| Alan R David | Securian Financial Services, Inc. other | Nfp Advisor Services, LLC other | Other | Feb 21, 2006 | Oct 7, 2008 (959 d) |
| Kermit Gordon Gable | Msi Financial Services, Inc. other | Nfp Advisor Services, LLC other | Other | Feb 10, 2006 | Feb 8, 2006 |
| Brendan Robert Mcmurtrie | LPL Financial LLC other | Nfp Advisor Services, LLC other | Other | Feb 6, 2006 | Jan 10, 2008 (703 d) |
| Scott Alan Krim | Osaic Fa, Inc. other | Nfp Advisor Services, LLC other | Other | Jan 31, 2006 | Jan 27, 2006 |
| John Joseph Masterson | MML Investors Services, LLC other | Nfp Advisor Services, LLC other | Other | Jan 23, 2006 | Jan 18, 2006 |
| Lawrence Arthur Hansen | Network Planning Advisors, L.L.C. unclassified | Nfp Advisor Services, LLC other | Other | Jan 17, 2006 | Sep 29, 2006 (255 d) |
| Joel Abraham Schreiber | Ameriprise Financial Services, LLC national BD | Nfp Advisor Services, LLC other | Other | Jan 6, 2006 | Jan 11, 2006 |
| Daniel Patrick Mulheran | Voya Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Jan 4, 2006 | Jul 1, 2014 (3100 d) |
| Timothy Christopher Thurston | Msi Financial Services, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 31, 2005 | May 3, 2007 (488 d) |
| Kirk Pacatte | Spectrum Financial Inc other | Nfp Advisor Services, LLC other | Other | Dec 31, 2005 | Feb 28, 2005 |
| Richard Hamilton Rawls | MML Investors Services, LLC other | Nfp Advisor Services, LLC other | Other | Dec 31, 2005 | Feb 11, 2016 (3694 d) |
| Anthony Alexander Nicolich IV | Cambridge Investment Research Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 21, 2005 | Dec 19, 2005 |
| Robert Joseph Ostapower | 1717 Capital Management Company unclassified | Nfp Advisor Services, LLC other | Other | Dec 17, 2005 | Dec 14, 2005 |
| Don Edward Mckinley | Financial Resources Of St. Louis, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Dec 13, 2005 | Aug 31, 2005 |
| Brian Joseph Mcguire | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nfp Advisor Services, LLC other | Other | Dec 7, 2005 | Feb 8, 2006 (63 d) |
| Dana Alan Binsbachar | Valmark Advisers, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 2, 2005 | Dec 12, 2005 |
| Jeffrey Lee Lambeth | Strategic Advisers LLC national BD | Nfp Advisor Services, LLC other | Other | Nov 7, 2005 | Aug 29, 2012 (2487 d) |
| Gregory Scott Cahill | Walnut Street Advisers Inc unclassified | Nfp Advisor Services, LLC other | Other | Nov 1, 2005 | Nov 2, 2005 |
| Kent Bradston Tedrick | Osaic Fa, Inc. other | Nfp Advisor Services, LLC other | Other | Oct 26, 2005 | Oct 24, 2005 |
| John Wilmer Ellard | The Benefit Company, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Oct 21, 2005 | Jun 3, 2005 |
| Franklin Nathaniel Cochran | The Benefit Company, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Oct 21, 2005 | May 31, 2005 |
| Henry Ryan Coker | The Benefit Company, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Oct 21, 2005 | Jun 3, 2005 |
| Wendy Michelle Conner | Valic Financial Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Oct 11, 2005 | Sep 25, 2007 (714 d) |
| Joel M Feiger | Northwind Capital, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Oct 6, 2005 | Apr 18, 2006 (194 d) |
| Robert Joseph Regan | Valmark Advisers, Inc. other | Nfp Advisor Services, LLC other | Other | Sep 27, 2005 | Sep 27, 2005 |
| Brian Eric Samuels | Pruco Securities, LLC other | Nfp Advisor Services, LLC other | Other | Sep 26, 2005 | Oct 21, 2005 |
| Amy Robin Raisman | Commonwealth Financial Network national BD | Nfp Advisor Services, LLC other | Other | Sep 20, 2005 | Sep 20, 2005 |
| Richard Patrick Kiesel | Commonwealth Financial Network national BD | Nfp Advisor Services, LLC other | Other | Sep 20, 2005 | Sep 20, 2005 |
| Cara Bradley Lennon | Strategic Advisers LLC national BD | Nfp Advisor Services, LLC other | Other | Sep 19, 2005 | Jul 7, 2006 (291 d) |
| Dyanne Michelle Ross-Hanson | Marathon Advisors, Inc unclassified | Nfp Advisor Services, LLC other | Other | Aug 30, 2005 | Jul 1, 2014 (3227 d) |
