Arrivals at E*Trade Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

866 moves

Advisor	From	To	Type	Left	Registered
Kyle Walters	Charles Schwab & Co., Inc. national BD	E*Trade Capital Management, LLC other	Other	Jan 15, 2016	Jan 22, 2016
Lauren Eudora Lewis	Sagepoint Financial, Inc. other	E*Trade Capital Management, LLC other	Other	Jan 11, 2016	May 27, 2016 (137 d)
Joseph Nguyen	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	Jan 6, 2016	Dec 10, 2015
Jason Tyler Wendt	Spc other	E*Trade Capital Management, LLC other	Other	Jan 4, 2016	Jan 8, 2016
Derek B Young	Private Advisor Group, LLC other	E*Trade Capital Management, LLC other	Other	Dec 23, 2015	Nov 24, 2015
Michael Fiumara	Advice And Planning Services other	E*Trade Capital Management, LLC other	Other	Dec 21, 2015	Jan 5, 2016
Jorge Luis Perez	Pnc Wealth Management other	E*Trade Capital Management, LLC other	Other	Dec 17, 2015	Mar 31, 2016 (105 d)
Meagan Jorgensen Buus	Fisher Investments other	E*Trade Capital Management, LLC other	Other	Dec 14, 2015	Jan 27, 2016 (44 d)
Nathan A Burhans	Edward Jones national BD	E*Trade Capital Management, LLC other	Other	Dec 10, 2015	Jan 19, 2016 (40 d)
Leon Kearse	Edward Jones national BD	E*Trade Capital Management, LLC other	Other	Dec 8, 2015	Feb 2, 2016 (56 d)
John P Scollo	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	Dec 4, 2015	Dec 21, 2015
Timothy J. Pepper	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	Dec 3, 2015	Dec 9, 2015
William Joseph Ostruzka	Charles Schwab & Co., Inc. national BD	E*Trade Capital Management, LLC other	Other	Nov 30, 2015	Nov 30, 2015
Daniel Scott Worley	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	Nov 23, 2015	Nov 30, 2015
Korey Jon Davis	Edward Jones national BD	E*Trade Capital Management, LLC other	Other	Nov 12, 2015	Dec 23, 2015 (41 d)
Catherine Sanchez Genty	Equitable Advisors, LLC national BD	E*Trade Capital Management, LLC other	Other	Nov 4, 2015	Jan 26, 2016 (83 d)
Benjamin Drew Torgersen	Morgan Stanley wirehouse	E*Trade Capital Management, LLC other	Other	Nov 4, 2015	Nov 5, 2015
George Delmont Peterson	Valic Financial Advisors, Inc. other	E*Trade Capital Management, LLC other	Other	Oct 29, 2015	Nov 9, 2015
Alan Theodore Dehesa	Morgan Stanley wirehouse	E*Trade Capital Management, LLC other	Other	Oct 14, 2015	Oct 15, 2015
Matthew K Lorenzo	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	Oct 9, 2015	May 18, 2017 (587 d)
Dung Tien Huynh	Arete Wealth Advisors, LLC other	E*Trade Capital Management, LLC other	Other	Oct 8, 2015	Oct 20, 2015
Boriss Bikosvili	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	Oct 8, 2015	Oct 2, 2015
Kirk Mccaw	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	Oct 5, 2015	Oct 5, 2015
Arthur Lopes	Charles Schwab & Co., Inc. national BD	E*Trade Capital Management, LLC other	Other	Oct 2, 2015	Oct 20, 2015
Anthony Robert Stowman	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	Sep 23, 2015	Oct 9, 2015
Matthew Adam Janssen	Centaurus Financial, Inc. other	E*Trade Capital Management, LLC other	Other	Sep 15, 2015	Mar 27, 2017 (559 d)
George Merrick Estes	Td Ameritrade Investment Management, LLC other	E*Trade Capital Management, LLC other	Other	Sep 8, 2015	Sep 11, 2015
Roderick Charles Webb	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	Sep 4, 2015	Sep 18, 2015
Steven Tran	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	Aug 25, 2015	Sep 4, 2015
Elijah Christensen	Td Ameritrade Investment Management, LLC other	E*Trade Capital Management, LLC other	Other	Aug 21, 2015	Sep 8, 2015
Matthew Kyle Werth	Charles Schwab & Co., Inc. national BD	E*Trade Capital Management, LLC other	Other	Aug 21, 2015	Apr 14, 2016 (237 d)
