DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,727 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CALIFORNIA FINANCIAL ADVISORS independent RIA | $2.3B | +13% | 14 | $162M | 100% | 82% | 108 | 3 | |
| WATERLOO CAPITAL independent RIA | $2.3B | +34% | 53 | $42.7M | 90% | 81% | 49 | 13 | |
| RATHER & KITTRELL, INC. independent RIA | $2.3B | +21% | 20 | $113M | 56% | 78% | 49 | 2 | |
| W••••••••• C••••••••• independent RIA | $2.2B | +15% | 16 | $139M | 99% | 83% | 99 | 2 | |
| U••••• A•••• S••••••••• I••• independent RIA | $2.2B | +13% | 25 | $88.7M | 92% | 82% | 63 | 2 | |
| G••••• S•••• W••••• M••••••••• L•• independent RIA | $2.2B | +21% | 47 | $47.1M | 97% | 78% | 88 | 27 | |
| G••••••••• • D•••• L•• independent RIA | $2.2B | +9.1% | 4 | $553M | 97% | 67% | 186 | 1 | |
| F•••• F•••••• independent RIA | $2.2B | +13% | 1 | $2.2B | 72% | 88% | 608 | 1 | |
| K•••• J••••••• W••••• M••••••••• L•• independent RIA | $2.2B | +18% | 6 | $367M | 79% | 71% | 490 | 1 | |
| W••••••••• I••••••••• M••••••••• L•• independent RIA | $2.2B | +39% | 29 | $75.4M | 86% | 62% | 71 | 5 | 2 |
| C•••••• S••••••••• M••••••••• I••• independent RIA | $2.2B | +19% | 96 | $22.5M | 64% | 60% | 33 | 38 | |
| O•••••• W••••• A••••••• L•• independent RIA | $2.2B | +20% | 32 | $67.3M | 83% | 60% | 115 | 5 | |
| E••••• P•••••• W•••••• L•• independent RIA | $2.1B | 18 | $119M | 100% | 82% | 38 | 2 | 1 | |
| P•••••• A••••••• independent RIA | $2.1B | +28% | 18 | $119M | 98% | 84% | 51 | 2 | |
| E•••• F•••••••• G••••• L•• independent RIA | $2.1B | +36% | 34 | $63.1M | 77% | 78% | 50 | 10 | |
| F•••••••• M••••••••• N•••••• I•• independent RIA | $2.1B | +22% | 21 | $102M | 71% | 83% | 66 | 3 | |
| V•• H••••• F•••••••• A••••••• independent RIA | $2.1B | +15% | 19 | $113M | 81% | 78% | 73 | 3 | |
| S••••••• E••••• M••••••••• L•• independent RIA | $2.1B | +13% | 7 | $302M | 54% | 65% | 120 | 1 | |
| T•• W••••• A•••••••• L•• independent RIA | $2.1B | +10% | 12 | $175M | 90% | 88% | 95 | 3 | |
| A••••••• I••••••••• A•••••••• L•• independent RIA | $2.1B | +138% | 47 | $44.6M | 95% | 74% | 57 | 29 | |
| E•••• B•••• • S•••••• independent RIA | $2.1B | +13% | 18 | $115M | 58% | 89% | 42 | 1 | |
| E••••••••• I••••••••• G•••• independent RIA | $2.1B | +19% | 20 | $103M | 100% | 75% | 114 | 3 | |
| B•••• F••••• P•••••• W••••• M••••••••• independent RIA | $2.1B | +30% | 7 | $294M | 91% | 84% | 116 | 1 | |
| N•••••• I••••••••• independent RIA | $2.0B | +3.8% | 23 | $89.1M | 95% | 79% | 54 | 19 | |
| I••••••••• C••••••• L•• independent RIA | $2.0B | +32% | 12 | $171M | 91% | 85% | 35 | 1 | |
| A•••••••• A••••••• S•••••••• L•• independent RIA | $2.0B | +23% | 13 | $157M | 100% | 89% | 111 | 4 | |
| M•••• D•••••• A••••••• L•• independent RIA | $2.0B | +11% | 1 | $2.0B | 85% | 64% | 187 | 1 | |
| C•••••••• A•••••••• L•• independent RIA | $2.0B | +19% | 12 | $169M | 98% | 89% | 117 | 1 | |
| A••••• F•••••••• G•••• independent RIA | $2.0B | +8.4% | 19 | $106M | 96% | 79% | 38 | 1 | 3 |
