DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Associated Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Edward LachanceWells Fargo Advisors wirehouseAssociated Investment Services, Inc. independent RIAWirehouse to independent RIAMay 7, 2026Jun 15, 2026 (39 d)
John LadickLPL Financial LLC BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2026Sep 3, 2026 (181 d)
Gracia Ann CavanaughU.S. Bancorp Investments, Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2025Jul 3, 2026 (189 d)
Craig Everett KeislingU.S. Bancorp Investments, Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2025Mar 7, 2026 (176 d)
Tyler Dean SassLPL Financial LLC BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2025May 23, 2025
Heath William SorensonMidland Wealth Management otherAssociated Investment Services, Inc. independent RIAOtherJan 10, 2025Mar 11, 2025 (60 d)
Michelle Arnst SlawnyU.S. Bancorp Investments, Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2024Mar 18, 2025 (125 d)
Elizabeth Marie FieldsDuell Financial Strategies state registeredAssociated Investment Services, Inc. independent RIAOtherJul 22, 2024Jul 25, 2024
Emily Elizabeth SchiltzNicolet Wealth Management independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAJan 12, 2024Mar 1, 2024 (49 d)
Anthony John GrubaLPL Financial LLC BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2023Sep 18, 2023
John Alfred MathisonFidelity Personal And Workplace Advisors BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2023Jul 25, 2025 (682 d)
Robert Dwane PencilHornor, Townsend & Kent, LLC BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2023Jun 5, 2023
Steven Joseph SchoederUnited Planners' Financial Services Of America A Limited Partner independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAMar 13, 2023Mar 6, 2023
Marissa Ann EversRetirement Income Strategies, LLC independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAFeb 16, 2023Oct 20, 2022
Jerry William GoldLPL Financial LLC independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAOct 4, 2022Sep 26, 2022
Trevor John ZellmerMidwest Professional Planners, Ltd. independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAMay 27, 2022Jun 8, 2022
Cody EversThrivent Investment Management Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2022Mar 29, 2022
Paul C. DeibeleEagle Strategies LLC BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2022Sep 15, 2022 (170 d)
Loren Jon PiotrowskiU.S. Bancorp Investments, Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2021Oct 1, 2021
Scott Matthew BiertzerU.S. Bancorp Investments, Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2021Jul 14, 2021
Brian James MaciejewskiAmeriprise Financial Services, LLC national BDAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2021Jul 1, 2021
Neil A. D. Bonneson BruceCuna Brokerage Services, Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2021Jun 3, 2021
Jacob Jeffrey RabasThrivent Investment Management Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2021Mar 18, 2021
Peter V FlemingValic Financial Advisors, Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2019Aug 26, 2019
James John CzubekThrivent Investment Management Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2019Jun 26, 2019
Jason Raymond JacobsonThrivent Investment Management Inc. BD affiliatedAssociated Investment Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2019Jun 20, 2019
Kimberly Lee SellnowNorthwestern Mutual Investment Services,LLC no RAUMAssociated Investment Services, Inc. independent RIAOtherJan 8, 2018Jan 16, 2018
Marcia Marie SecorB. C. Ziegler And Company otherAssociated Investment Services, Inc. otherOtherSep 22, 2017Oct 5, 2017
Chad Allen StafkoArchford Capital Strategies, LLC otherAssociated Investment Services, Inc. otherOtherAug 16, 2017Aug 17, 2017
Roger SuchyInvestment Professionals, Inc. otherAssociated Investment Services, Inc. otherOtherMar 20, 2017Mar 27, 2017
