DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bmo Harris Financial Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Michael TrentCharles Schwab & Co., Inc. national BDBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 16, 2021Mar 9, 2021
Jennifer Lasser EilersPark Avenue Securities LLC BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherFeb 17, 2021Feb 19, 2021
Ryan J FurrerAmeriprise Financial Services, LLC national BDBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2021Jan 26, 2021
Daniel P MitchellTd Ameritrade, Inc. no RAUMBmo Harris Financial Advisors, Inc BD affiliatedOtherJan 11, 2021Feb 23, 2021 (43 d)
Chase DrakeMML Investors Services, LLC BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2021Jan 21, 2021
Mario SavoieFidelity Personal And Workplace Advisors BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2020Dec 15, 2020
Troy SwanerUBS Financial Services Inc. wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankOct 7, 2020Jan 13, 2021 (98 d)
Mark PingulEdward Jones national BDBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2020Mar 30, 2020
Malia M HaskinsRBC Capital Markets, LLC national BDBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2020Apr 16, 2020 (92 d)
Jacob Ryan HernandezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJul 30, 2019Aug 12, 2019
Arturo RamirezEdward Jones national BDBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 19, 2019Jul 5, 2019
Brad Allan HermanMutual Advisors, LLC BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2019Jul 22, 2019 (52 d)
Sarah Jane KyleAdvice And Planning Services BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2019Jun 26, 2019 (33 d)
Bradley Mallott MartinJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 13, 2019Dec 18, 2019 (219 d)
Andy W SaegerEllenbecker Investment Group independent RIABmo Harris Financial Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 15, 2019Apr 25, 2019
Justin Bryan FeigalU.S. Bancorp Investments, Inc. BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2019Apr 9, 2019
Michail GournisCitigroup Global Markets Inc. BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 27, 2019Mar 20, 2019
Joseph GuediguianSaliba Portfolio Management, LLC unclassifiedBmo Harris Financial Advisors, Inc BD affiliatedOtherMar 22, 2019Feb 14, 2019
Janet Lynn NordquistJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 29, 2019Jan 30, 2019
Kristen Elizabeth DealyMorgan Stanley wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 25, 2019Feb 12, 2019
Joseph Jordan BachmeyerJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 23, 2019Feb 13, 2019
Emily Dawn BuehlerCetera Advisor Networks LLC BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherDec 4, 2018Feb 7, 2019 (65 d)
Nathan Roger ByersJbc Wealth Advisors, LLC unclassifiedBmo Harris Financial Advisors, Inc BD affiliatedOtherSep 13, 2018Apr 16, 2020 (581 d)
Steven HarrisonCg Advisory Services independent RIABmo Harris Financial Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 5, 2018Sep 24, 2018
Tyler HagenEdward Jones national BDBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2018Sep 27, 2018
Joseph BerneckerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2018Aug 31, 2018
Jeffrey S BallekCrown Capital Securities, L.P. independent RIABmo Harris Financial Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 24, 2018Jul 25, 2018
Ronald Ty BrownAmeriprise Financial Services, LLC national BDBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2018Mar 12, 2019 (231 d)
Stephen Michael GigliottiJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 30, 2018Jun 15, 2018
Douglas LevasseurNorthwestern Mutual Investment Services,LLC no RAUMBmo Harris Financial Advisors, Inc BD affiliatedOtherMay 3, 2018May 10, 2018
Jason Denby AllenJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankApr 11, 2018Apr 9, 2018
Derek WeatherfordMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBmo Harris Financial Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMar 20, 2018May 7, 2019 (413 d)
James Robert RichardsScottrade Investment Management BD affiliatedBmo Harris Financial Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMar 9, 2018Jul 30, 2018 (143 d)
Emilie Ann DercksWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherMar 6, 2018Mar 6, 2018
Ashley M AmstadtU.S. Bancorp Investments, Inc. otherBmo Harris Financial Advisors, Inc otherOtherDec 20, 2017Dec 19, 2017
Bethany YoungsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBmo Harris Financial Advisors, Inc otherOtherDec 1, 2017Dec 11, 2017
Andrew Jensen KlinzingEdward Jones national BDBmo Harris Financial Advisors, Inc otherOtherSep 21, 2017Oct 30, 2017 (39 d)
Pedro Jose DagerJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherJul 26, 2017Jul 18, 2017
Nicholas PacentiJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherJun 22, 2017Jun 19, 2017
Derek Allen NicklesonJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherJun 22, 2017Jun 20, 2017
Scott R LeuteneggerCharles Schwab & Co., Inc. national BDBmo Harris Financial Advisors, Inc otherOtherJun 6, 2017Jun 5, 2017
Joshua SchaalmaEdward Jones national BDBmo Harris Financial Advisors, Inc otherOtherJun 5, 2017Jun 13, 2017
John Alfred MathisonWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherJun 1, 2017May 23, 2017
Jason LacknerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBmo Harris Financial Advisors, Inc otherOtherMay 31, 2017Jun 19, 2017
Jesse Robert StabileForesters Advisory Services, LLC otherBmo Harris Financial Advisors, Inc otherOtherMay 15, 2017May 15, 2017
Robert John HoltonJohnson Wealth Inc. otherBmo Harris Financial Advisors, Inc otherOtherMay 10, 2017Jun 5, 2017
Matthew WellsScottrade Investment Management otherBmo Harris Financial Advisors, Inc BD affiliatedOtherMay 5, 2017May 22, 2018 (382 d)
Corey J HausenPnc Wealth Management otherBmo Harris Financial Advisors, Inc otherOtherMay 2, 2017Jun 19, 2017 (48 d)
Agnieszka DomanskiPnc Wealth Management otherBmo Harris Financial Advisors, Inc otherOtherMay 2, 2017Jul 19, 2017 (78 d)
Jeremy D BardonNorthwestern Mutual Investment Services,LLC no RAUMBmo Harris Financial Advisors, Inc otherOtherApr 25, 2017Apr 24, 2017
Eric Michael TalbottEnvestnet Pmc otherBmo Harris Financial Advisors, Inc otherOtherApr 24, 2017Apr 7, 2017
Mario BearWaddell & Reed otherBmo Harris Financial Advisors, Inc BD affiliatedOtherApr 24, 2017May 2, 2018 (373 d)
Nicholas Charles HunzingerMorgan Stanley wirehouseBmo Harris Financial Advisors, Inc otherOtherApr 19, 2017Apr 21, 2017
Christopher Lee FredrickWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherApr 12, 2017Apr 17, 2017
Robert J CullenFifth Third Securities, Inc. otherBmo Harris Financial Advisors, Inc otherOtherMar 17, 2017Apr 4, 2017
Justin Bryan FeigalWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherNov 10, 2016Nov 3, 2016
Aymen KaboubCetera Investment Advisers LLC otherBmo Harris Financial Advisors, Inc otherOtherOct 7, 2016Oct 11, 2016
Xay ThaoWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherOct 3, 2016Nov 1, 2016
Arianna Bustillos JiruskaRobert W. Baird & Co. Incorporated otherBmo Harris Financial Advisors, Inc otherOtherSep 14, 2016Sep 19, 2016
Tonya KalodimosJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherAug 25, 2016Sep 8, 2016
Page 1 of 4Next
186 moves match.