DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Financial Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Gerard Meyers | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Jan 24, 2025 | Dec 13, 2017 |
| Eliab F. Alonzo | Pnc Managed Account Solutions, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 3, 2021 |
| Theresa Carmagnola | UBS Financial Services Inc. wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 6, 2021 | Mar 4, 2021 |
| William E Warnock | Morgan Stanley wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2021 | Apr 13, 2021 (42 d) |
| Benjamin J Abitz | Piedmont Capital Management, LLC mixed wealth | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2021 | Jul 9, 2020 |
| Tracee J Sapp | Principal Securities, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2021 | Jan 21, 2021 |
| Andrea Lewis | Principal Securities, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2021 | Dec 18, 2020 |
| Mark Thomas Weeks | Principal Securities, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2020 | Dec 7, 2020 |
| Jacob Fussell | Principal Securities, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2020 | Dec 11, 2020 |
| Anthony Claude Marcello | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Oct 26, 2020 | Dec 17, 2015 |
| Sandra Lee Caluya | D.A. Davidson & Co. independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2020 | Feb 17, 2021 (126 d) |
| Edmund John O'Keeffe | Edward Jones national BD | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Oct 29, 2020 (41 d) |
| Shafiq Jadavji | Principal Securities, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2020 | Aug 10, 2020 |
| Kimberly Joanne Crichton Enders | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Jun 11, 2020 | Jul 18, 2016 |
| Gustavo Anthony Delgado Alicea | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Jun 5, 2020 | Jan 26, 2018 |
| Bertin Marc Stuckart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2020 | Jun 4, 2020 |
| William Creighton Stuckart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2020 | Jun 3, 2020 |
| David Stephan | Avantax Advisory Services BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | May 21, 2020 |
| Daniel Joshua Weiss | Voya Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Mar 26, 2020 |
| Alec Jacob Weiss | Voya Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Mar 26, 2020 |
| Eric Marvin Dye | LPL Financial LLC BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 4, 2020 |
| Katherine Alexis Candreva | LPL Financial LLC BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 5, 2020 |
| Jason Bennett Turnbull | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Apr 17, 2020 (36 d) |
| Charles Joseph Henninger | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Mar 3, 2020 | Feb 25, 2016 |
| Derek Nathan Eichenwald | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 11, 2020 | Oct 30, 2015 |
| Shea Ahren Winkeller | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 11, 2020 | Oct 30, 2015 |
| James Baker Peters | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 11, 2020 | Oct 30, 2015 |
| Ryan Michael Cook | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 11, 2020 | Oct 30, 2015 |
| Steven Charles Enders | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 10, 2020 | Mar 12, 2018 |
| Timothy Owings Waters | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 10, 2020 | Oct 30, 2015 |
| Brian Timothy Stark | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 10, 2020 | Oct 30, 2015 |
| Cory Philip Robinson | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 10, 2020 | Oct 30, 2015 |
| Daniel Lehan Mayer | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Feb 10, 2020 | Oct 30, 2015 |
| Clinton Datees Gharib | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Jan 24, 2020 | Feb 25, 2016 |
| Dalton Robert Garrison | LPL Financial LLC BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Dec 23, 2019 |
| Robert Edwin Thrift | Ameriprise Financial Services, LLC national BD | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Dec 3, 2019 |
| John Warren Hardy | Independent Advisor Alliance, LLC independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2019 | Nov 27, 2019 |
| Angus Gibbons Mceachran | Independent Advisor Alliance, LLC independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2019 | Dec 2, 2019 |
| Jessica Marie Norris Chatmon | Independent Advisor Alliance, LLC independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 27, 2019 | Nov 27, 2019 |
| Bruno Peraza | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Nov 21, 2019 |
| April D Wallace | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Apr 24, 2018 |
| Ernest Anthony Cozzi | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Sep 17, 2019 |
| David Carl Neilsen | Raymond James Financial Services Advisors, Inc BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2019 | Oct 2, 2019 (63 d) |
| Alexander Galen Garner | First Command Advisory Services BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Sep 3, 2019 (54 d) |
| Brendan Reed Lewis | Wells Fargo Advisors wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2019 | Jul 5, 2019 |
| Michael Stephen Costantini | Global Financial Private Capital, Inc. independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2019 | Sep 4, 2019 (58 d) |
| Waltraud Grande | Wells Fargo Advisors wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Jun 14, 2019 |
| John Joseph Grande | Wells Fargo Advisors wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Jun 14, 2019 |
| John Scott Grande | Wells Fargo Advisors wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Jun 14, 2019 |
| John Matthew Pierce | Western Wealth Management LLC independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2019 | Apr 29, 2019 |
| Jonathan Rhys Yashiro | Valic Financial Advisors, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2019 | Apr 24, 2019 |
| Michael Anthony Scavullo | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Mar 22, 2019 | Jan 9, 2018 |
| Carol Ann Scatolini | Wells Fargo Advisors wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2019 | Mar 26, 2019 |
| Grant Rikio Yamaguchi | LPL Financial LLC independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2019 | Mar 18, 2019 |
| Kevin Thomas Sheffield | Wells Fargo Advisors wirehouse | Summit Financial Group Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2019 | Jan 18, 2019 |
| Brenda S Dozier | Questar Asset Management, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Jan 14, 2019 |
| Gregory S Eastman | Questar Asset Management, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Dec 6, 2018 |
| Daniel Christian Kelley | Cadaret Grant & Co Inc independent RIA | Summit Financial Group Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2018 | Nov 2, 2018 |
| Matthew Victor Gold | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2018 | Nov 14, 2018 (34 d) |
| Timothy Richard Pashley | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Oct 8, 2018 | Apr 6, 2016 |
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328 moves match.