DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Concourse Financial Group Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Matthews | Domain Money Advisors, LLC no RAUM | Concourse Financial Group Advisors BD affiliated | Other | Jan 2, 2025 | Feb 20, 2025 (49 d) |
| Jeffrey Scott Rowland | LPL Financial LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Jan 30, 2025 (105 d) |
| Justin Thomas Horsch | Slp Wealth no RAUM | Concourse Financial Group Advisors BD affiliated | Other | Mar 7, 2024 | Mar 11, 2024 |
| Michael Spencer Loveless | Voya Retirement Advisors, LLC other | Concourse Financial Group Advisors BD affiliated | Other | Feb 8, 2024 | Feb 26, 2024 |
| Robert Aaron Hostetter | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Nov 16, 2023 (44 d) |
| David Hallmark | Truist Advisory Services, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 1, 2023 |
| Aram Tony Urfalyan | Pruco Securities, LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 16, 2023 |
| Marcus Arnold | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 1, 2023 |
| Frank Lee Arnold | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 1, 2023 |
| John M Katon | Equitable Advisors, LLC national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2022 | Apr 17, 2023 (145 d) |
| Richard Scott Perkins | Lanark Financial, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Sep 20, 2022 |
| Christopher Ray Smith | Wells Fargo Advisors wirehouse | Concourse Financial Group Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2022 | Jul 1, 2022 |
| Michael Murray | Pnc Wealth Management BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Apr 28, 2022 |
| Mitchell Frank Griffin | LPL Financial LLC independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2022 | Apr 14, 2022 |
| Eduardo Antonio Montiel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Concourse Financial Group Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2022 | Mar 1, 2022 |
| Brandon C Campbell | Principal Securities, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Nov 23, 2022 (293 d) |
| Tyler Liffrig | Newedge Advisors BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 13, 2022 |
| Roger Dean Heidlebaugh | Osaic Institutions, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Oct 24, 2022 (294 d) |
| Jay Friedt | LPL Financial LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Jan 3, 2022 |
| Belma Chase Cager | Cetera Investment Advisers LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2021 | Nov 30, 2021 |
| Jesse Maust | Raymond James Financial Services Advisors, Inc BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Jul 25, 2022 (244 d) |
| Whitney Beth Mclaughlin | Rfg Advisory, LLC independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2021 | Oct 22, 2021 |
| Forest Hampton Suber | Pnc Managed Account Solutions, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Sep 8, 2021 |
| Julien Louis Lahiere | Pnc Managed Account Solutions, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 6, 2021 |
| Filipe Augusto De Barros Gusmao | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 16, 2021 |
| Justin Thomas Horsch | Thrivent Investment Management Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 16, 2021 |
| Jarvis Fullenwilder | Brightscape Investment Centers state registered | Concourse Financial Group Advisors BD affiliated | Other | Jun 2, 2021 | Nov 2, 2021 (153 d) |
| Bryan Lynn Harding | Bfc Planning, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2021 | Feb 28, 2022 (312 d) |
| Jenna J Burt | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 16, 2021 |
| Timothy Brian Walls | Stonex Advisors Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Mar 1, 2021 |
| Skylar Lauren Brown | Charles Schwab & Co., Inc. national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Jun 28, 2021 (147 d) |
| George Haikel Harris | The Institute independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 15, 2021 | Jan 15, 2021 |
| Miguel Angel Castaneda | Advice And Planning Services BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Dec 23, 2020 (40 d) |
| Kimberly Armbruster Davis | Synovus Securities, Inc. independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2020 | Oct 26, 2020 |
| Douglas Merle Larson | Avantax Planning Partners, Inc. independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2020 | Sep 30, 2020 |
| Frank Allen Yeilding | Equitable Advisors, LLC national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Sep 15, 2020 |
| Joshua Morris | MML Investors Services, LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2020 | Aug 3, 2020 |
| Jeffrey Scott Alderfer | Convergent Financial Strategies LLC independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2020 | May 28, 2021 (311 d) |
| Hugo Alberto Marrero | Morgan Stanley wirehouse | Concourse Financial Group Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 27, 2020 | May 27, 2020 |
| Jonathan Russel Trbovich | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2020 | May 15, 2020 |
| John Thomas Keeney | Voya Financial Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Feb 17, 2020 |
| David Wieseneck | Raymond James & Associates, Inc. national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Jan 28, 2020 |
| Francis Michael Gargano | Ameritas Advisory Services BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2019 | Nov 8, 2019 |
| Hayden Joel Goerzen | Everence Trust Company mixed wealth | Concourse Financial Group Advisors other | Other | Sep 30, 2019 | May 17, 2017 |
| Brian Frederick Rhodes | Everence Trust Company mixed wealth | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2019 | Dec 1, 2019 (62 d) |
| Eric Perich | Thrivent Investment Management Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Oct 1, 2019 |
| Stephen William Close | Osaic Fs, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 23, 2019 |
| Theodore Turgeon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Concourse Financial Group Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2019 | Sep 3, 2019 |
| Michael Drew Davenport | Cetera Investment Advisers LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jul 22, 2019 |
| Joshua Todd Gummo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Concourse Financial Group Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2019 | Aug 20, 2019 (45 d) |
| Earl J Breaux | Osaic Fs, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Jul 3, 2019 |
| Carrie Stockton Westfall | Invesco Advisers, Inc. asset manager | Concourse Financial Group Advisors BD affiliated | Other | Jun 3, 2019 | May 18, 2020 (350 d) |
| Ana Fonseca | Raymond James Financial Services Advisors, Inc BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Apr 29, 2019 |
| Thomas James Archer | Voya Financial Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Apr 30, 2019 (49 d) |
| Zachary Scott Bernsdorf | J.P. Morgan Securities LLC wirehouse | Concourse Financial Group Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 18, 2019 |
| Daniel Scott Laforest | Next Financial Group, Inc. independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2019 | Mar 1, 2019 |
| Brent J Ramsey | Wells Fargo Advisors wirehouse | Concourse Financial Group Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2019 | Feb 21, 2019 |
| Robert Adam Burgess | Edward Jones national BD | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2019 | Feb 4, 2019 |
| Brian Joseph Zardavets | Questar Asset Management, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2019 | Feb 5, 2019 |
| Emerson Lee Paul | Cetera Investment Advisers LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2019 | Feb 5, 2019 |
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425 moves match.