DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CAPTRUST institutional | $1237B | +14% | 947 | $1.3B | 7.8% | 93% | 40 | 97 | 17 |
| ALLSPRING GLOBAL INVESTMENTS, LLC asset manager | $476B | +4.0% | 1.8% | 66% | 11 | 14 | |||
| ALLSPRING FUNDS MANAGEMENT, LLC asset manager | $325B | +2.1% | 85 | $3.8B | 2.5% | 64% | 108 | 3 | |
| OSAIC WEALTH, INC. BD affiliated | $235B | +17% | 8,056 | $29.2M | 97% | 50% | 71 | 5,587 | |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC asset manager | $136B | +34% | 0.0% | 7 | 6 | ||||
| PTMA INVESTMENT ADVISORS asset manager | $104B | +11% | 12 | $8.7B | 0.0% | 14 | |||
| CLEARLAKE CAPITAL GROUP, L.P. asset manager | $84B | +5.0% | 0.0% | 9 | 93 | ||||
| GALLIARD CAPITAL MANAGEMENT institutional | $80B | -0.1% | 0.0% | 1 | 3 | ||||
| STONE POINT CAPITAL LLC asset manager | $68B | +19% | 0.0% | 3 | 59 | ||||
| CVC CREDIT PARTNERS, LLC asset manager | $62B | +42% | 0.0% | 1 | 85 | ||||
| CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS independent RIA | $34B | +39% | 65 | $521M | 63% | 96% | 66 | 11 | 3 |
| REDDING RIDGE ASSET MANAGEMENT LLC asset manager | $33B | +75% | 0.0% | 6 | 83 | ||||
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED asset manager | $31B | +201% | 0.0% | 1 | |||||
| PTMA INVESTMENT ADVISORS asset manager | $31B | +10% | 27 | $1.1B | 0.1% | 92% | 1 | 14 | |
| MARATHON ASSET MANAGEMENT, L.P. asset manager | $30B | +26% | 0.0% | 3 | 70 | ||||
| CORNERSTONE PARTNERS institutional | $29B | +18% | 0.0% | 2 | 5 | ||||
| TOWERBROOK CAPITAL PARTNERS asset manager | $28B | +23% | 0.0% | 6 | 61 | ||||
| CVC ADVISORS (U.S.) INC. asset manager | $26B | +22% | 0.0% | 6 | |||||
| CVC SECONDARY PARTNERS (U.S.), LLC asset manager | $22B | +18% | 0.0% | 1 | 22 | ||||
| RIALTO CAPITAL MANAGEMENT, LLC asset manager | $22B | +18% | 0.0% | 5 | 22 | ||||
| TRINITAS CAPITAL MANAGEMENT asset manager | $20B | +18% | 0.0% | 1 | 45 | ||||
| KNIGHTHEAD CAPITAL MANAGEMENT, LLC asset manager | $19B | +20% | 0.0% | 3 | 12 | ||||
| CEVIAN CAPITAL II GP LIMITED asset manager | $18B | +25% | 0.0% | 5 | 2 | ||||
| REDWHEEL asset manager | $17B | +31% | 0.0% | 1 | 4 | ||||
| ENVESTNET RETIREMENT SOLUTIONS, LLC institutional | $16B | +12% | 4 | $4.1B | 0.0% | 1 | |||
| VENERABLE INVESTMENT ADVISERS, LLC asset manager | $16B | +66% | 0.0% | 1 | |||||
| C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S other | $15B | -17% | 0.0% | 2 | |||||
| TROY ASSET MANAGEMENT LTD asset manager | $15B | -15% | 0.0% | 1 | |||||
| NAPIER PARK GLOBAL CAPITAL (US) LP asset manager | $15B | +7.0% | 0.0% | 4 | 36 | ||||
| CENTERSQUARE INVESTMENT MANAGEMENT LLC institutional | $14B | +2.0% | 0.0% | 5 | 19 | ||||
