Arrivals at Esi Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jonathan Scott Merckens	Cincinnati Analysts, Inc other	Esi Financial Advisors other	Other	Aug 26, 2009	Sep 10, 2009
Victor Muro	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Aug 14, 2009	Jun 8, 2010 (298 d)
William Joseph Blanco	Chase Investment Services Corp. other	Esi Financial Advisors other	Other	Jul 22, 2009	Jun 8, 2010 (321 d)
Charles Mcclendon Steele	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	May 20, 2009	Jun 10, 2009
Jeff Oscar Ruen	Concourse Financial Group Advisors other	Esi Financial Advisors other	Other	May 15, 2009	Jun 5, 2009
Kevin William Reilly	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	May 12, 2009	Mar 18, 2010 (310 d)
Jeffery Alan Thompson	Nfp Advisor Services, LLC other	Esi Financial Advisors other	Other	Feb 20, 2009	Apr 7, 2009 (46 d)
Jeffrey Wright	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Esi Financial Advisors other	Other	Feb 13, 2009	May 14, 2009 (90 d)
Frederick Ehrenberg Congdon	Valic Financial Advisors, Inc. other	Esi Financial Advisors other	Other	Feb 6, 2009	Mar 17, 2009 (39 d)
Thu Nguyen Saunders	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	Dec 12, 2008	Feb 13, 2009 (63 d)
Vincent Joseph Aimetti	Signator Investors, Inc. other	Esi Financial Advisors other	Other	Oct 15, 2008	Aug 11, 2009 (300 d)
Emma Inola Foulkes	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	Oct 10, 2008	Oct 28, 2008
Jonathan Michael Constant	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	Sep 5, 2008	Oct 2, 2008
James Antony Clary	Hornor, Townsend & Kent, LLC other	Esi Financial Advisors other	Other	Jul 29, 2008	Jul 31, 2008
Todd A Feder	Vanguard Advisers, Inc. other	Esi Financial Advisors BD affiliated	Other	Jun 18, 2008	Jan 18, 2022 (4962 d)
Jeffrey Allen Wright	Commonwealth Financial Network national BD	Esi Financial Advisors other	Other	Jun 4, 2008	Jun 10, 2008
Daniel Elfred Krout	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Apr 4, 2008	Apr 10, 2008
Chikako Kashino	Waddell & Reed other	Esi Financial Advisors other	Other	Jan 30, 2008	Jan 31, 2008
Diane Kathleen Case	Southeast Investments, N.C. Inc unclassified	Esi Financial Advisors other	Other	Dec 31, 2007	Apr 18, 2008 (109 d)
Elwyn Leroy Brown	Wells Fargo Advisors wirehouse	Esi Financial Advisors other	Other	Nov 27, 2007	Dec 19, 2007
William Robert Elger	Edward Jones national BD	Esi Financial Advisors other	Other	Oct 25, 2007	May 31, 2016 (3141 d)
Howard M Siegal	Wharton Asset Management, Inc. unclassified	Esi Financial Advisors other	Other	Sep 20, 2007	Oct 4, 2007
Brian Keith Dennis	1st Global Advisors Inc other	Esi Financial Advisors other	Other	Sep 11, 2007	Sep 26, 2007
Brent Roy Kimball	Great American Advisors, Inc. other	Esi Financial Advisors other	Other	Jun 13, 2007	Jun 19, 2007
Roger Joseph Greff	Securian Financial Services, Inc. other	Esi Financial Advisors other	Other	Jun 12, 2007	Jul 10, 2007
Richard Hansford Dix	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	May 14, 2007	May 15, 2007
Jason Michael Mcfaul	Morgan Stanley & Co. LLC unclassified	Esi Financial Advisors other	Other	Apr 9, 2007	Apr 25, 2007
Randall Harding Macgovern	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	Jan 18, 2007	Feb 9, 2007
Joel Angel Palatnik	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Jan 16, 2007	Mar 29, 2007 (72 d)
Eric D. Goldstein	Pruco Securities, LLC other	Esi Financial Advisors other	Other	Jan 10, 2007	Feb 13, 2007 (34 d)
Eric John Mcdowell	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Nov 14, 2006	Dec 19, 2006 (35 d)
