DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
652 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| METROPOLITAN WEST ASSET MANAGEMENT LLC asset manager | $79B | -4.8% | 20 | $3.9B | 0.1% | 100% | 0 | 3 | |
| TRUIST ADVISORY SERVICES, INC. BD affiliated | $77B | +14% | 1,978 | $39.1M | 91% | 67% | 64 | 2,882 | |
| BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P. asset manager | $74B | +1.2% | 0.0% | 32 | 123 | ||||
| R•• R•••••••• L•• BD affiliated | $73B | +7.0% | 120 | $608M | 69% | 100% | 135 | 11 | |
| W•••• I••••••••• A•••••••• L•• other | $72B | +27% | 360 | $199M | 15% | 54% | 52 | 125 | |
| B••••••••• A•••• B•••• F•••••• A••••••• L• institutional | $70B | +32% | 0.0% | 7 | 37 | ||||
| R•••••• I••••••••• asset manager | $69B | +10.0% | 74 | $927M | 0.0% | 3 | 1 | ||
| C••• P•••••• W••••• A•••••••• I••• BD affiliated | $68B | +11% | 173 | $392M | 66% | 78% | 47 | 17 | |
| H••••• C•••••• A•••••••• I••• asset manager | $68B | +4.4% | 10 | $6.8B | 0.0% | 3 | 1 | ||
| W•••••• B•••• I••••••••• M••••••••• L•• other | $66B | -8.4% | 0.0% | 100% | 4 | 9 | |||
| O•••• P•••••••• S••••••••• L•• BD affiliated | $65B | +12% | 199 | $326M | 60% | 50% | 932 | 2 | |
| W•••••• B•••• • C•••••• L••••• BD affiliated | $64B | +10% | 328 | $196M | 82% | 86% | 108 | 12 | 21 |
| B••••••••• P•••••• C••••• S••••••••• L•• asset manager | $58B | +105% | 1.9% | 100% | 14 | 54 | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | $56B | +19% | 2,407 | $23.3M | 74% | 77% | 24 | 595 | |
| T•••••••• I••••••••• M••••••••• I•• asset manager | $54B | +20% | 42 | $1.3B | 2.3% | 31% | 12 | 1 | 2 |
| W•••••• C•••••• L•• asset manager | $52B | +10% | 0.0% | 9 | 5 | ||||
| B••••••••• L••••• C••••• A••••••• I• L•• institutional | $52B | +33% | 2.0% | 100% | 6 | 5 | |||
| B•• C•••••• P••••••• asset manager | $52B | +4.2% | 1 | $52B | 0.0% | 13 | 45 | ||
| C••• L•• BD affiliated | $51B | +50% | 665 | $76.1M | 91% | 48% | 79 | 166 | |
| M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealth | $50B | -3.9% | 92 | $548M | 26% | 100% | 153 | 12 | 6 |
| A• W••••• M••••••••• L•• BD affiliated | $50B | +33% | 463 | $108M | 99% | 39% | 275 | 315 | |
| W••••••••• A••••••• L•• BD affiliated | $48B | +20% | 41 | $1.2B | 99% | 36% | 12,649 | 1 | |
| C•••• I••••••••• C•••••• L••• asset manager | $44B | 0.0% | 2 | ||||||
| P•••••• A•••••• G••••• L•• BD affiliated | $44B | +19% | 931 | $47.6M | 96% | 53% | 150 | 477 | |
| B••••••••• A••••••••• C••••• A••••••• L• asset manager | $44B | -5.1% | 0.0% | 14 | 87 | ||||
| C•••••• A••••••• L•• asset manager | $44B | +15% | 42 | $1.0B | 4.3% | 81% | 41 | 7 | 3 |
| A••••• C•••••• L•• other | $44B | +7.8% | 2 | $22B | 0.0% | 100% | 5 | ||
| N•••••• A••••••• BD affiliated | $43B | +58% | 603 | $71.7M | 92% | 72% | 81 | 100 | |
| E•••••••• A•••••••• L•• national BD | $42B | +23% | 4,647 | $9.1M | 97% | 78% | 15 | 886 | |