| J•••••• T••••••• W••••• M••••••••• L•• independent RIA | $2.0B | +20% | 9 | $223M | 92% | 89% | 105 | 5 | |
| P•••••••• W••••• A•••••••• I••• independent RIA | $2.0B | +16% | 9 | $223M | 67% | 84% | 121 | 1 | |
| J••• F•••••••• A•••••••• L•• independent RIA | $2.0B | +19% | 30 | $66.8M | 98% | 86% | 37 | 3 | |
| C••••••• W••••• A••••••• independent RIA | $2.0B | +6.0% | 19 | $105M | 80% | 89% | 45 | 2 | |
| C•••• I••••••••• M••••••••• L•• independent RIA | $2.0B | +16% | 30 | $66.7M | 99% | 80% | 45 | 5 | |
| B•••••••• L•• independent RIA | $2.0B | +61% | 37 | $53.8M | 53% | 65% | 47 | 9 | |
| J•• F••••••••• L•• independent RIA | $2.0B | +14% | 12 | $164M | 85% | 82% | 66 | 1 | |
| G•••••••• G•••••••• L•• independent RIA | $2.0B | +20% | 20 | $98.6M | 94% | 89% | 53 | 3 | 1 |
| C••••• F•• F•••••••• P••••••• I•• independent RIA | $2.0B | +15% | 17 | $116M | 100% | 73% | 88 | 2 | |
| T•• N••••• G•••• L•• independent RIA | $2.0B | +13% | 22 | $89.5M | 88% | 84% | 58 | 5 | |
| C• P••••••• C••• independent RIA | $2.0B | +55% | 31 | $63.3M | 99% | 55% | 135 | 21 | |
| G••••••••• A••••••• independent RIA | $2.0B | +23% | 25 | $78.3M | 100% | 59% | 83 | 1 | |
| F••••• W••••• P•••••••• I••• independent RIA | $2.0B | +34% | 24 | $81.5M | 98% | 77% | 66 | 45 | |
| 3•••• A•••• M••••••••• L• independent RIA | $2.0B | +17% | 15 | $130M | 58% | 60% | 99 | 9 | |
| F•••••••• S••••••• A••••••• I•• independent RIA | $1.9B | +11% | 30 | $64.9M | 94% | 57% | 103 | 6 | |
| S•• independent RIA | $1.9B | +19% | 32 | $60.7M | 88% | 82% | 76 | 1 | |
| R•• W••••• L•• independent RIA | $1.9B | +21% | 8 | $242M | 91% | 73% | 129 | 2 | |
| D••••••••• P••••••••• I••• independent RIA | $1.9B | +17% | 10 | $194M | 96% | 74% | 66 | 1 | |
| R•••••••• L•• independent RIA | $1.9B | +24% | 9 | $214M | 92% | 77% | 71 | 11 | |
| F••••••••• F•••••••• P•••••••• L••• independent RIA | $1.9B | +21% | 11 | $175M | 90% | 89% | 88 | 1 | |
| L•••••• • C•••••• independent RIA | $1.9B | +12% | 20 | $96.3M | 99% | 74% | 90 | 1 | |
| F•••• P•••••• F••••••••• I••• independent RIA | $1.9B | +27% | 19 | $101M | 95% | 83% | 68 | 5 | |
| A•• A•••• M••••••••• C••• independent RIA | $1.9B | +13% | 9 | $214M | 82% | 83% | 124 | 2 | |
| S•• W••••• M••••••••• L•• independent RIA | $1.9B | +28% | 32 | $60.0M | 94% | 63% | 71 | 6 | |
| D• I••••••••• P•••••••• L•• independent RIA | $1.9B | +1.3% | 7 | $273M | 89% | 82% | 185 | 1 | |
| C•••••••• A•••••••• L•• independent RIA | $1.9B | +35% | 40 | $47.7M | 95% | 72% | 84 | 18 | |
| P•••••• I••••••••• M••••••••• G•••• I•• independent RIA | $1.9B | +13% | 14 | $136M | 84% | 80% | 108 | 4 | |
| M••••• C•••••• M••••••••• L•• independent RIA | $1.9B | 3 | $628M | 96% | 82% | 124 | 1 | ||
| C•••••• M••••••••• A••••••••• I•• independent RIA | $1.9B | +15% | 14 | $134M | 81% | 87% | 63 | 3 | |
| I•• W••••• P•••••••• L•• independent RIA | $1.9B | +18% | 16 | $117M | 99% | 64% | 146 | 4 | |
| A••••• T••••• S••••••••• L•• independent RIA | $1.9B | +8.2% | 37 | $50.3M | 100% | 55% | 62 | 6 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.