DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sowell Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Fagan | Cambridge Investment Research Advisors, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2026 | Sep 8, 2026 |
| Joshua Daniel Ellis | Cambridge Investment Research Advisors, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2026 | Sep 2, 2026 |
| William Harris Purvis | Lgt Financial Advisors LLC independent RIA | Sowell Management independent RIA | RIA to RIA | May 6, 2026 | May 8, 2026 |
| Andrew Thomas Greenawalt | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2026 | Mar 27, 2026 |
| Vincent Ronald Gimarelli | Assetmark, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Feb 20, 2026 |
| David Kevin Giegel | Stonex Advisors Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 1, 2025 |
| Joseph L Corbett | Sax Wealth Advisors, LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Nov 11, 2025 | Feb 20, 2026 (101 d) |
| Stephen Craig Tosi | Matson Money, Inc. mixed wealth | Sowell Management independent RIA | RIA to RIA | Sep 10, 2025 | May 14, 2019 |
| Kyle Fitzgerald | Northwestern Mutual Investment Services,LLC no RAUM | Sowell Management independent RIA | Other | Jul 30, 2025 | Jul 18, 2025 |
| David Neil Newsom | Northwestern Mutual Investment Services,LLC no RAUM | Sowell Management independent RIA | Other | Jul 23, 2025 | Aug 27, 2025 (35 d) |
| Brandon Scott Grable | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 30, 2025 |
| Alexander Kyle Richmond | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 30, 2025 |
| Hayden Guthrie | Florida Financial Advisors, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | Feb 3, 2025 (48 d) |
| Matthew David Haas | Brs Financial LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Dec 5, 2024 | Oct 29, 2024 |
| Daniel Eugene Rivers | Gallagher Fiduciary Advisors, LLC institutional | Sowell Management independent RIA | Other | Nov 26, 2024 | Aug 26, 2024 |
| Jullie Ann Nicole Strippoli | Charles Schwab & Co., Inc. national BD | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Nov 14, 2024 |
| Robert Thomas Ramos | Ic Advisory Services, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 1, 2024 |
| Joyce Michele Cool | Ic Advisory Services, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 1, 2024 |
| Jessica Mae Repasi | Ic Advisory Services, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 1, 2024 |
| Sabrina Phillips Freeman | LPL Financial LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 8, 2024 |
| Randi Laura Gibbons | Ae Wealth Management, LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Sep 20, 2024 | Nov 1, 2024 (42 d) |
| Martin Austin Northern | Brs Financial LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Aug 19, 2024 | Aug 20, 2024 |
| Kimberly Dawn Smith | Raymond James Financial Services Advisors, Inc BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2024 | Aug 13, 2024 |
| F. John Deuschle | First Financial Services, LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Jul 16, 2024 | Jan 1, 2025 (169 d) |
| Justin A. Travis | United Capital Financial Advisors independent RIA | Sowell Management independent RIA | RIA to RIA | Jul 9, 2024 | Jul 19, 2024 |
| Michael Mixon Ellis | Raymond James Financial Services Advisors, Inc BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2024 | Jun 28, 2024 |
| Greggory William Brant | Atlantic Wealth Partners, LLC independent RIA | Sowell Management independent RIA | RIA to RIA | May 16, 2024 | Jan 1, 2025 (230 d) |
| Noah Brian Ozgo | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Apr 15, 2024 |
| Bradford Peter White | Creative Planning Institutional Advisors, LLC institutional | Sowell Management independent RIA | Other | Nov 8, 2023 | Nov 9, 2023 |
| Christopher Breland Kelly | Pvg Asset Management Corp independent RIA | Sowell Management independent RIA | RIA to RIA | Nov 3, 2023 | Jul 13, 2023 |
| Joseph Frank Lynch | Vora Wealth Management, Pllc independent RIA | Sowell Management independent RIA | RIA to RIA | Oct 18, 2023 | Oct 20, 2023 |
