| Ian David Weisser | Wells Fargo Advisors wirehouse | Hornor, Townsend & Kent, LLC other | Other | Apr 14, 2010 | Apr 1, 2010 |
| Stephen Brian Levy | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Apr 5, 2010 | Jan 7, 2025 (5391 d) |
| Melanie Colusci | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Mar 29, 2010 | Mar 24, 2010 |
| Philip Marcus Crow | Northwestern Mutual Investment Services,LLC other | Hornor, Townsend & Kent, LLC other | Other | Mar 29, 2010 | Nov 24, 2010 (240 d) |
| David Parker Hughes | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Feb 26, 2010 | Mar 11, 2010 |
| Stuart Sommerville Canzeri | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Feb 26, 2010 | Mar 9, 2010 |
| Michael Rosario Mannone | Capital Investment Management Inc. other | Hornor, Townsend & Kent, LLC other | Other | Feb 17, 2010 | Mar 1, 2010 |
| Timothy Carl Kroskey | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Feb 5, 2010 | Feb 17, 2010 |
| Ashwini Kumar Ahluwalia | Ameritas Advisory Services other | Hornor, Townsend & Kent, LLC other | Other | Jan 28, 2010 | Feb 9, 2010 |
| Craig David Alexander | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jan 6, 2010 | Jan 12, 2010 |
| Rebecca Nassar Dunne | Ast Investment Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Dec 31, 2009 | Mar 17, 2010 (76 d) |
| Steven K Bennett | On Investment Management Co other | Hornor, Townsend & Kent, LLC other | Other | Dec 31, 2009 | May 31, 2011 (516 d) |
| Kyle Travis Presson | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC other | Other | Dec 15, 2009 | Dec 11, 2009 |
| Julian Pollard Sanderson | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 25, 2009 | Jul 27, 2010 (244 d) |
| Gregory Frank Earwood | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 25, 2009 | Nov 23, 2009 |
| Christopher Ignacio Cruz | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 25, 2009 | Nov 23, 2009 |
| Charles Andrew Calderwood | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Nov 18, 2009 | Nov 23, 2009 |
| George Mouded | UBS Financial Services Inc. wirehouse | Hornor, Townsend & Kent, LLC other | Other | Oct 6, 2009 | Oct 16, 2009 |
| Peter Tanguy | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Sep 22, 2009 | Sep 25, 2009 |
| Craig Anthony Rossetti | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | Sep 9, 2009 | Aug 21, 2009 |
| James Langford Spies | Waddell & Reed other | Hornor, Townsend & Kent, LLC other | Other | Sep 9, 2009 | Sep 21, 2009 |
| Michael Maddox | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Aug 25, 2009 | Sep 11, 2009 |
| Andrew J Vavro | Sii Investments, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Aug 25, 2009 | Aug 13, 2013 (1449 d) |
| Adam David Paoli | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jun 26, 2009 | Jul 2, 2009 |
| Lorelle Kaye Farber | Morgan Stanley wirehouse | Hornor, Townsend & Kent, LLC other | Other | Jun 23, 2009 | Jun 29, 2009 |
| Phuc Quang Le | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jun 22, 2009 | Jun 24, 2009 |
| Peter Frederick Acquaro | Pruco Securities, LLC other | Hornor, Townsend & Kent, LLC other | Other | May 15, 2009 | Nov 23, 2009 (192 d) |
| Lance Alan Sevier | UBS Financial Services Inc. wirehouse | Hornor, Townsend & Kent, LLC other | Other | May 13, 2009 | Feb 8, 2010 (271 d) |
| Lynn Marie Greer Mckelvey | Banc Of America Investment Services, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Apr 29, 2009 | Apr 27, 2009 |
| Charlene Guisasola | First Allied Advisory Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Apr 16, 2009 | May 5, 2009 |
