DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Thornburg Investment Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kelly Vasel	UBS Financial Services Inc. wirehouse	Thornburg Investment Management Inc asset manager	Other	May 5, 2026	Jun 10, 2026 (36 d)
Jonathan Ronald Orman	Hartford Funds asset manager	Thornburg Investment Management Inc asset manager	Other	Apr 3, 2026	Apr 17, 2026
Caden Kenneth Holloway	Morgan Stanley wirehouse	Thornburg Investment Management Inc asset manager	Other	Feb 27, 2026	Apr 15, 2026 (47 d)
Katarzyna Alicja Jablonski	Voya Investment Management Co. LLC asset manager	Thornburg Investment Management Inc asset manager	Other	Jan 26, 2026	Jul 13, 2026 (168 d)
Steven Seid	T. Rowe Price Associates, Inc. asset manager	Thornburg Investment Management Inc asset manager	Other	Oct 29, 2025	Feb 4, 2026 (98 d)
Linh Chi Le	LPL Financial LLC BD affiliated	Thornburg Investment Management Inc asset manager	Other	Sep 8, 2025	Aug 10, 2026 (336 d)
Kevin Yosaku Endo	T. Rowe Price Associates, Inc. asset manager	Thornburg Investment Management Inc asset manager	Other	Apr 29, 2025	Dec 10, 2025 (225 d)
Thomas Vincent Winkler	Hartford Funds asset manager	Thornburg Investment Management Inc asset manager	Other	Mar 7, 2025	Apr 24, 2025 (48 d)
Jason Lee Miller	Principal Asset Management other	Thornburg Investment Management Inc asset manager	Other	Jun 21, 2024	Dec 2, 2025 (529 d)
Daniel Gasper	Voya Investment Management Co. LLC other	Thornburg Investment Management Inc asset manager	Other	Mar 6, 2023	Jan 14, 2025 (680 d)
Lucas Skidmore Rameaka	Lazard Asset Management LLC other	Thornburg Investment Management Inc asset manager	Other	Feb 15, 2023	Jan 29, 2024 (348 d)
Brian Carlyle Perkes	Advisors Asset Management, Inc. other	Thornburg Investment Management Inc asset manager	Other	Dec 6, 2022	Feb 10, 2025 (797 d)
Andrew Ford Tomson	Nomura Investment Management Business Trust asset manager	Thornburg Investment Management Inc asset manager	Other	Sep 21, 2022	Nov 30, 2022 (70 d)
Comer Brooks Woodruff	Voya Investment Management Co. LLC other	Thornburg Investment Management Inc asset manager	Other	Jun 10, 2022	Sep 22, 2023 (469 d)
Jesse Michael Neerdaels	Touchstone Advisors Inc asset manager	Thornburg Investment Management Inc asset manager	Other	Apr 30, 2021	Apr 16, 2021
Cole Anthony Kopacek	Invesco Advisers, Inc. asset manager	Thornburg Investment Management Inc asset manager	Other	Apr 5, 2021	Apr 21, 2021
William R Eberle	Blackrock Investment Management, LLC other	Thornburg Investment Management Inc asset manager	Other	Nov 10, 2020	Mar 16, 2021 (126 d)
Tyler Lynn Jenkins	Invesco Advisers, Inc. asset manager	Thornburg Investment Management Inc asset manager	Other	Oct 2, 2020	Apr 1, 2021 (181 d)
Bryan Lee Treadway	Invesco Advisers, Inc. asset manager	Thornburg Investment Management Inc asset manager	Other	Sep 3, 2020	Sep 30, 2020
Harold Thomas Whalen	Natixis Advisors, LLC BD affiliated	Thornburg Investment Management Inc asset manager	Other	Apr 3, 2020	Mar 27, 2020
Daniel Thomas Gamache	Ifam Capital mixed wealth	Thornburg Investment Management Inc asset manager	Other	Jan 30, 2020	Nov 5, 2025 (2106 d)
Lucinda Barbara Candal	Waddell & Reed BD affiliated	Thornburg Investment Management Inc asset manager	Other	Dec 9, 2019	Jan 8, 2020
James Humpherson Mollett	Capital Client Group, Inc. no RAUM	Thornburg Investment Management Inc asset manager	Other	Aug 5, 2019	Mar 3, 2020 (211 d)
Brian Michael Ridgeway	Advisors Asset Management, Inc. mixed wealth	Thornburg Investment Management Inc asset manager	Other	May 13, 2019	May 10, 2019
Ian Michael Hass	Blackrock Investment Management, LLC other	Thornburg Investment Management Inc asset manager	Other	May 10, 2019	May 15, 2019
Logan Martin Dickey	Edward Jones national BD	Thornburg Investment Management Inc asset manager	Other	Jan 10, 2019	Jan 31, 2019
David Anaya	Strategic Advisers LLC national BD	Thornburg Investment Management Inc asset manager	Other	Jul 12, 2018	Oct 18, 2018 (98 d)
Michael Thomas Parrott	Strategic Advisers LLC national BD	Thornburg Investment Management Inc asset manager	Other	Jul 12, 2018	Jul 23, 2018
