DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avantax Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffery Paul Lewis | Legacy Cornerstone Wealth LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Jul 30, 2025 |
| Michael David Agostinelli | Dkcb Financial Advisors, LLC state registered | Avantax Advisory Services BD affiliated | Other | Feb 26, 2026 | Oct 24, 2023 |
| Jeanne E Morelli | Dkcb Financial Advisors, LLC state registered | Avantax Advisory Services BD affiliated | Other | Feb 26, 2026 | Oct 24, 2023 |
| Lynn Raymond Siewert | Legacy Cornerstone Wealth LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2025 | Jul 31, 2025 |
| Lori Ann Selby | Legacy Cornerstone Wealth LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2025 | Jul 30, 2025 |
| Gregory Allen Stapleton | Legacy Cornerstone Wealth LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2025 | Jul 30, 2025 |
| Saul Adam Stephens | Meaden & Moore Financial Services, Ltd. unclassified | Avantax Advisory Services BD affiliated | Other | Sep 18, 2025 | Oct 25, 2019 |
| Brent Ryan Silver | Meaden & Moore Financial Services, Ltd. unclassified | Avantax Advisory Services BD affiliated | Other | Sep 18, 2025 | Oct 25, 2019 |
| Eric N Kaleal | Lighthouse Advisers, LLC unclassified | Avantax Advisory Services BD affiliated | Other | Sep 10, 2025 | Jul 28, 2025 |
| Craig Brimhall Nelson | Legacy Cornerstone Wealth LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2025 | Aug 5, 2025 |
| Yuha Elsa Tse | Transglobal Advisory, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2025 | Jul 29, 2025 |
| Thomas Jesse Markell | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 28, 2025 |
| Bryan D. Thomas | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 28, 2025 |
| Christopher Tod Smith | Raymond James & Associates, Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 10, 2025 |
| Barry Jay Dekreek | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jun 30, 2025 |
| Joshua Daniel Cloke | Roehl & Yi Investment Advisors, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2025 | Jul 11, 2025 |
| Dennis M Meek | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 18, 2025 |
| Stedman Alexander Strickland | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 18, 2025 |
| Bradley Wayne Larson | U.S. Bancorp Advisors, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 6, 2025 |
| Deanna Jean Gutta | Brighton Securities Corp. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2025 | May 23, 2025 |
| Jay E Hochheiser | Park Avenue Securities LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 9, 2025 |
| Ross Cohen | Park Avenue Securities LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 9, 2025 |
| Ivan Smirnou | Charles Schwab & Co., Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2025 | May 12, 2025 (37 d) |
| Angela Atkins Ambrose | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Aug 12, 2025 (134 d) |
| Justin William Lehkamp | Fidelity Personal And Workplace Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 1, 2025 |
| Shelby Riden Hall | Morgan Stanley wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2025 | Mar 4, 2025 |
| Jared Michael Skemp | Key Investment Services LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 10, 2025 |
| Rocky Wayne Goodman | Garland And Greenwood Wealth Advisors LLC state registered | Avantax Advisory Services BD affiliated | Other | Mar 3, 2025 | Mar 24, 2025 |
| Mark Steven Rothstein | Independent Financial Group, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 10, 2025 |
| Michael Richard Georgino | Ic Advisory Services, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 10, 2025 |
| Angella Nichole Ohara | Davie Kaplan Wealth Care Advisors, LLC state registered | Avantax Advisory Services BD affiliated | Other | Feb 5, 2025 | Oct 24, 2023 |
| Heidi Droel | Principal Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 28, 2025 |
| Jared Ari Levy | Peak American Investment Advisors, Inc. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2025 | Mar 20, 2025 (62 d) |
| Joseph Michael Rinaldi | J.P. Morgan Securities LLC wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2025 | Jan 6, 2025 |
| George Gile | J.P. Morgan Securities LLC wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2025 | Jan 6, 2025 |
| Cynthia A Westervelt | Morgan Stanley wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2025 | Jan 3, 2025 |
| Thomas William Pollock | Alpha Beta Gamma Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2025 | Jan 20, 2025 |
| Morris W. Beverage | Lighthouse Advisers, LLC unclassified | Avantax Advisory Services BD affiliated | Other | Jan 2, 2025 | Aug 1, 2025 (211 d) |
| James Edward Wilson | Silver Oak Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Mar 5, 2025 (64 d) |
| Mary Elizabeth Jones | Q3 Asset Management Corporation independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | Jan 8, 2025 |
| Steven T Hynson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantax Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2024 | Jan 8, 2025 |
| Jean Luc Choiniere | Seasons Of Advice Wealth Management independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Dec 10, 2024 |
| Claire Marie Oconnor | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 5, 2024 |
| Dennis Peter Notchick | Stratos Wealth Advisors LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2024 | Nov 21, 2024 |
| Adam Richard Logan | Hornor, Townsend & Kent, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 19, 2024 |
| Dillard Eugene Brazzel | Allstate Financial Advisors, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 14, 2024 |
| Terrie Amundson | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 1, 2024 |
| Andrew Erickson | Edward Jones national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 8, 2024 |
| Matthew Hines | Avantax Planning Partners, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 11, 2024 |
| Terry William Mclemore | Scf Investment Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 7, 2024 |
| Rebecca Haines Borton | Eagle Strategies LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 1, 2024 |
| David Block | Stirlingshire Investments independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2024 | Jan 8, 2025 (64 d) |
| Eric Mendelsohn | B. Riley Wealth Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Oct 1, 2024 |
| Richard Fredrick Dunn | Osaic Wealth, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 24, 2024 |
| Samantha Elnora White | Commonwealth Financial Network national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Nov 19, 2024 |
| James Gerard Kaufmann | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 10, 2024 |
| John Spyro Demertzis | LPL Financial LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 2, 2024 |
| Richard Paul Jenkins | Commonwealth Financial Network national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Sep 12, 2024 |
| Scot Patrick Sageser | World Equity Group, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 11, 2024 |
| Cathy Ann Jackson | Next Financial Group, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 3, 2024 |
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833 moves match.