DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Osaic Fs, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Vincent Onofrio | Summit Asset Management, LLC unclassified | Osaic Fs, Inc. other | Other | Aug 24, 2024 | Jan 11, 2017 |
| Charles David Koncz | Summit Asset Management, LLC unclassified | Osaic Fs, Inc. other | Other | Aug 24, 2024 | Nov 6, 2017 |
| Brandon Michael Lushene | Equitable Advisors, LLC national BD | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 3, 2024 |
| Renee' Jeanette Huckstead | Edward Jones national BD | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 8, 2024 |
| Michael Jimenez | LPL Financial LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2024 |
| Andrew Scott Passmore | Concourse Financial Group Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Oct 30, 2023 |
| John William Stubbs | Concourse Financial Group Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 6, 2023 |
| Martha Jan Walker | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 1, 2023 |
| Dede Phyu Ganzer | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | May 31, 2023 |
| Joseph P Charlton | Next Financial Group, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 29, 2023 |
| Christopher Cybulski | Edward Jones national BD | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2023 | Feb 3, 2023 |
| Jennifer Lynn Hamilton | Woodbury Financial Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Jan 3, 2023 |
| Andrew Milton Motes | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 13, 2023 |
| James Wilbourne Mckay | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Oct 31, 2022 |
| Shavona Latrisse Floyd | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2022 | Mar 23, 2023 (155 d) |
| Theron Rawls Dupree | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Oct 5, 2022 |
| Christopher David Lee | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Oct 4, 2022 |
| Stephen Mark Brady | Oneamerica Securities, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Aug 1, 2022 |
| Charles Robert Davee | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | May 20, 2022 |
| Alec Lloyd Mouring | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | Jun 10, 2022 |
| Sabrina Z Hayes | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Mar 7, 2022 |
| Lawrence Michael Jacobs | Principal Securities, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 29, 2021 |
| Dominic Randazzo | Voya Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 29, 2021 |
| Stephanie Leeann Demetrelis | Wells Fargo Advisors wirehouse | Osaic Fs, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2021 | Oct 22, 2021 |
| Jeffrey Michael Garton | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 27, 2021 |
| Stefan Gene D'Angelo | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 4, 2021 |
| Roisin Mary D'Angelo | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 5, 2021 |
| Nels Clifford Nelson | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Sep 20, 2021 |
| David L. Ferland | Ameriprise Financial Services, LLC national BD | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 23, 2021 |
| Jerimiah David Gildea | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 9, 2021 |
| Leo Edwin Renner | Pruco Securities, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Jul 23, 2021 |
| Christian Frederick Laase | Bankers Life Advisory Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 9, 2021 |
| Chris David Breeden | Bankers Life Advisory Services, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 24, 2021 |
| Rory Jacob Dale Hart | Pruco Securities, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2021 | Apr 14, 2021 |
| Jake Alexander Von Halle | Park Avenue Securities LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2021 | May 18, 2021 (46 d) |
| Peter Torrey Fredericks | Edward Jones national BD | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2021 | May 6, 2021 (43 d) |
| Caryn Annik Sophie Augst | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Mar 3, 2021 |
| Seth Lewis Zudell | Edelman Financial Engines mixed wealth | Osaic Fs, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2021 | Jul 12, 2021 (139 d) |
| Lynette G. Mclaughlin | Voya Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Feb 8, 2021 |
| John Christopher Roy Andrews | Cuso Financial Services, L.P. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2021 | Feb 10, 2021 |
| Staci Ann Mapes | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2021 | Feb 5, 2021 |
| Melissa Anne Ekeberg | LPL Financial LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2021 | Jan 19, 2021 |
| Elizabeth Beatrix Keyser | Pruco Securities, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2021 | Feb 16, 2021 |
| Antonio Villanueva Rios | RBC Capital Markets, LLC national BD | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Jul 6, 2021 (196 d) |
| Cheryl Lovett Zudell | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2020 | Nov 11, 2020 |
| Peter Richard Holland | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2020 | Dec 14, 2020 |
| John Ginsburg | Principal Securities, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Dec 21, 2020 |
| Robert Duffy Tracy | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2020 | Nov 17, 2020 |
| Mark Gaylord Compston | Wells Fargo Advisors wirehouse | Osaic Fs, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2020 | Oct 1, 2020 |
| Mark Casey Compston | Wells Fargo Advisors wirehouse | Osaic Fs, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2020 | Oct 1, 2020 |
| Kevin Robert Lonergan | MML Investors Services, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Sep 28, 2020 |
| Sonia Kay Demoss | Osaic Fa, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2020 | May 6, 2020 |
| Chris Cantrell | Edward Jones national BD | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Dec 4, 2020 (102 d) |
| Austin Kyle Vealey | J. W. Cole Advisors, Inc. independent RIA | Osaic Fs, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2020 | Jan 21, 2021 (175 d) |
| Brian David Peters | LPL Financial LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2020 | Jul 15, 2020 |
| Carlos Jose Castro | Usaa Investment Services Company no RAUM | Osaic Fs, Inc. BD affiliated | Other | Jun 2, 2020 | May 26, 2020 |
| Randy Gene Pickering | Concourse Financial Group Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2020 | Mar 19, 2020 |
| Ryan Patrick Moran | Wells Fargo Advisors wirehouse | Osaic Fs, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2020 | Feb 18, 2020 |
| Brandon Carey Ashley | Pruco Securities, LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2020 | Apr 2, 2020 (42 d) |
| Nathan Michael Lee | Key Investment Services LLC BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Feb 7, 2020 |
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490 moves match.