| Timothy M Phenecie | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | May 18, 2010 | May 17, 2010 |
| Paul Jay Marston | Osaic Fs, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | May 3, 2010 | Jul 26, 2010 (84 d) |
| William Tracy Thompson | LPL Financial LLC other | Bb&T Investment Services, Inc. no RAUM | Other | May 3, 2010 | Jun 1, 2010 |
| Brett Michael Covert | Old Dominion Capital Management Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | May 3, 2010 | Sep 8, 2011 (493 d) |
| Charles Alan Chambers | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 19, 2010 | Sep 16, 2010 (150 d) |
| Robert Paul Marchesano | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 14, 2010 | Apr 12, 2010 |
| Lily Pryce | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 13, 2010 | Apr 19, 2010 |
| Paul John Miller | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 13, 2010 | Apr 16, 2010 |
| Jason Michael Walters | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 13, 2010 | Dec 19, 2013 (1346 d) |
| Kevin Michael Arquette | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 5, 2010 | May 17, 2010 (42 d) |
| Liane Hansen | Pnc Wealth Management other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 31, 2010 | May 19, 2010 (49 d) |
| Jeffrey Lee Stouffer | Ridgeway Conger Advisory Services other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 29, 2010 | Mar 15, 2010 |
| Christopher Erlewine | E*Trade Capital Management, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 12, 2010 | May 19, 2010 (68 d) |
| Reuben Q Johnson | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 11, 2010 | Jun 14, 2010 (95 d) |
| Sugeil Milagros Perez | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 10, 2010 | Apr 28, 2010 (49 d) |
| William De Cardenas | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 5, 2010 | May 20, 2010 (76 d) |
| Brentley Elliott Priddy | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 22, 2010 | Mar 8, 2010 |
| Seth Chadwick | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 18, 2010 | Feb 25, 2010 |
| Charlene Farmer Reyes | Valic Financial Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 28, 2010 | Jan 22, 2010 |
| Matthew Anderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 26, 2010 | Jan 29, 2010 |
| Kimberly Sue Snyder | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 21, 2010 | Jan 26, 2010 |
| David Michael Murphy | Equitable Advisors, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 21, 2010 | Feb 9, 2010 |
| James Mark Appleby | First Citizens Investor Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 19, 2010 | Jan 21, 2010 |
| Susanne F Eavenson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 12, 2010 | Jan 6, 2010 |
| Shaun Curtis Aycock | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2010 | Aug 17, 2011 (588 d) |
| John Kevin Osborne | Waddell & Reed other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 5, 2010 | Jan 26, 2010 |
| John Langley | LPL Financial LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Jan 4, 2010 | Jan 5, 2010 |
| Matthew Truman Fallaw | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 31, 2009 | Oct 18, 2010 (291 d) |
| William Moniz | Chase Investment Services Corp. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 22, 2009 | Jan 12, 2010 |
| Ralph S Watson | Commonwealth Financial Network national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 18, 2009 | Feb 26, 2010 (70 d) |
| Joseph Thomas Hage | Citigroup Global Markets Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 17, 2009 | Dec 14, 2009 |
| Craig James Bonney | Citigroup Global Markets Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 17, 2009 | Dec 15, 2009 |
| Randall Marvin Holcombe | RBC Capital Markets, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 11, 2009 | Dec 9, 2009 |
| Henry Adam Eller | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 17, 2009 | Nov 25, 2009 |
| Dave Louis James | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Nov 16, 2009 | Mar 10, 2011 (479 d) |
| Joseph Ryan Denney | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 16, 2009 | Nov 19, 2009 |
| Pool Paucar | Securian Financial Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Nov 6, 2009 | Nov 17, 2009 |
| Jacqueline Nicole Ekard | Morgan Keegan & Company, LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Oct 14, 2009 | Oct 22, 2009 |
| William Rothwell Wilcox | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 29, 2009 | Jun 17, 2010 (261 d) |
| Paul L Thibodeaux | Colonial Asset Management Inc unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Sep 23, 2009 | Oct 19, 2009 |
| Jacob Andrew Wright | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 22, 2009 | Sep 18, 2013 (1457 d) |
| Khoanam Duong | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2009 | Sep 14, 2009 |
| Elisabeth D Baldwin | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 4, 2009 | Aug 12, 2009 |
| Sommer S Brown | Edward Jones national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2009 | Aug 11, 2009 |
| Walter Michael Fisher | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 28, 2009 | Oct 21, 2009 (85 d) |
| Matthew Thomas Malone | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 30, 2009 | Mar 2, 2010 (245 d) |
| Clarke Meredith Payne | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 24, 2009 | Jul 7, 2009 |
| Jacob Travis Harper | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 11, 2009 | Jun 4, 2012 (1089 d) |
| Joel Scott Mullins | Invest Financial Corporation other | Bb&T Investment Services, Inc. no RAUM | Other | Apr 20, 2009 | Apr 14, 2011 (724 d) |
| Daniel Andrew Hoffe | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 5, 2009 | Oct 19, 2010 (593 d) |
| Joshua Ritz | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 9, 2009 | Feb 17, 2010 (373 d) |
| Robert Howard | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 5, 2009 | Aug 6, 2009 (182 d) |
| Cody Allen Jeffcoat | LPL Financial LLC other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 2, 2009 | Jul 12, 2010 (525 d) |
| Michael E Ruble | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jan 12, 2009 | Feb 20, 2009 (39 d) |
| Michael Nathan Hudgins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 22, 2008 | Jun 15, 2010 (540 d) |
| Frank Rosario Fato | Citigroup Global Markets Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 17, 2008 | Nov 24, 2009 (342 d) |
| Robert James Pitzer | Signator Investors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Nov 5, 2008 | Apr 19, 2010 (530 d) |
| Brenda N Seligmann | Banc Of America Investment Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Oct 30, 2008 | May 18, 2009 (200 d) |
| Jonathan Dale Peters | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 28, 2008 | Nov 7, 2008 |
| Christina Marie Raya | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 8, 2008 | Oct 20, 2008 |