| P•••• A•••••••• I••• asset manager | $42B | -16% | 21 | $2.0B | 0.0% | 1 | |||
| D••• D••••••• • C•• independent RIA | $42B | +16% | 698 | $59.9M | 90% | 63% | 98 | 101 | |
| A•••• I••• other | $41B | +14% | 0.0% | 3 | 25 | ||||
| B••••• I••• asset manager | $40B | +8.6% | 0.0% | 2 | |||||
| T•• I••••••••• M••••••••• C•••••• L•• asset manager | $39B | -3.3% | 40 | $970M | 6.5% | 4.2% | 119 | 7 | |
| V••• I••••••••• M••••••••• L•• institutional | $39B | +19% | 79 | $491M | 0.0% | 8 | |||
| F•••• M•••••••• C•• L•• BD affiliated | $38B | +11% | 65 | $586M | 89% | 98% | 94 | 5 | 9 |
| A••••• A•• P••••••• S••••••• BD affiliated | $38B | +10% | 1,683 | $22.5M | 100% | 78% | 43 | 144 | |
| V••• R••••••••• A•••••••• L•• other | $37B | +21% | 129 | $290M | 0.0% | 2 | |||
| R••••••••• C•••••• M••••••••• BD affiliated | $37B | +13% | 347 | $106M | 62% | 93% | 17 | 52 | 39 |
| S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated | $37B | +35% | 477 | $77.0M | 94% | 80% | 87 | 87 | |
| O••••••••• • C•• I••• BD affiliated | $37B | +13% | 1,158 | $31.7M | 62% | 25% | 32 | 110 | |
| B••••••••• C••••• S••••••••• S••••••••• L•• institutional | $36B | +19% | 0.0% | 4 | 1 | ||||
| C•••• C•••••• M••••••••• G•••• I•• BD affiliated | $36B | +17% | 1 | $36B | 70% | 55% | 35,290 | 1 | |
| A••••• F•••••••• A•••••••• L•• independent RIA | $35B | +14% | 64 | $548M | 100% | 1 | |||
| R•••••• I••••••••• asset manager | $35B | +29% | 80 | $438M | 0.0% | 2 | 43 | ||
| S•••••••• A•••••••• L•• BD affiliated | $35B | +26% | 404 | $86.3M | 88% | 74% | 47 | 84 | |
| S••••••• I••••••••• A•••••••• I••• other | $35B | +2.7% | 76 | $454M | 14% | 2 | |||
| V••• A••••••••• A•••• M••••••••• L•• asset manager | $34B | +32% | 56 | $607M | 0.0% | 3 | 56 | ||
| A••••••• F••••••••• L••• BD affiliated | $34B | +34% | 320 | $105M | 96% | 78% | 90 | 36 | |
| T•• V••••••• A•••••• L••• I•••••••• C•••••• asset manager | $33B | +3.6% | 1,280 | $25.7M | 0.0% | 1 | |||
| E•••• S••••••••• L•• BD affiliated | $32B | +26% | 2,485 | $12.9M | 98% | 45% | 53 | 892 | |
| G•••••• S•••• W••••• S•••••••• L••• BD affiliated | $32B | +22% | 1,127 | $28.1M | 78% | 100% | 102 | 24 | |
| T••••••••• A••••••• I•• asset manager | $31B | +6.7% | 78 | $399M | 0.0% | 1 | |||
| B••••••••• C•• M••••••••• L•• asset manager | $31B | +194% | 0.0% | 6 | 78 | ||||
| P••• I••••••••• A••••••• asset manager | $31B | +10% | 27 | $1.1B | 0.1% | 92% | 1 | 14 | |
| P•• W••••• M••••••••• BD affiliated | $30B | +14% | 1,165 | $26.0M | 97% | 18% | 138 | 595 | |
| •••••••• independent RIA | $30B | +114% | 545 | $55.5M | 68% | 55% | 99 | 123 | |
| B•• P•••••• A•••• M••••••••• U• • L•• asset manager | $30B | +17% | 65 | $463M | 3.8% | 97% | 3 | 11 | |
| A••••• C••••• M••••••••• L•• asset manager | $30B | +60% | 0.0% | 29 | |||||
| V•••• F•••••••• A•••••••• I••• BD affiliated | $29B | +11% | 1,256 | $23.3M | 100% | 9.5% | 233 | 218 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.