DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PRIVATE CLIENT SERVICES, LLC BD affiliated | $1.4B | +32% | 64 | $21.6M | 99% | 27% | 136 | 24 | |
| B.O.S.S. RETIREMENT ADVISORS, LLC independent RIA | $1.4B | +30% | 45 | $30.7M | 98% | 16% | 110 | 12 | |
| PACKERLAND BROKERAGE SERVICES, INC. independent RIA | $1.4B | +49% | 176 | $7.7M | 99% | 37% | 28 | 134 | |
| SGROI WEALTH ADVISORY GROUP LLC independent RIA | $1.4B | +25% | 11 | $123M | 100% | 20% | 695 | 2 | |
| VIRTUE CAPITAL MANAGEMENT, LLC independent RIA | $1.3B | +8.5% | 91 | $14.4M | 99% | 24% | 63 | 82 | |
| PINNACLE INVESTMENTS, LLC BD affiliated | $1.3B | +22% | 57 | $22.7M | 99% | 8.8% | 55 | 14 | |
| XYPN SAPPHIRE independent RIA | $1.3B | +175% | 64 | $19.6M | 75% | 32% | 11 | 40 | |
| J.J. BURNS & COMPANY independent RIA | $1.3B | +17% | 7 | $179M | 97% | 9.2% | 88 | 1 | |
| BROOKWOOD INVESTMENT GROUP independent RIA | $1.3B | +18% | 69 | $18.2M | 100% | 37% | 51 | 6 | |
| ASSOCIATED INVESTMENT SERVICES, INC. independent RIA | $1.2B | +17% | 42 | $27.8M | 100% | 39% | 91 | 36 | |
| COREVISION FINANCIAL GROUP independent RIA | $1.2B | +228% | 10 | $115M | 88% | 37% | 129 | 4 | |
| LVZ, INC. independent RIA | $1.1B | +16% | 17 | $66.2M | 97% | 24% | 143 | 15 | |
| COPPELL ADVISORY SOLUTIONS LLC independent RIA | $1.1B | +2.3% | 83 | $13.3M | 100% | 26% | 107 | 25 | |
| PKS ADVISORY SERVICES, LLC independent RIA | $1.1B | +21% | 46 | $23.8M | 99% | 30% | 106 | 25 | |
| TITAN independent RIA | $1.1B | -3.2% | 9 | $120M | 100% | 37% | 4,637 | 1 | |
| GIBBS WEALTH MANAGEMENT, LLC independent RIA | $1.1B | +67% | 68 | $15.7M | 98% | 25% | 79 | 128 | |
| TALON LLC independent RIA | $1.1B | 9 | $118M | 100% | 18% | 213 | 14 | ||
| ASSET ALLOCATION STRATEGIES, LLC independent RIA | $1.0B | +33% | 40 | $25.5M | 70% | 23% | 109 | 29 | |
| INTELLIGENT WEALTH SOLUTIONS LLC independent RIA | $961M | +52% | 6 | $160M | 100% | 4.0% | 526 | 2 | |
| BUOYANT CAPITAL PRIVATE LIMITED independent RIA | $955M | 79% | 26% | 1 | 3 | ||||
| BRIGHTON SECURITIES CORP. independent RIA | $931M | -5.6% | 22 | $42.3M | 97% | 37% | 80 | 3 | |
| OLD MISSION INVESTMENT COMPANY, LLC independent RIA | $929M | +4.3% | 8 | $116M | 93% | 18% | 131 | 3 | |
| STRATEGIC FINANCIAL CONCEPTS, LLC independent RIA | $928M | -7.8% | 40 | $23.2M | 81% | 33% | 92 | 25 | |
| CHARLES PRATT & COMPANY, L.L.C. independent RIA | $916M | 1 | $916M | 73% | 9.9% | 308 | 1 | 1 | |
| PARTNERS IN FINANCIAL PLANNING, LLC independent RIA | $914M | +17% | 7 | $131M | 99% | 36% | 56 | 2 | |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. BD affiliated | $906M | +14% | 71 | $12.8M | 97% | 18% | 47 | 56 | |
| AXIOM ASSET MANAGEMENT independent RIA | $900M | +12% | 4 | $225M | 99% | 10% | 145 | 1 | |
| AUTOPILOT independent RIA | $892M | +93% | 1 | $892M | 100% | 8.1% | 103,270 | 2 | |
| SOUTHLAND EQUITY PARTNERS, LLC. independent RIA | $891M | +14% | 25 | $35.7M | 100% | 24% | 71 | 18 | |
| ATLAS CAPITAL MANAGEMENT CORP independent RIA | $870M | +55% | 5 | $174M | 100% | 16% | 652 | 1 | |