Victor E. Salanovsky	J.P. Morgan Securities LLC wirehouse	E*Trade Capital Management, LLC other	Other	Jul 31, 2015	Oct 16, 2015 (77 d)
Serkan Uygur	Morgan Stanley wirehouse	E*Trade Capital Management, LLC other	Other	Jul 31, 2015	Sep 25, 2015 (56 d)
Stacie K. Weber	J.P. Morgan Securities LLC wirehouse	E*Trade Capital Management, LLC other	Other	Jul 14, 2015	Aug 7, 2015
Brian Alan Sirota	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	Jul 13, 2015	Sep 10, 2015 (59 d)
Derek Paul Shadick	Wells Fargo Advisors wirehouse	E*Trade Capital Management, LLC other	Other	Jul 7, 2015	Mar 25, 2016 (262 d)
Ali Mahbod	Valic Financial Advisors, Inc. other	E*Trade Capital Management, LLC other	Other	Jun 18, 2015	Jun 24, 2015
Harold Alvarado	Wells Fargo Advisors wirehouse	E*Trade Capital Management, LLC other	Other	Jun 17, 2015	Jul 9, 2015
Daniel James Zachary	Edward Jones national BD	E*Trade Capital Management, LLC other	Other	May 27, 2015	May 27, 2015
Ryan David Sewell	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	May 20, 2015	Jun 19, 2015
Stephen Chad Estep	Stifel, Nicolaus & Company, Incorporated national BD	E*Trade Capital Management, LLC other	Other	May 13, 2015	May 27, 2015
Laura Maria Catalano	Charles Schwab & Co., Inc. national BD	E*Trade Capital Management, LLC other	Other	May 12, 2015	Sep 8, 2015 (119 d)
Jeffrey Ritch	UBS Financial Services Inc. wirehouse	E*Trade Capital Management, LLC other	Other	May 6, 2015	Nov 4, 2015 (182 d)
Andrew William Bowie	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	May 5, 2015	Nov 13, 2015 (192 d)
James Paul Brandt	Morgan Stanley wirehouse	E*Trade Capital Management, LLC other	Other	Apr 30, 2015	Jun 16, 2015 (47 d)
Ryan Paul Byrd	J.P. Morgan Securities LLC wirehouse	E*Trade Capital Management, LLC other	Other	Apr 8, 2015	Apr 7, 2015
Andrew Wesley Cohen	Mariner Wealth Advisors other	E*Trade Capital Management, LLC other	Other	Apr 1, 2015	Jul 2, 2015 (92 d)
Matthew S Deviney	Santander Securities other	E*Trade Capital Management, LLC other	Other	Mar 20, 2015	Mar 20, 2015
Nichole Santoro Brown	Wells Fargo Advisors wirehouse	E*Trade Capital Management, LLC other	Other	Mar 18, 2015	Mar 26, 2015
James Robert Quigley	Td Ameritrade Investment Management, LLC other	E*Trade Capital Management, LLC other	Other	Mar 18, 2015	Nov 23, 2015 (250 d)
Jeron David Collins	Wells Fargo Advisors wirehouse	E*Trade Capital Management, LLC other	Other	Mar 16, 2015	Mar 16, 2015
Travis May	Wells Fargo Advisors wirehouse	E*Trade Capital Management, LLC other	Other	Mar 16, 2015	Mar 16, 2015
Matoumona Allen Kinzonzi	J.P. Morgan Securities LLC wirehouse	E*Trade Capital Management, LLC other	Other	Mar 11, 2015	Apr 17, 2015 (37 d)
Justin S Palett	Charles Schwab & Co., Inc. national BD	E*Trade Capital Management, LLC other	Other	Feb 23, 2015	Jul 14, 2015 (141 d)
Colleen Elizabeth Maldonado	Strategic Advisers LLC national BD	E*Trade Capital Management, LLC other	Other	Jan 27, 2015	Nov 19, 2015 (296 d)
Joseph Paul Serbinski	Morgan Stanley wirehouse	E*Trade Capital Management, LLC other	Other	Jan 26, 2015	Feb 10, 2015
Vinh Do	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	Jan 23, 2015	Jan 14, 2015
Gretchen Marie Hostetter	Integrated Wealth Counsel, LLC other	E*Trade Capital Management, LLC other	Other	Jan 15, 2015	Jun 13, 2016 (515 d)
Christopher Lawson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	E*Trade Capital Management, LLC other	Other	Jan 15, 2015	Mar 16, 2015 (60 d)
Jennifer Michelle Tontillo	Charles Schwab & Co., Inc. national BD	E*Trade Capital Management, LLC other	Other	Jan 14, 2015	Jan 8, 2015

Page 9 of 15Previous Next