Joanna Pauline GuinnSii Investments, Inc. otherAssociated Investment Services, Inc. otherOtherFeb 23, 2017May 8, 2017 (74 d)
Keith Alan JohnsonSecurities America Advisors, Inc. otherAssociated Investment Services, Inc. otherOtherJan 27, 2017Feb 10, 2017
Michael Joseph FasanoCetera Investment Advisers LLC otherAssociated Investment Services, Inc. otherOtherMar 11, 2016Mar 15, 2016
Jason Edwin BuchingerJ.P. Morgan Securities LLC wirehouseAssociated Investment Services, Inc. otherOtherApr 16, 2015May 14, 2015
Scott Matthew BiertzerLPL Financial LLC otherAssociated Investment Services, Inc. otherOtherJan 8, 2015Jan 16, 2015
April Marie CleavlandBmo Harris Financial Advisors, Inc otherAssociated Investment Services, Inc. otherOtherSep 26, 2014Oct 1, 2014
Theresa Marie HenslinBmo Harris Financial Advisors, Inc otherAssociated Investment Services, Inc. otherOtherJun 20, 2014Sep 17, 2014 (89 d)
Doralee Grace MeyerWoodbury Financial Services, Inc. otherAssociated Investment Services, Inc. otherOtherJun 18, 2014Jun 25, 2014
Dylan J TalericoCetera Advisor Networks LLC otherAssociated Investment Services, Inc. otherOtherMay 14, 2014Jun 3, 2014
Nicholas Anthony PunzioTd Ameritrade Investment Management, LLC otherAssociated Investment Services, Inc. otherOtherApr 16, 2014May 12, 2014
Daniel John FaxNorthwestern Mutual Investment Services,LLC otherAssociated Investment Services, Inc. otherOtherApr 7, 2014May 16, 2014 (39 d)
Michael Braden GolembieskyInvestacorp Advisory Services Inc otherAssociated Investment Services, Inc. otherOtherMar 28, 2014May 8, 2014 (41 d)
Matthew Thomas GarotTransamerica Financial Advisors, LLC otherAssociated Investment Services, Inc. otherOtherSep 5, 2013Oct 8, 2014 (398 d)
Loren Jon PiotrowskiPnc Wealth Management otherAssociated Investment Services, Inc. otherOtherAug 7, 2013Aug 12, 2013
Marc Jonathan TheienLPL Financial LLC otherAssociated Investment Services, Inc. otherOtherMay 17, 2013Jul 11, 2013 (55 d)
Dana Marie SobleskeyJ.P. Morgan Securities LLC wirehouseAssociated Investment Services, Inc. otherOtherMay 17, 2013Oct 4, 2013 (140 d)
Michael Joseph FasanoJ.P. Morgan Securities LLC wirehouseAssociated Investment Services, Inc. otherOtherApr 3, 2013Jul 11, 2013 (99 d)
Mark T LampereurEquitable Advisors, LLC national BDAssociated Investment Services, Inc. otherOtherAug 1, 2012Sep 20, 2012 (50 d)
Nikifor Ivanov MinkovDavid A. Noyes & Company otherAssociated Investment Services, Inc. otherOtherJul 30, 2012Aug 22, 2012
Jeffrey A EdwardsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAssociated Investment Services, Inc. otherOtherMay 25, 2012Sep 3, 2013 (466 d)
Steven Joseph HeimermannM&I Investment Management Corp. otherAssociated Investment Services, Inc. otherOtherMar 12, 2012Jan 16, 2014 (675 d)
Kelly L TischartLPL Financial LLC otherAssociated Investment Services, Inc. otherOtherMar 2, 2012May 4, 2012 (63 d)
John WasikowskiMorgan Stanley wirehouseAssociated Investment Services, Inc. otherOtherSep 2, 2011Feb 24, 2012 (175 d)
John William ChallasSecurian Financial Services, Inc. otherAssociated Investment Services, Inc. otherOtherJul 5, 2011Aug 30, 2011 (56 d)
Jamie Lynn HansonTransamerica Financial Advisors, LLC otherAssociated Investment Services, Inc. otherOtherJun 28, 2011May 21, 2012 (328 d)
Kenneth RobbinsFifth Third Securities, Inc. otherAssociated Investment Services, Inc. otherOtherJun 3, 2011May 31, 2011
Luke John EllisInvestment Centers Of America, Inc. otherAssociated Investment Services, Inc. otherOtherApr 4, 2011Mar 13, 2014 (1074 d)
Michael Alfred YouakimChase Investment Services Corp. otherAssociated Investment Services, Inc. otherOtherJan 6, 2011Mar 4, 2011 (57 d)
Karen RothWells Fargo Advisors wirehouseAssociated Investment Services, Inc. otherOtherDec 17, 2010Apr 22, 2013 (857 d)
Wendi A LucarelliWoodbury Financial Services, Inc. otherAssociated Investment Services, Inc. otherOtherNov 10, 2010Nov 16, 2010
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75 moves match.