DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Portfolio Medics, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fred Francis Liebau | Mariner Independent independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Mar 20, 2026 | Mar 23, 2026 |
| Joel W Austin | Thrivent Investment Management Inc. BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Jul 6, 2026 (129 d) |
| Sisse Sy Ferguson-Torok | Capital Analysts BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Sep 4, 2025 |
| Patrick John Fortunato | Primerica Advisors national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2025 | Oct 30, 2025 (69 d) |
| Keith Rufus Lamb | Brookstone Wealth Advisors, LLC no RAUM | Portfolio Medics, LLC independent RIA | Other | Jul 1, 2025 | Jul 2, 2025 |
| Tillie Allison | Park Avenue Securities LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | May 22, 2025 |
| Maria R Garza | Wealth Watch Advisors, Inc independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jan 29, 2025 | Oct 1, 2024 |
| Martin Derrick Jenkins | Bedrock Investment Advisors independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Nov 14, 2024 |
| Kirk Stephen Rogers | Nautica Asset Management LLC state registered | Portfolio Medics, LLC independent RIA | Other | Nov 4, 2024 | Oct 22, 2024 |
| Jeremy Isleman | Hornor, Townsend & Kent, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 | Dec 13, 2024 (70 d) |
| Trent Vernon Speckman | Regal Investment Advisors LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Oct 3, 2024 |
| Saul Obdiel Perez | Park Avenue Securities LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2024 | Aug 14, 2024 |
| Matthew Clement Hepburn | Peak American Investment Advisors, Inc. independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jul 19, 2024 | Jul 19, 2024 |
| Ty Lavictoire | Florida Financial Advisors, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2024 | Jul 17, 2024 |
| Maria Geralyn Fliess | Brookstone Wealth Advisors, LLC no RAUM | Portfolio Medics, LLC independent RIA | Other | Jan 18, 2024 | Jan 23, 2024 |
| John Michael Hackney | A.G.P / Alliance Global Partners independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Dec 31, 2023 | Aug 22, 2025 (600 d) |
| Matthew Stroud Hellebusch | Thrive Capital Management, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Dec 4, 2023 | Sep 9, 2024 (280 d) |
| Kenneth Lee Clark | Allstate Financial Advisors, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Dec 22, 2025 (844 d) |
| Stephen Gerald Schwesinger | Peak American Investment Advisors, Inc. independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Aug 7, 2023 | Apr 12, 2023 |
| Jennifer Ann Ly | Lifepro Asset Management independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Aug 2, 2023 | Jan 1, 2026 (883 d) |
| Steven Dale Landis | Sojourn Financial Strategies, LLC unclassified | Portfolio Medics, LLC independent RIA | Other | Jul 10, 2023 | Aug 5, 2008 |
| Ivan Hernandez | Florida Financial Advisors, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2023 | Jun 15, 2026 (1084 d) |
| Rowdee Jonathan Taylor | Interactive Financial Advisors independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jun 20, 2023 | Jun 17, 2025 (728 d) |
| Kimberly Prince Loney | Royal Fund Management, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | May 26, 2023 | Jun 4, 2023 |
| David Allen Wagner | Active Investment Management, LLC unclassified | Portfolio Medics, LLC independent RIA | Other | Dec 31, 2022 | Sep 28, 2022 |
| Omar Rojas | Efficient Plan, LLC unclassified | Portfolio Medics, LLC independent RIA | Other | Dec 31, 2022 | Oct 16, 2024 (655 d) |
| David Bressoud | Securities America Advisors, Inc. BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2022 | Nov 6, 2025 (1060 d) |
| James Todd Newton | Plan Partners LLC state registered | Portfolio Medics, LLC independent RIA | Other | Dec 6, 2022 | Aug 30, 2023 (267 d) |
| Reed Mells | Primerica Advisors national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Mar 28, 2023 (146 d) |
| Thomas Michalowski | Foundations Investment Advisors LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Oct 4, 2022 | Oct 3, 2022 |
