DFX Intelligence
Advisor moves
Arrivals at Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,289 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric T Gudmundson | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2019 | Aug 22, 2019 (64 d) |
| Jonathan D Lindner | Raymond James Financial Services Advisors, Inc BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Aug 13, 2019 (64 d) |
| Michelle Renee Garvens | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2019 | Jul 16, 2019 (38 d) |
| Aridai Lopez | Foresters Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2019 | Jun 26, 2019 |
| Kristen Leigh Klocko | Fisher Investments independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2019 | Aug 16, 2019 (77 d) |
| David J Newman | John Hancock Investment Management LLC asset manager | Park Avenue Securities LLC BD affiliated | Other | May 28, 2019 | Jun 4, 2019 |
| Shahzeib Parvez | Oppenheimer & Co. Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | May 16, 2019 |
| Cyriac Abraham | UBS Financial Services Inc. wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2019 | May 23, 2019 |
| Al J Doss-Carter | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 7, 2019 |
| Jamie A Langbein | Iron Horse Wealth Management, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2019 | Jan 9, 2020 (250 d) |
| Oracio Joseph Cappello | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Jun 10, 2019 (38 d) |
| Malinda Starr Williams | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | May 3, 2019 | Sep 3, 2019 (123 d) |
| Andrew J Levenson | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Mar 30, 2021 (712 d) |
| Sarah Becker Switzer | Charles Schwab & Co., Inc. national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2019 | Aug 8, 2019 (115 d) |
| Patrick M Howell | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | Mar 27, 2019 |
| Thomas Alan Zirbes | Securian Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 8, 2019 |
| Thomas Alan Zirbes | Cri Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 8, 2019 |
| Phillip R Wight | Larson Financial Group, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Mar 19, 2019 |
| Max Chase Pashman | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Feb 20, 2019 | May 30, 2019 (99 d) |
| Andrew Jacob Keehn | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Dec 18, 2019 (302 d) |
| Janel C Kalish | Klaas Financial Asset Advisors, LLC. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2019 | Jun 24, 2019 (129 d) |
| Ryan Charles Hicks | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2019 | Jan 16, 2019 |
| Thanh Tran | Ast Investment Services, Inc. asset manager | Park Avenue Securities LLC BD affiliated | Other | Jan 24, 2019 | Apr 12, 2019 (78 d) |
| Chase D. Michna | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2019 | Apr 5, 2019 (72 d) |
| Donald Lee Fitzsimmons | Cetera Investment Advisers LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2019 | May 6, 2020 (489 d) |
| Eric Herzog | Dorn & Co., Inc. state registered | Park Avenue Securities LLC BD affiliated | Other | Jan 3, 2019 | Feb 4, 2019 (32 d) |
| Lee Marvin Fortenberry | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Dec 31, 2018 | Mar 22, 2019 (81 d) |
| Christopher Adam Wolfgram | Principal Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Aug 19, 2020 (597 d) |
| Karl Eugene Rothhaar | Esi Financial Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 28, 2019 |
| Michael P Lacey | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Dec 17, 2018 |
| Michael Adam Bornstein | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 19, 2018 |
| Walter Vincent Nelson | Copiam Wealth Management, LLC state registered | Park Avenue Securities LLC BD affiliated | Other | Dec 12, 2018 | Apr 29, 2019 (138 d) |
| Derek Michael Mcdougall | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2018 | Dec 17, 2018 |
| David Alan Krouse | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2018 | Dec 5, 2018 |
| George Brooks Wrightnour | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Dec 3, 2018 |
| Brandon Wells Tesar | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Dec 18, 2018 |
| Jeremy Paul Dicker | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Dec 3, 2018 |
| Marcus Daniel Devito | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Nov 13, 2018 | Dec 6, 2018 |
| Thomas F Furey | LPL Financial LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 12, 2018 | Nov 1, 2018 |
| Theresa A Artac | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Nov 1, 2018 |
| James F. Barrette | Esi Financial Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Mar 25, 2019 (140 d) |
| Nicholas J Franco | Foresters Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Apr 8, 2019 (154 d) |
| David J Monk | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Oct 31, 2018 |
| Aenon Jaffa Wallace | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2018 | Nov 28, 2018 |
| Christopher N Needs | Cuna Brokerage Services, Inc. mixed wealth | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2018 | Nov 9, 2018 |
| Jacquelyn Blair Csonka | Mutual Of Omaha Investor Services, Inc. no RAUM | Park Avenue Securities LLC BD affiliated | Other | Sep 25, 2018 | Nov 8, 2018 (44 d) |
| Ryan Nguyen | Foresters Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Oct 22, 2018 (31 d) |
| Esther Mccullagh Park | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2018 | Aug 20, 2020 (714 d) |
| Charles L Pizzillo | Morgan Stanley wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2018 | Nov 26, 2018 (81 d) |
| Zachary W Timm | Foresters Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2018 | Jan 22, 2019 (140 d) |
| Dibyendu De | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Oct 3, 2018 (34 d) |
| Matthew R Lyon | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2018 | Aug 16, 2018 |
| Reginald James Wheeler | Empower Advisory Group, LLC institutional | Park Avenue Securities LLC BD affiliated | Other | Aug 16, 2018 | Nov 8, 2018 (84 d) |
| Samuel Stenger Renken | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2018 | Aug 20, 2018 |
| Kristine Erin Wiley | Capital One Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2018 | Apr 29, 2019 (265 d) |
| Steven A Fishman | Kestra Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Apr 16, 2021 (987 d) |
| Henry Hudson Norman | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Aug 2, 2018 |
| Melissa L Rodriguez | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2018 | Aug 22, 2018 |
| Autumn A Taylor | Vicus Capital, Inc. independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2018 | Dec 20, 2018 (142 d) |
| Kimberly Ann Dunn-Mcgrath | Pnc Wealth Management BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Sep 12, 2018 (48 d) |