Alex Samuel Katz	Touchstone Advisors Inc asset manager	Thornburg Investment Management Inc asset manager	Other	Jun 28, 2018	Oct 22, 2025 (2673 d)
Scott Robert Kent	Putnam Investment Management, LLC asset manager	Thornburg Investment Management Inc asset manager	Other	May 21, 2018	Jun 8, 2018
William F Loehning	Putnam Investment Management, LLC asset manager	Thornburg Investment Management Inc other	Other	Mar 14, 2018	Mar 15, 2018
Karina Ludwika Kopaniecka	Morgan Stanley wirehouse	Thornburg Investment Management Inc other	Other	Sep 19, 2016	Jan 8, 2018 (476 d)
Dominic Mark Alto	Bpv Capital Management, LLC other	Thornburg Investment Management Inc other	Other	Jun 2, 2016	Jan 5, 2018 (582 d)
Jonathan David Jurus	Neuberger Berman Bd LLC other	Thornburg Investment Management Inc other	Other	Mar 29, 2016	Apr 12, 2016
Julie Ann Flores	Wells Fargo Advisors wirehouse	Thornburg Investment Management Inc other	Other	Mar 15, 2016	Jun 7, 2016 (84 d)
Robert Nicholas Edward Caine	Equitable Advisors, LLC national BD	Thornburg Investment Management Inc asset manager	Other	Oct 16, 2015	Jun 6, 2018 (964 d)
James Rohn	Leader Capital Corp. other	Thornburg Investment Management Inc other	Other	Nov 7, 2014	Nov 13, 2014
Matthew David Seiter	Manulife Investment Management (US) LLC other	Thornburg Investment Management Inc other	Other	Dec 18, 2013	Jan 10, 2014
Paul A Mendoza	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Thornburg Investment Management Inc other	Other	May 14, 2013	May 23, 2013
Michael David Camp	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Thornburg Investment Management Inc other	Other	Feb 5, 2013	Feb 22, 2013
Elijah Alan King	Edward Jones national BD	Thornburg Investment Management Inc other	Other	Oct 16, 2012	Apr 5, 2013 (171 d)
Zachary Steven Schweiss	Edward Jones national BD	Thornburg Investment Management Inc asset manager	Other	Oct 4, 2011	Apr 15, 2020 (3116 d)
Michael Stuart Parker	Advisors Asset Management, Inc. other	Thornburg Investment Management Inc other	Other	Jul 13, 2011	Mar 22, 2012 (253 d)
Anita E Atencio	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Thornburg Investment Management Inc other	Other	Jan 10, 2011	Oct 2, 2012 (631 d)
David Morton Weeks	Wells Fargo Investments, LLC unclassified	Thornburg Investment Management Inc other	Other	Sep 14, 2010	Feb 3, 2011 (142 d)
Phillip B Gronniger	Fci Advisors other	Thornburg Investment Management Inc asset manager	Other	Aug 24, 2010	Feb 6, 2026 (5645 d)
John Cecchino	UBS Asset Management (US) Inc. unclassified	Thornburg Investment Management Inc other	Other	Dec 31, 2009	Jan 14, 2014 (1475 d)
Robert Calder Stack	Ast Investment Services, Inc. other	Thornburg Investment Management Inc other	Other	Oct 3, 2008	Oct 22, 2008
Kacie Joellen Swartz	Suntrust Investment Services, Inc. other	Thornburg Investment Management Inc other	Other	Sep 8, 2008	Feb 11, 2009 (156 d)
Edward Joe Dinan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Thornburg Investment Management Inc other	Other	Aug 15, 2008	Jan 29, 2010 (532 d)
Timothy Scot Hoffman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Thornburg Investment Management Inc other	Other	Feb 19, 2008	Jun 18, 2008 (120 d)
Robert Calder Stack	Ast Investment Services, Inc. other	Thornburg Investment Management Inc other	Other	Jul 31, 2007	Aug 16, 2007
Thomas John Farrell	Victory Capital Management Inc. other	Thornburg Investment Management Inc other	Other	Jun 1, 2007	Aug 15, 2007 (75 d)
Christopher Paul Prien	New York Life Investment Management LLC other	Thornburg Investment Management Inc other	Other	Feb 9, 2006	Feb 17, 2006
William Ryan Chisholm	Lord, Abbett & Co. LLC other	Thornburg Investment Management Inc other	Other	Jan 5, 2006	Apr 17, 2012 (2294 d)
John Craige Marek	Td Ameritrade, Inc. no RAUM	Thornburg Investment Management Inc other	Other	Dec 19, 2005	Jan 22, 2007 (399 d)
Monte Troy Dop	Ameriprise Financial Services, LLC national BD	Thornburg Investment Management Inc other	Other	Jul 20, 2004	Sep 20, 2010 (2253 d)
Danen Wallis Coalson	Universal Advisory Services Inc unclassified	Thornburg Investment Management Inc other	Other	May 22, 2003	Apr 26, 2004 (340 d)

Page 1 of 1

58 moves match.