DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cibc Private Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Robert Pearce | Zacks Investment Management, Inc. mixed wealth | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2026 | May 29, 2026 |
| Po-Ting Lin | Morgan Stanley wirehouse | Cibc Private Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2026 | Apr 6, 2026 |
| Kevin Jordan Graham | Zacks Investment Management, Inc. mixed wealth | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2026 | Feb 4, 2026 |
| Kenneth Allen Mcclintock | Touchstone Advisors Inc asset manager | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Dec 10, 2025 | Dec 23, 2025 |
| Jason Michael Kiss | Aspiriant, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 17, 2025 |
| Michael Eugene Onorato | Svb Wealth independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2025 | May 9, 2025 |
| James John Mcknight | Annex Wealth Management, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2025 | Oct 9, 2025 (196 d) |
| Heather Tracey Errigo | Lynx Investment Advisory, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2025 | Mar 27, 2025 |
| Mikel Uribarren Ortiz | Iwp Wealth Management LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2025 | Apr 11, 2025 (35 d) |
| Christine E Fernandez | Blackrock Investment Management, LLC other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Feb 25, 2025 | Feb 26, 2025 |
| Trent Allen Thorbahn | The Invictus Collective, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 21, 2025 | Jul 8, 2025 (137 d) |
| Thomas Joseph Mcneil | Park Avenue Securities LLC BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Aug 29, 2024 |
| Ryan Paul Lestrange | Sei Investments Management Corp other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Oct 22, 2024 | Jan 14, 2025 (84 d) |
| Sean Michael Whitney | Mainstreet Advisors other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Aug 19, 2024 | Sep 5, 2024 |
| Scott Havens Newhall | Corient independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2024 | Jul 16, 2024 |
| Christina Edland Gumm | United Capital Financial Advisors independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2024 | May 9, 2024 |
| Zachary Christiaan Neward | Alliancebernstein L.P. asset manager | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Apr 4, 2024 | Mar 18, 2024 |
| Sterling Tyler Moore | Orion Portfolio Solutions, LLC BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Feb 9, 2024 |
| Richard Thomas Mullaney | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Feb 22, 2024 |
| William John Parker | Fiducient Advisors LLC mixed wealth | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2023 | Mar 12, 2024 (113 d) |
| Wilson Matthew Boren | Texas Capital Bank Private Wealth Advisors independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2023 | Oct 18, 2023 |
| Brian Vincent Lopez | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Nov 1, 2023 (40 d) |
| Ryan James Joyce | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Nov 1, 2023 (40 d) |
| Paul William Fortin | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Oct 18, 2023 (33 d) |
| Thomas Kenneth Anderson | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Oct 18, 2023 (51 d) |
| Bradley K Wilson | Svb Wealth BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Oct 26, 2023 (59 d) |
| John Francis Mckenna | Embarcadero Financial Group independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2023 | Aug 18, 2023 |
| Geoff L. Nelson | Mercer Global Advisors Inc. independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2023 | Apr 13, 2023 |
| Edward Charles Kelly | Orion Portfolio Solutions, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2023 | Sep 1, 2023 (238 d) |
| Michael Ryan Smith | Venturi Private Wealth independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2022 | Apr 28, 2023 (205 d) |
| Heather Polly Johnson | Ausdal Financial Partners, Inc. independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2022 | Sep 23, 2022 (56 d) |
| Kevin Michael Hauri | RBC Rochdale, LLC BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Mar 8, 2022 |
| Jeffrey Abraham Beshansky | Gw & Wade, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 19, 2022 | Jun 28, 2022 (160 d) |
| Michael Breandan Lord | J.P. Morgan Securities LLC wirehouse | Cibc Private Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2021 | Feb 7, 2023 (535 d) |
| Matthew Robert Lohr | Charles Schwab & Co., Inc. national BD | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Mar 26, 2026 (1707 d) |
| Jessica Ann Mckane | Wells Fargo Advisors wirehouse | Cibc Private Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 8, 2021 | Feb 7, 2022 (214 d) |
| Cynthia Granger Temple | Hsbc Securities (USA) Inc. BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | Nov 14, 2024 (1270 d) |
| Pamela Kuhn Lent | Lowenhaupt Global Advisors, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2019 | Oct 29, 2019 |
| Joseph Alan Koehler | Lido independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2019 | May 14, 2025 (2126 d) |
| Corbin Matthew Donaldson | Cetera Investment Advisers LLC BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Jul 14, 2026 (2835 d) |
| Colleen Harvey | Colorado Capital Management independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 27, 2018 | Jul 20, 2021 (1089 d) |
| Antony Khalilov | Cammack Retirement Group institutional | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Jun 21, 2018 | Jun 28, 2024 (2199 d) |
| Joseph M Wittels | J.P. Morgan Securities LLC wirehouse | Cibc Private Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2018 | Jun 2, 2022 (1457 d) |
| Emily Anne Mirrilees Mirkiani | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cibc Private Wealth Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2018 | Mar 5, 2019 (295 d) |
| Matthew Alan Roma | Cedar Capital, LLC independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2018 | May 29, 2018 |
| Randall Ogden Yurchak | Insight Capital Research & Management Inc other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Aug 28, 2017 | Jul 18, 2022 (1785 d) |
| Duy N Tieu | Citigroup Global Markets Inc. other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Oct 28, 2016 | Dec 13, 2021 (1872 d) |
| Robert Bradley Fincher | Alliancebernstein L.P. other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Mar 9, 2016 | Jan 25, 2024 (2878 d) |
| Amy M Green | LPL Financial LLC other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Oct 15, 2015 | Nov 11, 2021 (2219 d) |
| Patrick Ryan O'Day | RBC Rochdale, LLC other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Sep 14, 2015 | Dec 13, 2021 (2282 d) |
| Kevin Matthew Fearnow | Pnc Wealth Management other | Cibc Private Wealth Advisors, Inc. other | Other | Sep 11, 2015 | Sep 24, 2015 |
| Mark Timothy Kane | Alliancebernstein L.P. other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Dec 19, 2014 | Oct 6, 2021 (2483 d) |
| Susan E Farris | Windhaven Investment Management, Inc. other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Jul 8, 2014 | Dec 7, 2021 (2709 d) |
| Charles Frederick Fowler | Pure Financial Advisors, LLC other | Cibc Private Wealth Advisors, Inc. other | Other | Feb 4, 2014 | Feb 28, 2014 |
| Aaron Michael Newland | Invesco Advisers, Inc. other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Jan 2, 2014 | Feb 8, 2022 (2959 d) |
| Brent Thomas Fykes | Brent Fykes unclassified | Cibc Private Wealth Advisors, Inc. other | Other | Dec 10, 2013 | Jan 6, 2015 (392 d) |
| Emily Sue Sippel | Wingate Wealth Advisors, Inc. other | Cibc Private Wealth Advisors, Inc. other | Other | Sep 17, 2013 | Sep 24, 2013 |
| Mark Richard Gudaitis | Gw&K Investment Management, LLC other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Dec 21, 2012 | Aug 11, 2021 (3155 d) |
| Luke A. Davis | Alliancebernstein L.P. other | Cibc Private Wealth Advisors, Inc. BD affiliated | Other | Nov 14, 2012 | Jul 11, 2021 (3161 d) |
| Daniel Charles Carter | UBS Financial Services Inc. wirehouse | Cibc Private Wealth Advisors, Inc. other | Other | Jun 15, 2012 | Feb 1, 2018 (2057 d) |
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71 moves match.