| GAOTENG GLOBAL ASSET MANAGEMENT LIMITED asset manager | $13B | +109% | 1 | $13B | 0.0% | 96% | 3 | 1 | |
| EAGLE POINT CREDIT MANAGEMENT LLC other | $13B | +18% | 0.0% | 1 | 21 | ||||
| REDDING RIDGE ASSET MANAGEMENT (UK) LLP asset manager | $13B | +43% | 0.0% | 6 | 29 | ||||
| ASCENSUS INVESTMENT ADVISORS, LLC institutional | $13B | +11% | 42 | $309M | 0.0% | 1 | |||
| FIRST EAGLE ALTERNATIVE CREDIT, LLC asset manager | $13B | -25% | 0.0% | 3 | 70 | ||||
| SENTINEL PENSION ADVISORS, LLC. institutional | $12B | +11% | 52 | $230M | 9.5% | 71% | 27 | 24 | |
| CS MCKEE institutional | $12B | +37% | 3 | $3.9B | 0.0% | 3 | |||
| KENNEDY LEWIS MANAGEMENT LP asset manager | $12B | +6.8% | 0.0% | 5 | 19 | ||||
| QRG CAPITAL MANAGEMENT, INC. independent RIA | $11B | +0.5% | 2 | $5.7B | 92% | 40% | 13,303 | 1 | |
| ADHESION WEALTH ADVISOR SOLUTIONS asset manager | $11B | +6.0% | 6 | $1.8B | 0.0% | 3 | |||
| WEBSTER EQUITY PARTNERS, L.P. asset manager | $10B | 0.0% | 3 | 27 | |||||
| NAPIER PARK GLOBAL CAPITAL LTD asset manager | $9.2B | +41% | 0.0% | 1 | 16 | ||||
| TORTOISE CAPITAL ADVISORS, L.L.C. asset manager | $8.9B | +5.7% | 8 | $1.1B | 5.7% | 99% | 33 | 1 | 1 |
| RFG ADVISORY, LLC independent RIA | $8.0B | +38% | 187 | $42.6M | 64% | 50% | 92 | 72 | |
| LLR MANAGEMENT HOLDCO, L.P. asset manager | $7.6B | +7.4% | 0.0% | 2 | 19 | ||||
| CROSS OCEAN PARTNERS MANAGEMENT LP asset manager | $7.0B | +28% | 0.0% | 1 | 18 | ||||
| LADENBURG THALMANN ASSET MANAGEMENT INC other | $6.7B | +19% | 22 | $303M | 18% | 52% | 133 | 2 | |
| MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC asset manager | $6.6B | -3.4% | 0.0% | 3 | 2 | ||||
| NASSAU GLOBAL CREDIT LLC asset manager | $6.4B | -20% | 0.0% | 2 | 24 | ||||
| INCLINE EQUITY PARTNERS asset manager | $6.0B | +3.7% | 0.0% | 2 | 32 | ||||
| SABAL INVESTMENT ADVISORS, LLC asset manager | $5.8B | +34% | 0.0% | 1 | 7 | ||||
| OBRA CAPITAL MANAGEMENT, LLC. asset manager | $5.7B | 1 | $5.7B | 0.0% | 6 | 12 | |||
| GENEVA CAPITAL MANAGEMENT LLC other | $5.6B | -9.6% | 3 | $1.9B | 8.2% | 92% | 51 | 1 | |
| NEWPORT GROUP CONSULTING, LLC institutional | $5.1B | +15% | 22 | $230M | 0.0% | 1 | |||
| SENATOR INVESTMENT GROUP LP asset manager | $4.9B | -2.0% | 0.0% | 2 | 4 | ||||
| CLAROS REIT MANAGEMENT LP asset manager | $4.8B | -32% | 0.0% | 3 | |||||
| ACRE MANAGER, LLC asset manager | $4.7B | +28% | 0.0% | 3 | 4 | ||||
| CAXTON ASSOCIATES (USA) LLC asset manager | $4.6B | +23% | 0.0% | 1 | |||||
| ANCORA ADVISORS LLC other | $4.6B | +3.0% | 10 | $461M | 8.7% | 100% | 2 | ||
| BANNER OAK CAPITAL PARTNERS, LP asset manager | $4.5B | -7.4% | 0.0% | 1 | 9 |
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140 practices match (PE backed). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.