DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vicus Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew SpuhlerOsaic Wealth, Inc. BD affiliatedVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2026May 27, 2026
Matthew J MogEdward Jones national BDVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2025Oct 15, 2025 (77 d)
Cody Wyatt CummingsSummit Financial, LLC BD affiliatedVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 18, 2024Dec 12, 2024 (55 d)
Kelly BurgerCetera Investment Advisers LLC BD affiliatedVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2024Jan 17, 2024
Christopher Peter SuttmeierMorgan Stanley wirehouseVicus Capital, Inc. independent RIAWirehouse to independent RIAOct 6, 2023Sep 28, 2023
Alejandro J RodriguezJ.P. Morgan Securities LLC wirehouseVicus Capital, Inc. independent RIAWirehouse to independent RIAAug 5, 2023Aug 8, 2023
Jennifer Diane MantheyCetera Advisor Networks LLC BD affiliatedVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2023Jan 26, 2024 (357 d)
William T AllenRobert W. Baird & Co. Incorporated mixed wealthVicus Capital, Inc. independent RIARIA to RIAJan 10, 2023Jan 26, 2023
Zachery Dean OtwellThe Arkansas Financial Group, Inc. independent RIAVicus Capital, Inc. independent RIARIA to RIAOct 29, 2022Jun 5, 2026 (1315 d)
Amy Beth SanorAmeriprise Financial Services, LLC national BDVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2021Jul 2, 2021
Brett Arthur BanksCetera Advisor Networks LLC BD affiliatedVicus Capital, Inc. otherOtherJan 21, 2021Mar 2, 2018
Barbara Jean PettitAdvice And Planning Services BD affiliatedVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 7, 2021 (55 d)
Zackary David LevineAmeriprise Financial Services, LLC national BDVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2020Oct 15, 2021 (414 d)
Courtney Elaine HunsbergerNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherDec 31, 2019Jan 3, 2020
Yvonne Leslie ReitemeyerNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherOct 2, 2019Oct 4, 2019
Gary Lee BeveridgeNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherOct 1, 2019Oct 3, 2019
Richard W LeetNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherOct 1, 2019Oct 3, 2019
Brock Lowell McglothinNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherAug 7, 2019Jul 31, 2019
Robert Henry PfahlUsi Advisors institutionalVicus Capital, Inc. independent RIAOtherJun 28, 2019Aug 30, 2019 (63 d)
Jodi RuddCetera Advisor Networks LLC BD affiliatedVicus Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2019Sep 30, 2019 (118 d)
Michael Arthur GabelHamel Associates,Inc. independent RIAVicus Capital, Inc. independent RIARIA to RIAJan 31, 2019Apr 1, 2019 (60 d)
Frank Anthony GermanaJ.P. Morgan Investment Management Inc. asset managerVicus Capital, Inc. otherOtherSep 18, 2018Jan 19, 2018
John Stephen KostukovichIntegrated Wealth Concepts LLC independent RIAVicus Capital, Inc. independent RIARIA to RIASep 6, 2018Oct 3, 2018
Andrew Wayne KernIntegrated Wealth Concepts LLC independent RIAVicus Capital, Inc. independent RIARIA to RIASep 6, 2018Sep 4, 2018
Autumn A TaylorCetera Advisor Networks LLC BD affiliatedVicus Capital, Inc. otherOtherJun 19, 2018Aug 8, 2017
Walter Thomas WandallMercap Advisors, Inc. no RAUMVicus Capital, Inc. otherOtherAug 4, 2017Aug 9, 2017
Ralph A MazzuoccoloPnc Managed Account Solutions, Inc. otherVicus Capital, Inc. independent RIAOtherMay 5, 2017Sep 8, 2022 (1952 d)
Jonathan David KerstetterPnc Wealth Management otherVicus Capital, Inc. otherOtherMar 15, 2017Apr 21, 2017 (37 d)