| Ronald Lee Bertke | Nationwide Securities, LLC no RAUM | Hornor, Townsend & Kent, LLC other | Other | Apr 7, 2009 | Apr 7, 2009 |
| Denice Rene Land | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Mar 26, 2009 | Mar 31, 2009 |
| Scott Norman Settle | Wells Fargo Advisors wirehouse | Hornor, Townsend & Kent, LLC other | Other | Mar 23, 2009 | Mar 31, 2009 |
| Timothy James Congleton | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Feb 25, 2009 | Feb 25, 2009 |
| David Keith Propes | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Feb 25, 2009 | Feb 20, 2009 |
| Erin Cote | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Feb 24, 2009 | May 5, 2009 (70 d) |
| Matthew James Worthington | Wells Fargo Advisors wirehouse | Hornor, Townsend & Kent, LLC other | Other | Feb 17, 2009 | Feb 24, 2009 |
| William J Wahl | Edward Jones national BD | Hornor, Townsend & Kent, LLC other | Other | Feb 10, 2009 | Jan 13, 2011 (702 d) |
| Berkely R Arrants | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hornor, Townsend & Kent, LLC other | Other | Jan 8, 2009 | Jan 15, 2009 |
| Robert Mark Wheatley | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jan 8, 2009 | Feb 17, 2009 (40 d) |
| Russell Robert Hartig | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Dec 10, 2008 | Dec 4, 2008 |
| Aleksander Lech Dabrowski | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Dec 10, 2008 | Dec 4, 2008 |
| Christopher Wetterman | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 26, 2008 | Dec 2, 2008 |
| Frances E Aguilera | Nationwide Securities, LLC no RAUM | Hornor, Townsend & Kent, LLC other | Other | Nov 24, 2008 | May 21, 2009 (178 d) |
| Jonathan Corteen | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Nov 19, 2008 | Mar 10, 2009 (111 d) |
| Deborah Wallace Anzelc | 1st Global Advisors Inc other | Hornor, Townsend & Kent, LLC other | Other | Nov 5, 2008 | Oct 21, 2008 |
| Charles Richard Locher | Woodbury Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 31, 2008 | Nov 26, 2008 |
| Andrew Jay Barnett | Estate Strategies, Inc. unclassified | Hornor, Townsend & Kent, LLC other | Other | Oct 15, 2008 | Nov 5, 2003 |
| Michael Allen Mclane | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 9, 2008 | Oct 6, 2008 |
| Steven Francis Horvath | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 7, 2008 | Oct 1, 2008 |
| Joseph Michael Dazey | Northwestern Mutual Investment Services,LLC other | Hornor, Townsend & Kent, LLC other | Other | Aug 19, 2008 | Aug 19, 2008 |
| Adam James Holthouse | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Aug 14, 2008 | Aug 19, 2008 |
| Michael John Underwood | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Jun 25, 2008 | Jun 26, 2008 |
| Karen Irene Boykin | Eagle Strategies LLC other | Hornor, Townsend & Kent, LLC other | Other | May 28, 2008 | May 15, 2008 |
| Michael Ray Mcpeek | New England Securities Corporation other | Hornor, Townsend & Kent, LLC other | Other | May 2, 2008 | May 23, 2008 |
| Ericka Kay Marini | Edward Jones national BD | Hornor, Townsend & Kent, LLC other | Other | Apr 1, 2008 | Jan 6, 2009 (280 d) |
| Charles Alfred Constantino | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Feb 5, 2008 | Oct 30, 2009 (633 d) |
| Jeremy Thomas Raco | 1717 Capital Management Company unclassified | Hornor, Townsend & Kent, LLC other | Other | Jan 24, 2008 | Jan 17, 2008 |
| James Robinson Minor | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC other | Other | Jan 8, 2008 | Apr 24, 2009 (472 d) |
| Harold Wayne Roe | MML Investors Services, LLC other | Hornor, Townsend & Kent, LLC BD affiliated | Other | Dec 31, 2007 | Sep 27, 2023 (5749 d) |