DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Royal Fund Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Neal Gordon HuffmanGradient Advisors, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIAJan 6, 2026Mar 17, 2026 (70 d)
Alan Edward KuzmaCapital Markets Iq, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIAJul 21, 2025Jul 24, 2025
Shelli Jo RichardsonImpact Partnership Wealth, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIAMay 6, 2025May 8, 2025
Charles TrianaAmeriprise Financial Services, LLC national BDRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2024Oct 11, 2024
Sean Kimball ClarkAe Wealth Management, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIAMay 1, 2024May 2, 2024
Robin Michael SlaughterCenter Street Advisors, Inc. independent RIARoyal Fund Management, LLC independent RIARIA to RIAAug 31, 2023Jan 9, 2026 (862 d)
Neal Gordon HuffmanPruco Securities, LLC BD affiliatedRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2023Mar 8, 2023 (36 d)
Jorge Enrique AriasCambridge Investment Research Advisors, Inc. BD affiliatedRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2022Dec 9, 2024 (812 d)
Philip Thomas PurpuraEsi Financial Advisors BD affiliatedRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2022Sep 6, 2022
Kimberly Prince LoneyBankers Life Advisory Services, Inc. BD affiliatedRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2022Feb 9, 2022
Jonathan Louis JungIams Wealth Management, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIASep 23, 2021Sep 13, 2021
Harry Earl CoussouAe Wealth Management, LLC BD affiliatedRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2021Jun 10, 2021
David Louis MartinFinancial Security Planners LLC unclassifiedRoyal Fund Management, LLC independent RIAOtherMay 19, 2021Sep 23, 2020
Nicklos Karl NasemanElite Investment Team LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIADec 31, 2020Feb 16, 2023 (777 d)
Patrick Michael KaiserVirtue Capital Management, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIAJul 1, 2019Jun 27, 2019
Bernard Aloysius NienbergOsaic Wealth, Inc. BD affiliatedRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2018Dec 3, 2018
Bryan Keith DalyFirst Advisors National, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIADec 6, 2018Dec 4, 2018
Kevin John SchneiderFirst Advisors National, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIADec 5, 2018Dec 5, 2018
Woodrow D BowlingPruco Securities, LLC BD affiliatedRoyal Fund Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 28, 2018Nov 5, 2018 (38 d)
Claude Thomas CorbettHorter Investment Management, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIAApr 27, 2018Feb 12, 2020 (656 d)
Todd Michael EhretUSA Financial Securities LLC otherRoyal Fund Management, LLC otherOtherDec 7, 2017Dec 10, 2017
Jonathan Michael GengleAe Wealth Management, LLC otherRoyal Fund Management, LLC otherOtherOct 2, 2017Sep 18, 2017
Frederick Dean WrightLanark Financial, Inc. otherRoyal Fund Management, LLC independent RIAOtherAug 1, 2017Nov 1, 2018 (457 d)
Clement Curtis BrandenburgBelpointe Asset Management LLC otherRoyal Fund Management, LLC otherOtherMar 22, 2017Mar 14, 2017
Jimmy Dale LongLong Asset Management, LLC unclassifiedRoyal Fund Management, LLC otherOtherFeb 16, 2017Jan 29, 2018 (347 d)
Bryan Douglas BacaSummit Financial Group Inc otherRoyal Fund Management, LLC otherOtherDec 21, 2016Dec 12, 2016
Chuanqi WangRick Wang Financial, LLC unclassifiedRoyal Fund Management, LLC otherOtherOct 14, 2016Aug 12, 2016
John Patrick LynchHorter Investment Management, LLC otherRoyal Fund Management, LLC otherOtherSep 30, 2016Oct 5, 2016
Logan Cole QueckHorter Investment Management, LLC otherRoyal Fund Management, LLC otherOtherAug 18, 2016Sep 6, 2016
Robert CrucesSgl Financial, LLC otherRoyal Fund Management, LLC otherOtherMay 19, 2016Aug 31, 2017 (469 d)
Matthew Thomas JacksonBrookstone Wealth Advisors, LLC otherRoyal Fund Management, LLC otherOtherJan 4, 2016Dec 16, 2015
Terry Lee TylerLeonard Financial Group unclassifiedRoyal Fund Management, LLC independent RIAOtherNov 30, 2015Jun 12, 2025 (3482 d)
Rose Marie KratzGlobal Financial Private Capital, Inc. otherRoyal Fund Management, LLC otherOtherNov 5, 2015May 19, 2017 (561 d)
John Azar ZakarPark Avenue Securities LLC otherRoyal Fund Management, LLC otherOtherSep 22, 2015Nov 4, 2015 (43 d)
Donald John BreukerHbw Advisory Services LLC otherRoyal Fund Management, LLC otherOtherJul 15, 2015Jun 23, 2015
Terry Lee TylerRegal Investment Advisors LLC otherRoyal Fund Management, LLC otherOtherMar 5, 2015Sep 4, 2013
Alan Wayne OlsonWealth Creation Advisors, Inc unclassifiedRoyal Fund Management, LLC otherOtherDec 31, 2014Oct 7, 2014
Joseph Ray FaulkBright Owl Investment Advisors no RAUMRoyal Fund Management, LLC otherOtherMay 5, 2014Jan 5, 2015 (245 d)
Vicki Lynn MonacoAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherDec 31, 2013May 21, 2013
Michael John ConwayAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherDec 26, 2013Jun 3, 2013
Sidney Reese SmithHarvest Financial Group, LLC otherRoyal Fund Management, LLC otherOtherDec 17, 2013Dec 17, 2013
James Laurence CliffordAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherDec 16, 2013Jun 4, 2013
Kevin Robert WingertAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherDec 13, 2013Jul 19, 2013
Harlan Harold HogrefeAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherDec 13, 2013May 29, 2013
Keith Bradley HawkAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherNov 4, 2013May 20, 2013
Calvin Marshall RutledgeVoya Financial Advisors, Inc. otherRoyal Fund Management, LLC otherOtherOct 25, 2013Mar 11, 2015 (502 d)
David A. LatchAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherOct 23, 2013Apr 25, 2013
Frank Paul AndrescavageForesters Equity Services, Inc. otherRoyal Fund Management, LLC otherOtherOct 1, 2013Apr 2, 2014 (183 d)
Robert James NorrisAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 16, 2013May 30, 2013
John William StephensAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 16, 2013May 10, 2013
Luther Harrison WrennAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 16, 2013May 23, 2013
Mark A KanakarisAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 16, 2013May 16, 2013
Jo-Ann Emerick HolstAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 13, 2013May 29, 2013
Matthew Thomas JacksonAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 13, 2013May 10, 2013
Daniel William JohnsonAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 13, 2013May 31, 2013
Michael Anthony ConticelliAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 12, 2013May 31, 2013
Robert Joseph DavisAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 12, 2013Jul 26, 2013
Craig Richard CassidyAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 12, 2013May 8, 2013
Scott Edward HeatherAmerican Elite Retirement unclassifiedRoyal Fund Management, LLC otherOtherSep 12, 2013Jun 5, 2013
Kimball Thomas KistlerRegal Investment Advisors LLC otherRoyal Fund Management, LLC otherOtherAug 23, 2013Aug 27, 2013
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77 moves match.