| Jared Scott Neven | Baker Tilly Wealth Management, LLC mixed wealth | Sowell Management independent RIA | RIA to RIA | Jul 19, 2023 | Jul 19, 2023 |
| Maryanna Elizabeth Braun | Baker Tilly Wealth Management, LLC mixed wealth | Sowell Management independent RIA | RIA to RIA | Jul 19, 2023 | Jul 19, 2023 |
| Kaitlyn Marie Laney | Cwm, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Jul 14, 2023 |
| John Melville Davis | Gilliland Jeter Wealth Management, LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Jun 21, 2023 | Jul 10, 2023 |
| Daryl T Seaton | Solera Asset Managers, LLC unclassified | Sowell Management independent RIA | Other | Apr 14, 2023 | Jan 30, 2020 |
| John Karlton Deshaw | Solera Asset Managers, LLC unclassified | Sowell Management independent RIA | Other | Apr 13, 2023 | Mar 4, 2020 |
| Robert Michael Clinton | Private Advisor Group, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Jan 1, 2025 (632 d) |
| Larry Don Gill | Private Advisor Group, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Jan 1, 2025 (632 d) |
| Patrick Randell Norfleet | Edward Jones national BD | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2023 | Feb 9, 2023 |
| Matias Mirvois | Eagle Eye Advisors LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Nov 10, 2022 | Oct 12, 2022 |
| John Bernard Mcmanus | Wealthsource? independent RIA | Sowell Management independent RIA | RIA to RIA | May 31, 2022 | Feb 24, 2022 |
| Richard C Wethington | LPL Financial LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2022 | Feb 17, 2022 |
| Joshua Daniel Morales | Cetera Planning Partners independent RIA | Sowell Management independent RIA | RIA to RIA | Feb 22, 2022 | May 20, 2022 (87 d) |
| Michael Taylor Fielder | Arvest Wealth Management independent RIA | Sowell Management independent RIA | RIA to RIA | Dec 24, 2021 | Dec 10, 2021 |
| John Mark Ruff | Namcoa mixed wealth | Sowell Management independent RIA | RIA to RIA | Oct 14, 2021 | Sep 2, 2021 |
| Keith Collins Reagan | Prospera Financial Services, Inc. independent RIA | Sowell Management independent RIA | RIA to RIA | Sep 8, 2021 | Sep 16, 2021 |
| Christy Rene Hinson-Holloway | Prospera Financial Services, Inc. independent RIA | Sowell Management independent RIA | RIA to RIA | Sep 8, 2021 | Sep 3, 2021 |
| Beau Justin Pollard | Centerpiece Wealth Advisor independent RIA | Sowell Management independent RIA | RIA to RIA | Jun 25, 2021 | Jul 15, 2021 |
| Harvey I Spira | Prescap Advisors LLC unclassified | Sowell Management independent RIA | Other | Apr 20, 2021 | Feb 28, 2021 |
| Miles Jay Johnson | Wells Fargo Advisors wirehouse | Sowell Management independent RIA | Wirehouse to independent RIA | Mar 16, 2021 | Mar 12, 2021 |
| Brian Ritchie Randall | Northwest Asset Management independent RIA | Sowell Management independent RIA | RIA to RIA | Mar 1, 2021 | Mar 1, 2021 |
| Loren Marshall Ipsen | Ameriprise Financial Services, LLC national BD | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2021 | Jan 2, 2021 |
| Edward Kingdon Hurlock | Capital One Investing, Inc. independent RIA | Sowell Management independent RIA | RIA to RIA | Jan 4, 2021 | Nov 25, 2024 (1421 d) |
| Donald James Zolfo | 83rd St. Wealth Management, LLC unclassified | Sowell Management independent RIA | Other | Dec 31, 2020 | Nov 24, 2020 |
| James Goolsby | Truist Advisory Services, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2020 | Nov 17, 2020 |
| Richard Montgomery Patrick | Namcoa mixed wealth | Sowell Management independent RIA | RIA to RIA | Oct 3, 2020 | Jan 1, 2025 (1551 d) |
| Vladimir Donets | Solera Asset Managers, LLC unclassified | Sowell Management independent RIA | Other | Sep 16, 2020 | Apr 16, 2020 |
| Joshua Sinnott | Solera Asset Managers, LLC unclassified | Sowell Management independent RIA | Other | Sep 16, 2020 | Apr 16, 2020 |
| Vyacheslav Slava Palamarchuk | Solera Asset Managers, LLC unclassified | Sowell Management independent RIA | Other | Sep 16, 2020 | Apr 16, 2020 |
Page 1 of 3Next
179 moves match.