| Robert Paul Aborn | Edward Jones national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Mar 30, 2022 |
| Martin Geddes Hurlburt | T.M. Wealth Management independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Nov 8, 2021 |
| Henry Carl Angelucci | Knights Of Columbus Asset Advisors LLC institutional | Portfolio Medics, LLC independent RIA | Other | Oct 26, 2021 | Aug 3, 2026 (1742 d) |
| Connor Matthew Tyson | Altium Wealth Management LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Oct 22, 2021 | Dec 11, 2022 (415 d) |
| Michael Kent Petticord | Alphastar Capital Management independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | May 13, 2021 | May 3, 2021 |
| Jeffrey Jozsef Tamas | Alphastar Capital Management independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | May 13, 2021 | May 19, 2021 |
| Corey J Cyr | Alphastar Capital Management independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | May 13, 2021 | May 21, 2021 |
| Joseph Matthew Pasquinelli | Alpha Retirement Wealth, LLC state registered | Portfolio Medics, LLC independent RIA | Other | Apr 7, 2021 | Aug 23, 2022 (503 d) |
| Derek L Bough | The Investment Advisor Alliance LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Feb 25, 2021 | Apr 11, 2024 (1141 d) |
| Brandon John Galici | Edward Jones national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2021 | Feb 23, 2021 |
| Neil M Poulicakos | Td Ameritrade, Inc. no RAUM | Portfolio Medics, LLC independent RIA | Other | Jan 11, 2021 | Jan 25, 2022 (379 d) |
| Robert Vance Cagle | Edward Jones national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2021 | Jan 7, 2021 |
| Darryl Robert Bull | Allstate Financial Advisors, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2020 | Jun 14, 2022 (558 d) |
| Juan Carlos Suarez | LPL Financial LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2020 | Dec 9, 2020 |
| Richard Perez | LPL Financial LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2020 | Dec 8, 2020 |
| Enri D Santee | Trilogy Capital, Inc. independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Nov 2, 2020 | Dec 7, 2021 (400 d) |
| Eric Steven Dudley | Primerica Advisors national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2020 | Aug 17, 2020 |
| Andrea N. Smalley | Edward Jones national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Sep 18, 2020 (46 d) |
| Michael John Sloan | Elite Investment Team LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jun 1, 2020 | Nov 16, 2020 (168 d) |
| Richard Bryan Simpson | Brookstone Wealth Advisors, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jun 1, 2020 | Aug 18, 2020 (78 d) |
| Bruce Gary Kaserman | First Advisors National, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jan 2, 2020 | Jan 7, 2021 (371 d) |
| Brion Timothy Walters | Horter Investment Management, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Oct 21, 2019 | Nov 1, 2019 |
| Curtis Martin Hill | Securities America Advisors, Inc. BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2019 | Aug 1, 2019 |
| Casey S Croysdale | Horter Investment Management, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Apr 1, 2019 | Apr 1, 2019 |
| Justin Wayne Mcguffey | Horter Investment Management, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jan 31, 2019 | Feb 8, 2019 |
| John Allan Blacklidge | Horter Investment Management, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jan 30, 2019 | Jan 1, 2026 (2528 d) |
| Thomas Mead | MML Investors Services, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2018 | Dec 11, 2020 (732 d) |
| Herbert J Friedman | New Century Financial Group, LLC independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Jul 9, 2018 | Jan 8, 2019 (183 d) |
| Michael Henry Huber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Portfolio Medics, LLC independent RIA | Wirehouse to independent RIA | Apr 17, 2018 | Apr 22, 2020 (736 d) |
| John Schuyler Neff | Coastal Income And Capital Preservation Strategies, LLC unclassified | Portfolio Medics, LLC independent RIA | Other | Dec 31, 2017 | Dec 14, 2016 |
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73 moves match.