DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Steelpeak Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jessica Lauren DonovanSeia BD affiliatedSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2026Sep 9, 2026 (54 d)
Jordan Bradford PetersonPrime Capital Financial mixed wealthSteelpeak Wealth, LLC independent RIARIA to RIAMay 19, 2026Aug 5, 2026 (78 d)
Ethan AshbrookStrategic Advisers LLC national BDSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2026May 12, 2026
Andrew MossMorgan Stanley wirehouseSteelpeak Wealth, LLC independent RIAWirehouse to independent RIAApr 3, 2026Aug 11, 2026 (130 d)
Stacy Ann BorekCapital B Financial Planning, LLC unclassifiedSteelpeak Wealth, LLC independent RIAOtherMar 10, 2025Oct 21, 2025 (225 d)
Christine Marie Mueller ColeyJ.P. Morgan Securities LLC wirehouseSteelpeak Wealth, LLC independent RIAWirehouse to independent RIAJan 27, 2025Jul 24, 2024
Hamza FarooqueeLPL Financial LLC BD affiliatedSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2025Jan 5, 2026 (346 d)
Kingsley Yu Man ChoiTransglobal Advisory, LLC independent RIASteelpeak Wealth, LLC independent RIARIA to RIAJan 21, 2025Jan 24, 2025
Flavia Bastos NunesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSteelpeak Wealth, LLC independent RIAWirehouse to independent RIANov 18, 2024Nov 20, 2024
Mark KoellnerTitleist Asset Management, LLC independent RIASteelpeak Wealth, LLC independent RIARIA to RIAAug 14, 2024Jul 25, 2024
Heidi Noelle WilsonJ.P. Morgan Securities LLC wirehouseSteelpeak Wealth, LLC independent RIAWirehouse to independent RIAJun 22, 2024Jun 24, 2024
Peter C AmlingMission Wealth Management, LP independent RIASteelpeak Wealth, LLC independent RIARIA to RIAApr 22, 2024Jul 15, 2025 (449 d)
John PerryRBC Capital Markets, LLC national BDSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2024Mar 5, 2024
Christopher Stephen CallawayValley Wealth Managers, Inc. independent RIASteelpeak Wealth, LLC independent RIARIA to RIAFeb 5, 2024Feb 14, 2024
Michael T JanisBaker Tilly Wealth Management, LLC mixed wealthSteelpeak Wealth, LLC independent RIARIA to RIAJan 29, 2024Jan 30, 2024
Samuel SosaFidelity Personal And Workplace Advisors BD affiliatedSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 22, 2024Mar 12, 2024 (50 d)
Brian Jeffrey MatthewsThe Investment Counsel Company independent RIASteelpeak Wealth, LLC independent RIARIA to RIAAug 7, 2023Aug 14, 2023
Robert Bruce VeneziaKey Asset Advisors unclassifiedSteelpeak Wealth, LLC independent RIAOtherJul 3, 2023Jul 12, 2023
Steven Lee DymantPrime Opportunities Investment Group LLC state registeredSteelpeak Wealth, LLC independent RIAOtherJun 27, 2023Apr 28, 2023
Michael Charles ShottonCantor Fitzgerald Investment Advisors independent RIASteelpeak Wealth, LLC independent RIARIA to RIAMay 15, 2023Jun 13, 2023
Paula Jane HartSeia BD affiliatedSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2023May 1, 2023
James Michael BraySeia BD affiliatedSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2023May 1, 2023
Matthew Akira GaleBrighton Jones LLC independent RIASteelpeak Wealth, LLC independent RIARIA to RIAJan 31, 2023Jun 13, 2023 (133 d)
Joshua R FredendallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSteelpeak Wealth, LLC independent RIAWirehouse to independent RIANov 26, 2021Oct 6, 2022 (314 d)
Anthony Hayato WalshShuster Advisory Group, LLC institutionalSteelpeak Wealth, LLC independent RIAOtherNov 22, 2021Sep 24, 2021
Kyle RayMercer Global Advisors Inc. independent RIASteelpeak Wealth, LLC independent RIARIA to RIAMar 1, 2021Sep 23, 2021 (206 d)
Elizabeth McquadeEagle Strategies LLC BD affiliatedSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2020Feb 5, 2021 (50 d)
Phillip D ArguePrepared Capital unclassifiedSteelpeak Wealth, LLC independent RIAOtherDec 1, 2020Oct 14, 2020
Ceasar Thomas GarvidaPrepared Capital unclassifiedSteelpeak Wealth, LLC independent RIAOtherOct 14, 2020Oct 21, 2020
Rodney ChuThrivent Investment Management Inc. BD affiliatedSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2020Jul 10, 2020
Luke E AndersonEdward Jones national BDSteelpeak Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2018Feb 5, 2021 (833 d)
Andrew Harris JacobsonWells Fargo Advisors wirehouseSteelpeak Wealth, LLC otherOtherSep 22, 2017Aug 31, 2017
Steven Paul CooperUBS Financial Services Inc. wirehouseSteelpeak Wealth, LLC otherOtherJul 28, 2017Aug 8, 2017
Tyson Edward KunstVerus Capital Advisors unclassifiedSteelpeak Wealth, LLC otherOtherNov 24, 2016Mar 17, 2016
Sheldon Michael GoldmanHoylecohen, LLC otherSteelpeak Wealth, LLC otherOtherNov 11, 2016Oct 14, 2016
Richard Scott WinerWiner Wealth Management, Inc. unclassifiedSteelpeak Wealth, LLC otherOtherSep 30, 2016Sep 8, 2016
Morten RonessThe Phillips Group Advisors otherSteelpeak Wealth, LLC otherOtherAug 9, 2016Aug 2, 2016
Andrew DavisThe Phillips Group Advisors otherSteelpeak Wealth, LLC otherOtherAug 9, 2016Jul 7, 2016
Millu Chang RamirezTrilogy Capital, Inc. otherSteelpeak Wealth, LLC otherOtherJul 21, 2016Jun 2, 2016
Roxana Sanam MaddahiMorgan Stanley wirehouseSteelpeak Wealth, LLC otherOtherDec 3, 2015Dec 1, 2015
Wayne Tai SlappyWaddell & Reed otherSteelpeak Wealth, LLC otherOtherNov 20, 2015Nov 13, 2015
Joseph Frederick AudaySeacrest Wealth Management, LLC otherSteelpeak Wealth, LLC otherOtherMay 19, 2015May 20, 2015
Thomas Scott MccannMorgan Stanley wirehouseSteelpeak Wealth, LLC otherOtherJan 16, 2015Jan 9, 2015
Carmen Leticia DelgadoMorgan Stanley wirehouseSteelpeak Wealth, LLC otherOtherApr 14, 2014Jul 25, 2014 (102 d)
Reza Nmn ZamaniMorgan Stanley wirehouseSteelpeak Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 25, 2012Oct 12, 2012
Maziar Nmn EsmailbeigiMorgan Stanley wirehouseSteelpeak Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 25, 2012Oct 12, 2012
Alireza Nmn ZamaniMorgan Stanley wirehouseSteelpeak Wealth, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 25, 2012Oct 12, 2012
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47 moves match.