Scott Everett TestEdward Jones national BDVicus Capital, Inc. otherOtherDec 5, 2016Aug 8, 2017 (246 d)
Doreen Leona KolenoNorthwest Advisors, Inc. otherVicus Capital, Inc. otherOtherAug 31, 2016Oct 21, 2016 (51 d)
Matthew Peter QuinnLee Financial Company, LLC otherVicus Capital, Inc. otherOtherMay 4, 2016May 2, 2016
Christopher Dean TorresOakpath Financial unclassifiedVicus Capital, Inc. otherOtherNov 19, 2013Feb 6, 2014 (79 d)
Michael Scott WeismanWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 3, 2013Jun 21, 2010
Kemper David ArnoldWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 3, 2013Jul 21, 2017 (1417 d)
Scott Eric HolsteinWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 3, 2013Nov 10, 2011
Lucy Cardoso WatsonWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 3, 2013Oct 12, 2011
Michael Anthony LaporteWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 3, 2013Oct 12, 2011
Scott Donald SeymourWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 3, 2013Dec 1, 2010
James Jacob McdonaldWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 3, 2013Aug 2, 2011
Gregory Alan LiszkaWalnut Street Securities, Inc. otherVicus Capital, Inc. independent RIAOtherSep 3, 2013Oct 30, 2019 (2248 d)
Charles Edwin PoeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVicus Capital, Inc. otherOtherJun 27, 2013Jan 29, 2014 (216 d)
Ronald HuangMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVicus Capital, Inc. otherOtherApr 26, 2013Jul 24, 2014 (454 d)
Lesia Jennifer BowmanWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherApr 18, 2013Apr 18, 2013
Jason MarcieskiInvestment Professionals, Inc. otherVicus Capital, Inc. independent RIAOtherMar 19, 2013May 9, 2023 (3703 d)
Christopher Donald SmithMarmaras & Smith, LLC. unclassifiedVicus Capital, Inc. otherOtherJan 2, 2013Jul 8, 2005
Peter Bowe MarmarasMarmaras & Smith, LLC. unclassifiedVicus Capital, Inc. otherOtherJan 2, 2013Jul 7, 2005
Michael Jerome SinclairWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 11, 2012Jan 5, 2011
Chris C LascaridesEdward Jones national BDVicus Capital, Inc. otherOtherApr 2, 2012Apr 13, 2012
Christopher Ernest NovielloNoviello Financial Group, Inc. unclassifiedVicus Capital, Inc. otherOtherMar 16, 2012Jan 18, 2012
Michael John LabosLPL Financial LLC otherVicus Capital, Inc. otherOtherJan 18, 2012Feb 8, 2012
Jeffery Joseph CloszLincoln Investment otherVicus Capital, Inc. otherOtherDec 1, 2011Nov 13, 2013 (713 d)
Chris HolcombWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherOct 17, 2011Sep 7, 2011
Scott Alan TankerWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherSep 1, 2011Jan 31, 2011
Frank Darden MooreEdward Jones national BDVicus Capital, Inc. otherOtherJul 14, 2011Aug 23, 2011 (40 d)
John Glennon MazzolaWest County Financial Services unclassifiedVicus Capital, Inc. otherOtherApr 14, 2011Nov 17, 2010
Roger Theron McdonaldWalnut Street Securities, Inc. otherVicus Capital, Inc. otherOtherMar 31, 2011Mar 31, 2011
Deanna Schuler OrfEdward Jones national BDVicus Capital, Inc. otherOtherJan 3, 2011Feb 9, 2017 (2229 d)
Tamara Gwen KukainisSchwartz Financial Associates, Inc. unclassifiedVicus Capital, Inc. otherOtherDec 31, 2010Mar 23, 2006
Thomas Winfield SteeleCl Wealth Management LLC otherVicus Capital, Inc. otherOtherMar 19, 2010Apr 6, 2010
Hillary Ann SunderlandAris Wealth Services Inc otherVicus Capital, Inc. otherOtherFeb 25, 2010Nov 1, 2010 (249 d)
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71 moves match.