Jul 23, 2012 |
| James Anthony Womack | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Jul 16, 2012 | Jul 17, 2012 |
| William Bryant Weimer | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Jun 21, 2012 | Jun 1, 2012 |
| Craig Palmer Adams | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Jun 14, 2012 | Jun 8, 2012 |
| Steven Craig Adams | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Jun 14, 2012 | Jun 15, 2012 |
| Stephen Thomas Mcelroy | Huntington Financial Advisors other | Stratos Wealth Partners, Ltd other | Other | Jun 12, 2012 | Jun 15, 2012 |
| Benjamin Paul Forgrave | Huntington Financial Advisors other | Stratos Wealth Partners, Ltd other | Other | Jun 12, 2012 | Jun 11, 2012 |
| Bradley Earl Baumgartner | Valic Financial Advisors, Inc. other | Stratos Wealth Partners, Ltd other | Other | Jun 7, 2012 | Jun 27, 2012 |
| Amelia Justice Harmon | Eagle Strategies LLC other | Stratos Wealth Partners, Ltd other | Other | Jun 4, 2012 | Jun 4, 2012 |
| Stephen Russell Sturkie | Bb&T Investment Services, Inc. no RAUM | Stratos Wealth Partners, Ltd other | Other | May 31, 2012 | Jun 11, 2012 |
| James Gregory David | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | May 29, 2012 | May 30, 2012 |
| Kelly Marie Anderson | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | May 29, 2012 | May 29, 2012 |
| Robert Lee Meyer | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Mar 21, 2012 | Mar 9, 2012 |
| Michael Sheridan York | Capital Investment Advisory Services, LLC other | Stratos Wealth Partners, Ltd other | Other | Mar 15, 2012 | Apr 11, 2012 |
| Donald Glen Bishop | Suntrust Investment Services, Inc. other | Stratos Wealth Partners, Ltd other | Other | Feb 28, 2012 | Mar 5, 2012 |
| Stephen Michael Angelis | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Feb 9, 2012 | Oct 28, 2016 (1723 d) |
| Shawn Dylan Vance | J.P. Morgan Securities LLC wirehouse | Stratos Wealth Partners, Ltd other | Other | Feb 3, 2012 | Aug 18, 2016 (1658 d) |
| Richard Burkes | Chase Investment Services Corp. other | Stratos Wealth Partners, Ltd other | Other | Jan 25, 2012 | May 1, 2012 (97 d) |
| Eric Andrew Beahn | Pnc Wealth Management other | Stratos Wealth Partners, Ltd other | Other | Jan 20, 2012 | Feb 1, 2012 |
| Robert Ryan Mckinney | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Jan 11, 2012 | Aug 12, 2010 |
| Peter M Jawidzik | Uvest Financial Services Group, Inc. unclassified | Stratos Wealth Partners, Ltd other | Other | Dec 31, 2011 | Feb 8, 2013 (405 d) |
| Chad Michael Boreman | Securian Financial Services, Inc. other | Stratos Wealth Partners, Ltd other | Other | Dec 20, 2011 | Dec 19, 2011 |
| Nicholas Allen Swigart | Securian Financial Services, Inc. other | Stratos Wealth Partners, Ltd other | Other | Dec 20, 2011 | Feb 6, 2012 (48 d) |
| Matthew John Bracciante | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 20, 2011 | Jan 3, 2012 |
| M Jonathan Will | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 20, 2011 | Dec 19, 2011 |
| Clare Terese Frederick | Pnc Wealth Management other | Stratos Wealth Partners, Ltd other | Other | Dec 16, 2011 | Dec 19, 2011 |
| William Paul Garten | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Dec 16, 2011 | Dec 19, 2011 |
| Nina Jo Hajjar | Chase Investment Services Corp. other | Stratos Wealth Partners, Ltd other | Other | Dec 16, 2011 | Dec 16, 2011 |
| Nicola Dipaolo | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Dec 7, 2011 | Sep 30, 2010 |
| Craig Macomber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stratos Wealth Partners, Ltd other | Other | Nov 7, 2011 | Dec 17, 2013 (771 d) |
| Kenneth Allen Renfro | Morgan Stanley wirehouse | Stratos Wealth Partners, Ltd other | Other | Sep 7, 2011 | Sep 19, 2011 |
| Devin J Garofalo | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Aug 29, 2011 | Aug 29, 2011 |
| Robert Anthony Bove | LPL Financial LLC other | Stratos Wealth Partners, Ltd other | Other | Jul 19, 2011 | Jul 20, 2011 |
| Brent Alan Markley | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | May 31, 2011 | Jun 6, 2011 |
| Grant Thomas Beckley | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | May 31, 2011 | Jun 3, 2011 |
| Mikelle B Copella | Wells Fargo Advisors wirehouse | Stratos Wealth Partners, Ltd other | Other | May 31, 2011 | Jun 6, 2011 |
| Thomas Newell Cash | UBS Financial Services Inc. wirehouse | Stratos Wealth Partners, Ltd other | Other | Apr 8, 2011 | Apr 25, 2011 |