| William Andrew Marsh | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2023 | Jan 23, 2023 |
| Rahul Dev Iyengar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2023 | Jan 1, 2025 (727 d) |
| Michael Ryan Dewalt | Midwestern Securities Trading Co.,LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2023 | Feb 16, 2023 (44 d) |
| Jordan Freund | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 3, 2023 | Jun 8, 2023 (156 d) |
| Marina Maranatha Pelren | LPL Financial LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2022 | Jan 1, 2026 (1097 d) |
| Benjamin A Carney | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 22, 2022 | Jul 12, 2023 (202 d) |
| Thomas Gerstenschlager | LPL Financial LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2022 | Jan 6, 2023 |
| Kathryn Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 13, 2022 | Feb 6, 2023 (55 d) |
| Justin Racculia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 13, 2022 | Feb 9, 2023 (58 d) |
| Yuri Alexander Dagan | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 12, 2022 | May 23, 2023 (162 d) |
| Luke E Gerald | Fifth Third Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 1, 2022 | Jan 30, 2023 (60 d) |
| Tyler Bryant Scritchfield | Mutual Of Omaha Investor Services, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 30, 2022 | Dec 16, 2022 |
| Leonard D Dewberry | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 29, 2022 | Jan 5, 2023 (37 d) |
| John C Moresi | Larson Financial Group, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 28, 2022 | Dec 22, 2022 |
| Terence Tabile | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 23, 2022 | Feb 21, 2024 (455 d) |
| Patrick Sinclair Cavanaugh | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 23, 2022 | Jan 27, 2023 (65 d) |
| Christopher Glenn Thomason | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 23, 2022 | Dec 16, 2022 |
| Alex Gordon Hill | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 9, 2022 | Oct 11, 2022 |
| Scott Campbell | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 9, 2022 | Mar 8, 2023 (119 d) |
| Bridger William Jefferies | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 7, 2022 | Feb 16, 2023 (101 d) |
| Jonathan Wolanyk | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 3, 2022 | Dec 14, 2022 (41 d) |
| Paul Baker | Knights Of Columbus Asset Advisors LLC institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 1, 2022 | Oct 11, 2024 (710 d) |
| Rafael Avramov | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 26, 2022 | Nov 16, 2022 |
| Dylan Wade Martin | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 14, 2022 | Oct 31, 2022 |
| Jamie Rolanda Endicott | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 13, 2022 | Oct 27, 2022 |
| Stephen Anthony Stavrou | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 11, 2022 | Sep 5, 2023 (329 d) |
| Michele Brehm | U.S. Bancorp Investments, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 6, 2022 | Nov 15, 2022 (40 d) |
| Kristin Amber Lindsey | Benjamin F. Edwards & Company, Incorporated BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 6, 2022 | Oct 24, 2022 |
| John J Bernatowicz | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 6, 2022 | Oct 27, 2022 |
| Kristoffer Kaminski | Gradient Advisors, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2022 | Mar 1, 2023 (148 d) |
| Alexander Thomas Tri Pohlmann | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 3, 2022 | Nov 18, 2022 (46 d) |
| Ronald Christopher Ridings | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 27, 2022 | Dec 20, 2022 (84 d) |
| Dylan Allred | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 26, 2022 | Feb 1, 2023 (128 d) |
| Chad Woodruff Di Stefano | C.W. Di Stefano Enterprises, LLC unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 23, 2022 | Jul 22, 2024 (668 d) |
| Joshua Paul Perger | Huntington Financial Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 22, 2022 | Oct 18, 2022 |
| David Nardiello | Mfa Wealth Advisors, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 21, 2022 | Sep 23, 2022 |
| Karl Beck | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 16, 2022 | Nov 1, 2022 (46 d) |
| Roberta Tondo | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2022 | Aug 7, 2024 (699 d) |
| Nikeya Tarver | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 8, 2022 | Jan 1, 2025 (846 d) |
| Kalpesh Hasmukh Patel | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 2, 2022 | Oct 25, 2022 (53 d) |
| Shadi Maasri | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 25, 2022 | Feb 20, 2024 (544 d) |
| Blake Sneed | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 15, 2022 | Aug 24, 2022 |
| Adrian Voytelmgum | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 12, 2022 | Nov 29, 2022 (109 d) |
| David Allen Lingel | Cetera Advisors LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 10, 2022 | Aug 29, 2022 |
| Brenda Julian-Yanez | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 5, 2022 | Sep 19, 2022 (45 d) |
| Craig Michael Golden | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 5, 2022 | Sep 2, 2022 |
| Chandra Alexis Burns | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 4, 2022 | Jan 31, 2023 (180 d) |
| Jacob Halloran | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 2, 2022 | Sep 22, 2022 (51 d) |
| David Michael Tiutczenko | Ae Wealth Management, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 29, 2022 | Aug 24, 2022 |
| Johnathon Soria | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 27, 2022 | Jan 3, 2023 (160 d) |
| Robert Joseph Ruelle | Private Advisor Group, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2022 | Apr 12, 2023 (265 d) |
| Cynthia M Trapp | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2022 | Aug 24, 2022 (37 d) |
| Elizabeth A Mayer | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2022 | Aug 25, 2022 (38 d) |
| Latricia Peck | Transamerica Financial Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 15, 2022 | Aug 30, 2022 (46 d) |
| Nicholas George Dippel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 13, 2022 | Aug 9, 2022 |
| Boyd Barnhardt | Linden Thomas Advisory Services, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2022 | Sep 12, 2022 (66 d) |
| Nderim Zenuni | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 8, 2022 | Aug 11, 2022 (34 d) |
| Eva Marie Victor | Girard Advisory Services, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 7, 2022 | Dec 17, 2025 (1259 d) |
| Erin M Brazzoni | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 6, 2022 | Jul 27, 2022 |
| Richard S Capitani | U.S. Bancorp Investments, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 30, 2022 | Aug 22, 2022 (53 d) |