| ROSSBY FINANCIAL, LLC independent RIA | $855M | +58% | 31 | $27.6M | 99% | 19% | 126 | 19 | |
| WHITAKER-MYERS WEALTH MANAGERS, LTD. independent RIA | $851M | +19% | 17 | $50.0M | 93% | 37% | 201 | 20 | |
| PREMIER FINANCIAL GROUP INC independent RIA | $820M | +14% | 12 | $68.3M | 76% | 23% | 46 | 1 | |
| ADVISORS MANAGEMENT GROUP INC independent RIA | $820M | +15% | 12 | $68.3M | 100% | 33% | 159 | 3 | |
| ZANETTI FINANCIAL, LLC independent RIA | $809M | +100% | 2 | $405M | 100% | 20% | 741 | 1 | |
| PORTFOLIO MEDICS, LLC independent RIA | $780M | +56% | 84 | $9.3M | 100% | 1.9% | 35 | 9 | |
| GLOBAL VIEW CAPITAL MANAGEMENT LLC independent RIA | $775M | +9.5% | 100 | $7.8M | 99% | 30% | 38 | 6 | |
| MTM FINANCIAL GROUP, LLC independent RIA | $772M | +24% | 8 | $96.5M | 99% | 10% | 409 | 2 | |
| INTENTGEN FINANCIAL PARTNERS independent RIA | $757M | 10 | $75.7M | 99% | 18% | 61 | 1 | ||
| EWA, LLC independent RIA | $751M | +34% | 9 | $83.4M | 100% | 13% | 44 | 1 | |
| CURRAN FINANCIAL PARTNERS, LLC independent RIA | $749M | +26% | 16 | $46.8M | 87% | 34% | 82 | 3 | |
| BLUE HORIZON EQUITY, INC. independent RIA | $746M | 21 | $35.5M | 99% | 30% | 70 | 8 | ||
| CL WEALTH MANAGEMENT LLC independent RIA | $734M | +17% | 42 | $17.5M | 100% | 33% | 52 | 42 | |
| MERIDIAN INVESTMENT COUNSEL, INC. independent RIA | $723M | +34% | 3 | $241M | 99% | 4.8% | 62 | 1 | |
| MAIN STREET RETIREMENT PLANNING, LLC independent RIA | $717M | +3.2% | 3 | $239M | 100% | 37% | 563 | 1 | |
| G. A. REPPLE & COMPANY BD affiliated | $716M | +17% | 37 | $19.4M | 96% | 0.0% | 85 | 21 | |
| DODDS WEALTH, LLC independent RIA | $706M | +11% | 7 | $101M | 97% | 15% | 60 | 2 | |
| BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC independent RIA | $705M | -21% | 6 | $118M | 97% | 18% | 183 | 5 | |
| MILESTONE ASSET MANAGEMENT, LLC independent RIA | $691M | +26% | 11 | $62.8M | 100% | 38% | 122 | 6 | |
| PROVIDENCE WEALTH ADVISORS, LLC independent RIA | $684M | +14% | 5 | $137M | 94% | 0.0% | 123 | 3 | |
| RDA FINANCIAL NETWORK independent RIA | $675M | +17% | 17 | $39.7M | 99% | 18% | 89 | 17 | |
| HARVEST FINANCIAL ADVISORS, LLC independent RIA | $671M | +15% | 9 | $74.6M | 100% | 28% | 49 | 1 | |
| LOMBARD ADVISERS INCORPORATED independent RIA | $670M | +18% | 32 | $20.9M | 76% | 30% | 29 | 24 | |
| BUTTONWOOD FINANCIAL GROUP, LLC independent RIA | $659M | -5.4% | 7 | $94.2M | 75% | 39% | 48 | 1 | |
| XCELSIOR ADVISOR PARTNERS LLC independent RIA | $651M | +494% | 22 | $29.6M | 69% | 23% | 16 | 8 | |
| CHAPIN DAVIS ASSET MANAGEMENT independent RIA | $643M | +19% | 20 | $32.1M | 98% | 30% | 27 | 14 | |
| MWA FINANCIAL SERVICES, INC. BD affiliated | $640M | +70% | 210 | $3.0M | 97% | 19% | 9 | 105 | |
| TCFG INVESTMENT ADVISORS, LLC independent RIA | $639M | +11% | 31 | $20.6M | 100% | 36% | 75 | 24 | |
| AXIUS ADVISORS LLC independent RIA | $624M | 12 | $52.0M | 100% | 39% | 103 | 1 | ||
| CAPITAL ADVISERS, INC. independent RIA | $620M | +23% | 4 | $155M | 76% | 21% | 153 | 1 |
799 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.