Andrew Harrod Herron	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	Nov 9, 2006	Nov 28, 2006
Claude Thomas Corbett	1717 Capital Management Company unclassified	Esi Financial Advisors other	Other	Oct 17, 2006	Nov 13, 2006
Ryan Paul O'Leary	Raymond James Financial Services, Inc. unclassified	Esi Financial Advisors other	Other	Sep 18, 2006	Oct 10, 2006
Rafael Menna Barreto Gregori	Morgan Stanley Dw Inc. unclassified	Esi Financial Advisors independent RIA	Other	Apr 25, 2006	Jan 14, 2026 (7204 d)
Andrew Gentiluomo	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Mar 3, 2006	Mar 15, 2006
William George Reynolds	Walnut Street Securities, Inc. other	Esi Financial Advisors BD affiliated	Other	Feb 24, 2006	Jan 7, 2022 (5796 d)
Lincoln Gerard Maguire	Invesmart Advisors Inc unclassified	Esi Financial Advisors other	Other	Dec 16, 2005	Mar 15, 2006 (89 d)
George Leavell Coxhead	1717 Capital Management Company unclassified	Esi Financial Advisors other	Other	Oct 3, 2005	Oct 14, 2005
Thomas Claude Longfellow	First Command Bank unclassified	Esi Financial Advisors other	Other	Sep 2, 2005	Aug 11, 2006 (343 d)
Joe P. Moore	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Jul 1, 2005	Jul 12, 2005
Victor Anthony Banks	Waddell & Reed other	Esi Financial Advisors other	Other	May 13, 2005	Jul 20, 2005 (68 d)
Aloysius A Przygocki	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	Apr 18, 2005	May 19, 2005 (31 d)
Jaron Heber Poulson	MML Investors Services, LLC other	Esi Financial Advisors other	Other	Mar 24, 2005	Apr 22, 2005
Laura Lewandosky Plourde	Ameriprise Financial Services, LLC national BD	Esi Financial Advisors other	Other	Jan 19, 2005	Mar 25, 2010 (1891 d)
Francisco Jose Fuentes	Valic Financial Advisors, Inc. other	Esi Financial Advisors other	Other	Sep 28, 2004	Feb 11, 2005 (136 d)
Wakanwa Masokolo Nzambi	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Sep 13, 2004	Sep 27, 2004
Donald Paul Delmonte	Park Avenue Securities LLC other	Esi Financial Advisors other	Other	Aug 17, 2004	Sep 2, 2004
Albert Dagosto	Ws Griffith Securities, Inc. unclassified	Esi Financial Advisors other	Other	Jul 2, 2004	Jul 21, 2004
Craig Eric Berman	Kahn,Berman,Solomon,Taibel,& Mogol,Pa unclassified	Esi Financial Advisors other	Other	Jun 14, 2004	Jun 22, 2004
Jeffrey Neal Berman	Ws Griffith Securities, Inc. unclassified	Esi Financial Advisors other	Other	Jun 1, 2004	Jul 6, 2004 (35 d)
Timmothy Erwin Nootz	Pruco Securities, LLC other	Esi Financial Advisors other	Other	May 14, 2004	May 20, 2004
Thomas Clyde Tavenner	New England Securities Corporation other	Esi Financial Advisors other	Other	Mar 3, 2004	Mar 16, 2004
Angela Rene Rehkop	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Feb 2, 2004	Mar 8, 2004 (35 d)
Melissa L George	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Jan 23, 2004	Apr 8, 2004 (76 d)
Robert Cline Williams	Veravest Investment Advisors, Inc. unclassified	Esi Financial Advisors other	Other	Dec 9, 2003	Dec 19, 2003
Susan Anne Knox	Pruco Securities, LLC other	Esi Financial Advisors other	Other	Dec 9, 2003	Jan 16, 2004 (38 d)
John Brandon Clarke	Hornor, Townsend & Kent, LLC other	Esi Financial Advisors other	Other	Dec 5, 2003	Apr 19, 2004 (136 d)
Martin Phillip Halberg	Veravest Investment Advisors, Inc. unclassified	Esi Financial Advisors other	Other	Nov 21, 2003	Dec 19, 2003
Bruce Allan Frankel	Pro-Integrity Securities, Inc. unclassified	Esi Financial Advisors other	Other	Nov 17, 2003	Mar 16, 2004 (120 d)

Page 8 of 9Previous Next

500 moves match.