| Michael Warren Long | Morgan Stanley Dw Inc. unclassified | Nfp Advisor Services, LLC other | Other | Aug 29, 2005 | Aug 29, 2005 |
| Paul Anthony Sartori | Osaic Fa, Inc. other | Nfp Advisor Services, LLC other | Other | Aug 9, 2005 | Aug 5, 2005 |
| Donald Brent Portell | M Financial Services, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Aug 9, 2005 | Jul 1, 2005 |
| Michael Joseph Maisel | Osaic Fa, Inc. other | Nfp Advisor Services, LLC other | Other | Aug 9, 2005 | Aug 5, 2005 |
| Jeffrey Neil Blaze | Ameriprise Advisor Services, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Jul 21, 2005 | Aug 10, 2005 |
| David Reyes | Qa3 Financial LLC unclassified | Nfp Advisor Services, LLC other | Other | Jul 11, 2005 | Oct 21, 2005 (102 d) |
| Gary Benjamin Price | Keybanc Capital Markets Inc. unclassified | Nfp Advisor Services, LLC other | Other | Jul 7, 2005 | Oct 20, 2005 (105 d) |
| Norman Frank Hall | Bok Financial Advisors other | Nfp Advisor Services, LLC other | Other | Jul 6, 2005 | Sep 21, 2006 (442 d) |
| Scott Edward Mccaffrey | Charles Schwab & Co., Inc. national BD | Nfp Advisor Services, LLC other | Other | Jun 8, 2005 | Jun 15, 2005 |
| Jeffrey Solodkin | Mony Securities Corporation unclassified | Nfp Advisor Services, LLC other | Other | Jun 1, 2005 | Dec 24, 1997 |
| Adrian Trent Podsednik | Mony Securities Corporation unclassified | Nfp Advisor Services, LLC other | Other | May 26, 2005 | May 24, 2005 |
| Joseph P Quinn | Mony Securities Corporation unclassified | Nfp Advisor Services, LLC other | Other | May 26, 2005 | May 24, 2005 |
| Jordan Heller | Aepg Wealth Strategies other | Nfp Advisor Services, LLC other | Other | May 23, 2005 | May 3, 2005 |
| Clarence Homer Slaughter | Principal Securities, Inc. other | Nfp Advisor Services, LLC other | Other | May 23, 2005 | May 13, 2005 |
| Donald John Hertling | Aepg Wealth Strategies other | Nfp Advisor Services, LLC other | Other | May 23, 2005 | Jun 2, 2005 |
| Scott Marshal Jones | Principal Securities, Inc. other | Nfp Advisor Services, LLC other | Other | May 20, 2005 | May 20, 2005 |
| Louis J Brown | Osaic Fa, Inc. other | Nfp Advisor Services, LLC other | Other | May 4, 2005 | Apr 21, 2005 |
| Larry Eugene Crocker | Independent Advisers Group Corp other | Nfp Advisor Services, LLC other | Other | Apr 5, 2005 | Apr 4, 2005 |
| Vivian Maher Honeycutt | Pruco Securities, LLC other | Nfp Advisor Services, LLC other | Other | Mar 4, 2005 | Mar 2, 2005 |
| Michael Gerard Riffel | M Financial Services, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Feb 28, 2005 | Feb 28, 2005 |
| Victor Joseph Melfa | Winslow, Evans & Crocker, Inc. other | Nfp Advisor Services, LLC other | Other | Feb 16, 2005 | Jul 18, 2016 (4170 d) |
| Daniel Robert Lodes | Sii Investments, Inc. other | Nfp Advisor Services, LLC other | Other | Feb 3, 2005 | Feb 2, 2005 |
| Sean Patrick Hesch | Osaic Fa, Inc. other | Nfp Advisor Services, LLC other | Other | Jan 27, 2005 | Jan 26, 2005 |
| Thomas P Kroehle | Securities America Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Jan 7, 2005 | Jan 20, 2005 |
| Wendy Wetzel Astorino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nfp Advisor Services, LLC other | Other | Jan 5, 2005 | Mar 6, 2009 (1521 d) |
| Lori A. Payne | T. J. Raney & Sons, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Dec 31, 2004 | Oct 5, 2004 |
| Philip John Dettore | Financial Planning Advisors, Inc. unclassified | Nfp Advisor Services, LLC other | Other | Dec 31, 2004 | Dec 2, 2004 |
| Timothy Charles Withers | Wellspring Financial Advisors unclassified | Nfp Advisor Services, LLC other | Other | Dec 31, 2004 | Apr 5, 2016 (4113 d) |
| Jonathan Jay Edwards | The Telge Companies unclassified | Nfp Advisor Services, LLC other | Other | Dec 31, 2004 | Jan 9, 2006 (374 d) |
| James Roland Brubaker | Principal Securities, Inc. other | Nfp Advisor Services, LLC other | Other | Dec 31, 2004 | Jan 3, 2005 |