DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arkadios Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ralph Leslie Thrush | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Keegan Grant Carl | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Justin Farmer | Exit Wealth Advisors independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2026 | Sep 2, 2026 |
| Dylan Gregory Levey | Cetera Investment Advisers LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 14, 2026 |
| James William Olsen | Legacy Investment Strategies, LLC state registered | Arkadios Wealth Advisors BD affiliated | Other | Jun 12, 2026 | May 27, 2026 |
| Justin Earl Hensel | Legacy Investment Strategies, LLC state registered | Arkadios Wealth Advisors BD affiliated | Other | Jun 1, 2026 | May 25, 2026 |
| Harvey Ted Fladeland | Frost Investment Services BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | Aug 20, 2026 (106 d) |
| Robert Michael Childs | Truist Advisory Services, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 13, 2026 |
| Richard Clinton Sands | Arete Wealth Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Jun 3, 2026 (33 d) |
| Charles Allen Ratliff | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2026 | Apr 20, 2026 |
| Charles James Wetzel | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 31, 2026 |
| Matthew Marcus | Principal Securities, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 10, 2026 |
| Cameron Rafati | Dai Wealth, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2026 | Feb 3, 2026 |
| Charles Albert Strickland | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 22, 2026 |
| Cary Lynn Hise | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 22, 2026 |
| Raymond Martin | MML Investors Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 9, 2026 |
| Catherine Benson Knowles | Florida Financial Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Apr 20, 2026 (55 d) |
| Barry Park Dow | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2026 | Feb 12, 2026 |
| Daniel Benjamin Kistler | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2026 | Feb 12, 2026 |
| Matthew John Lemen | Rfg Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2026 | Jan 20, 2026 |
| William Jack Haskins | Rfg Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2026 | Jan 20, 2026 |
| Kenneth Whitney Brown | Dempsey Lord Smith, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 23, 2026 |
| John Kennedy Kelly | Ojm Group, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2025 | Nov 28, 2025 |
| Ginger Marie Kessel | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 17, 2025 |
| Maurice James Acriche | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Louis M Rusinowitz | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Alex Henry Rusinowitz | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 1, 2025 |
| Sean Patrick Gunning | Realta Investment Advisors, Inc BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Jonathan D Lee | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2025 | Aug 18, 2025 |
| Charles Thomas Lee | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2025 | Aug 18, 2025 |
| George Malone Liddon | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2025 | Aug 18, 2025 |
| Rogers Haydon | Raymond James & Associates, Inc. national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 25, 2025 |
| Mason Scott King | Rockefeller Capital Management BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Aug 22, 2025 |
| Todd Pershing Thornell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Aug 18, 2025 |
| Lee Eric Forehand | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Aug 18, 2025 |
| Dawn Michelle Johnson | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Aug 18, 2025 |
| Cory Singletary | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Aug 18, 2025 |
| Christy S Coskrey | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Aug 18, 2025 |
| Joseph H Johnson | Morgan Stanley wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Aug 18, 2025 |
| Joshua Peter Cannata | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jun 23, 2025 |
| Greggory Jackman | D.A. Davidson & Co. independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2025 | Jul 28, 2025 (48 d) |
| Rebekah Anne Quinlan | Everest Financial Group independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2025 | May 7, 2025 |
| Nicholas Molite | Advice And Planning Services BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Jun 24, 2025 (53 d) |
| Andrew John Dinkelmeyer | Transce3nd LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Apr 9, 2025 |
| Jonathan D Lindner | Park Avenue Securities LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 31, 2025 |
| Kevin Whitworth | Trb Wealth Management, LLC mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2025 | Jan 30, 2025 |
| James John Rapp | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Jan 17, 2025 (37 d) |
| Justin Michael Klestinski | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Jan 10, 2025 |
| June Kathleen Dinardo | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Dec 9, 2024 |
| Alexander R. Marmitt | Wintrust Investments mixed wealth | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2024 | Dec 2, 2024 |
| Casey Arundel | UBS Financial Services Inc. wirehouse | Arkadios Wealth Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 10, 2024 | Feb 20, 2025 (72 d) |
| Frank Tamplin | Cambridge Investment Research Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 5, 2024 |
| Mark Alan Thompson | Epg Wealth Management LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2024 | Oct 9, 2024 |
| Patrick Rankin Chitwood | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 2, 2024 |
| Brady Jones Clark | LPL Financial LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 30, 2024 |
| James Andrew Michaels | Osaic Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 17, 2024 |
| Clay Crawford Ellis | Equitable Advisors, LLC national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 9, 2024 |
| Burwell Spurlock Geiger | Epg Wealth Management LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2024 | Sep 3, 2024 |
| Morgan Geiger | Epg Wealth Management LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2024 | Sep 3, 2024 |
| Christopher Dean Oden | Vanguard Advisers, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Sep 3, 2024 |
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215 moves match.